Soundpath Retirement Strategies LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 FINANCIAL CONSULTING SERVICES
 SoundPath’s annual financial consulting fee, which includes portfolio management, is
 negotiable based on the service level requested by the client and the number of hours
 required. The hourly rate for services is $400 per hour. These fees are based on the
 selection of services as indicated within the Financial Consulting Agreement and a
 thorough discussion with us. The rate is based on the unique selection made by the client
 and what level of expertise is needed for that unique combination. All estimated annual
 fees will be agreed on before entering into an agreement. If the fees are trending higher
 than the estimate, we will reach out to the client for approval before charging any
 additional fees. The Financial Consulting Services fee is paid quarterly in arrears.
 The fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets,
 anticipated future earning capacity, anticipated future additional assets, dollar amounts of
 assets to be managed, related accounts, account composition, negotiations with Clients,
 etc.). SoundPath considers cash to be an asset class, and as such is included in fee
 calculations. Also, to be noted, at times fees will exceed the money market yield.
 Lower fees for comparable services may be available from other sources. Clients may
 terminate their account within five (5) business days of signing the Investment Advisory
 Agreement with no obligation and without penalty. After the initial five (5) business days,
 the agreement may be terminated by SoundPath with thirty (30) days written notice to
 Client and by the Client at any time with written notice to SoundPath. For accounts opened
 or closed mid-billing period, fees will be prorated based on the days services are provided
 during the given period. All unpaid earned fees will be due to SoundPath. Client shall be
 given thirty (30) days prior written notice of any increase in fees. Any increase in fees will
 be acknowledged in writing by both parties before any increase in said fees occurs.

 FINANCIAL PLANNING SERVICES
 SoundPath charges a non-negotiable hourly fee of $400 per hour based on complexity and
 unique Client needs for ongoing financial planning. Prior to the planning process the Client
 will be provided an estimated plan fee.
 Initial Consulting and Planning
 The initial financial plan will be prepared for no additional cost to the Client. Services are
 completed and delivered inside of sixty (60) days contingent upon timely delivery of all
 required documentation.
 Ongoing/Periodic Investment Advisory Consulting Service
 If Client chooses to engage ongoing/periodic investment advisory consulting services the
 estimated number of hours will be agreed upon in the Client Agreement signed by the
 Client and SoundPath.
 Fees for ongoing financial plans are due quarterly in arrears. Meaning SoundPath will bill
 the Client at the end of each quarter.
 Client may cancel within five (5) business days of signing Agreement with no obligation
 and without penalty. If the Client cancels after five (5) business days, any unearned fees
 will be refunded to the Client, or any unpaid earned fees will be due to SoundPath.
 SoundPath reserves the right to waive the fee should the Client implement the plan through
 SoundPath. If Client cancels before the financial plan is completed, the Client will receive all
 completed portions of the plan along with the prorated refund/invoice.
 SEMINARS AND WORKSHOPS
 This service is offered at no additional cost to Clients.
Client Payment of Fees
 Fees for Financial Consulting/Portfolio Management Services are:
    •   Deducted from a designated Client account. The Client must consent in advance to
        direct debiting of their investment account.
    •   Check – to be remitted by Client to SoundPath
    •   Deducted from a non-qualified account managed by SoundPath
    •   Electronic Payment via ACH (fees will be paid via a third party payment processor in
        which the client will securely input payment information and pay the advisory fee
        through a secure portal. SoundPath will not have continuous access to the Client’s
        banking information.)
 Fees for financial plans may be:
    •   Deducted from a designated Client account. The Client must consent in advance to
        direct debiting of their investment account.
    •   Check – to be remitted by Client to SoundPath
    •   Deducted from a non-qualified account managed by SoundPath
    •   Electronic Payment via ACH (fees will be paid via a third party payment processor in
        which the client will securely input payment information and pay the advisory fee
        through a secure portal. SoundPath will not have continuous access to the Client’s
        banking information.)

Additional Client Fees Charged
 Custodians may charge transaction fees and other related costs on the purchases or sales of
 mutual funds, equities, bonds, options and exchange-traded funds. Mutual funds, money
 market funds and exchange-traded funds also charge internal management fees, which are
 disclosed in the fund’s prospectus. SoundPath does not receive any compensation from
 these fees. All of these fees are in addition to the management fee you pay to SoundPath.
 For more details on the brokerage practices, see Item 12 of this brochure.
Prepayment of Client Fees
 SoundPath does not require any prepayment of fees.
External Compensation for the Sale of Securities to Clients
 Investment Advisor Representatives of SoundPath receive compensation from sales of
 investment related products such as insurance as licensed insurance agents. This
 represents a conflict of interest because it gives an incentive to recommend products based
 on the commission received. This conflict is mitigated by disclosures, procedures, and
...

Item 7: Types of Clients
Description
 SoundPath generally provides investment advice to individuals and high net worth
 individuals. Client relationships vary in scope and length of service.
Account Minimums
 SoundPath does not require a minimum to open an account.