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| Happy Holidays!! thanks for using AUM13F!! |
| Summit Financial Advisors Inc
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| CRD # | 145007 |
| SEC # | 801-96206 |
| CIK # | 0002055275, 0001055980, 0001128905 |
| AUM | $199.4 M (2025-06-17) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 513-424-6300 |
| Address | 300 N Main Street Middletown, OH 45042 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0002055275 0001055980 0001128905 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| Facebook Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Netflix Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Costco Wholesale Corp /NEW | 0.0 | ||
| Cisco Systems Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| Advanced Micro Devices Inc | 0.0 | ||
| Palantir Technologies Inc | 0.0 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 97 | 27.6 |
| (b) Individuals (high net worth individuals) | 39 | 170.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 1.2 |
| Total | 426 | 199.4 |
| By Discretionary | ||
| Discretionary | 389 | 197.5 |
| Non-Discretionary | 37 | 1.8 |
| Total | 426 | 199.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 199.4 | |
| Total | 426 | 199.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001055980] | |
| 13F-HR | [0002055275] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Lighthouse Wealth Management Inc
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|
OH | 0.2 |
|
SWP Financial LLC
✚
|
CA | 0.2 |
|
Vitalstone Financial LLC
✚
|
TX | 0.2 |
|
Lighthouse Wealth Management LLC
✚
|
PA | 0.2 |
|
Keystone Financial Group Inc
✚
|
GA | 0.2 |
|
Beacon Financial Advisors Inc
✚
|
NY | 0.2 |
|
Biddle Capital Management Inc
✚
|
DE | 0.2 |
|
Approach Retirement Advisors LLC
✚
|
AL | 0.2 |
|
Goalfusion Wealth Management LLC
✚
|
0.2 | |
|
Lee-Kelleher Wealth Management
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|
0.2 |