|
⚲
|
| Southern Financial Group LLC
✚
|
|
|---|---|
| CRD # | 142644 |
| SEC # | 801-67489 |
| CIK # | 0000092122, 0001831523, 0002140714 |
| AUM | $1.1 B (2026-02-26) |
| Employees | 8 (25% Investors, 25% Brokers) |
| Phone | 205-383-1415 |
| Address | 700 Corporate Parkway Birmingham, AL 35242 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Southern Co | 35.5 | ||
| Diamondback Energy Inc | 4.7 | ||
| Apple Inc | 2.6 | ||
| Regions Financial Corp | 1.9 | ||
| Laclede Group Inc | 1.2 | ||
| Nvidia Corp | 1.2 | ||
| AT&T Inc | 1.0 | ||
| Verizon Communications Inc | 1.0 | ||
| Bank of America Corp /DE/ | 0.9 | ||
| Amazon Com Inc | 0.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 788 | 280.1 |
| (b) Individuals (high net worth individuals) | 352 | 768.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 1.4 |
| (n) Other | 0 | 0.0 |
| Total | 2,597 | 1,050.1 |
| By Discretionary | ||
| Discretionary | 2,597 | 1,050.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,597 | 1,050.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,050.1 | |
| Total | 2,597 | 1,050.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000092122] | |
| 10-Q | [0000092122] | |
| 3 | [0000092122] | |
| 4 | [0000092122] | |
| 5 | [0000092122] | |
| 8-K | [0000092122] | |
| SC 13G | [0000092122] | |
| D | [0001831523] | |
| 13F-HR | [0002140714] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Stepp & Rothwell Inc
✚
|
KS | 1.1 |
|
GR Financial Group LLC
✚
|
AZ | 1.1 |
|
Jamison Private Wealth Management Inc
✚
|
GA | 1.1 |
|
RPG Investment Advisory LLC
✚
|
CA | 1.0 |
|
Sterling Investment Counsel LLC
✚
|
NY | 1.0 |
|
Banyan Tree Asset Management LLC
✚
|
CA | 1.0 |
|
Vestwell Advisors LLC
✚
|
NY | 1.0 |
|
Cardinal Capital Management Inc
✚
|
NC | 1.0 |
|
Capital Investment Counsel Inc
✚
|
NC | 1.0 |
|
Pettyjohn Wood & White Inc
✚
|
VA | 1.0 |