Transition Financial Advisors Group LLC

Item 5           Fees and Compensation

   A. The client can determine to engage the Registrant to provide discretionary investment
      advisory services on a fee-only basis.

         WEALTH MANAGEMENT AND INVESTMENT ADVISORY SERVICES
         If a client determines to engage the Registrant to provide discretionary investment advisory
         services on a fee-only basis, the Registrant’s annual investment advisory fee is negotiable,
         but shall generally be based upon a percentage (%) of the market value and type of assets
         placed under the Registrant’s management (between 0.15% and 1.00%) as follows:

      Fee Schedule for U.S.-based clients
                     Assets Under Management                    Annual Fee (%)
                     Less than $1,000,000.01                      1.00%
                     Next $1,000,000.01 - $2,000,000              0.85%
                     Next $2,000,000.01 - $3,000,000              0.75%
                     Next $3,000,000.01 - $5,000,000              0.65%
                     Next $5,000,000.01 - $7,000,000              0.50%
                     Next $7,000,000.01 - $10,000,000             0.40%
                     Next $10,000,000.01 - $15,000,000            0.25%
                     $15,000,000.01+                              0.10%

Fee Schedule for Canada-based clients

             Assets Under Management                   Annual Fee %
             Less than $1,000,000.01                     1.20%
             Next $1,000,000.01 - $2,000,000             1.00%
             Next $2,000,000.01 - $3,000,000             0.80%
             Next $3,000,000.01 - $5,000,000             0.65%
             Next $5,000,000.01 - $7,000,000             0.50%
             Next $7,000,000.01 - $10,000,000            0.40%
             Next $10,000,000.01 - $15,000,000           0.25%
             $15,000,000.01+                             0.10%

Registrant, in its sole discretion, may charge a lesser investment advisory fee and/or charge
a flat fee based upon certain criteria (i.e. anticipated future earning capacity, anticipated
future additional assets, dollar amount of assets to be managed, related accounts, account
composition, prior fee schedules, competition, negotiations with client, etc.). Please Note:
As result of the above, similarly situated clients could pay different fees. In addition,
similar advisory services may be available from other investment advisers for similar or
lower fees. ANY QUESTIONS: Registrant’s Chief Compliance Officer, Brian Wruk,
remains available to address any questions that a client or prospective client may have
regarding advisory fees.

Registrant’s annual investment advisory fee shall include investment advisory services,
and, to the extent specifically requested by the client, financial planning and consulting
services. In the event that the client requires extraordinary planning and/or consultation
services (to be determined in the sole discretion of the Registrant) or tax preparation
services, the Registrant may determine to charge for such additional services, the dollar
amount of which shall be set forth in a separate written notice to the client.

FINANCIAL PLANNING AND CONSULTING SERVICES (STAND-ALONE)
To the extent specifically requested by a client, the Registrant may determine to provide
financial planning and/or consulting services (including investment and non-investment
related matters, including estate planning, insurance planning, etc.) on a stand-alone fee
basis. Registrant’s planning and consulting fees are negotiable, planning fees range from
$3,000 to $100,000 on a fixed fee basis as outlined in the fee schedules above, and
consulting fees range from $100 to $600 on an hourly rate basis, depending upon the level
and scope of the service(s) required and the professional(s) rendering the service(s).

TAX PREPARATION
To the extent requested by a client, the Registrant may provide tax preparation services on
an hourly rate basis. When tax preparation is provided on a standalone basis, hourly fees
range from $300 to $350 per hour. When tax preparation is combined with one or more of
Registrant’s other services, hourly fees range from $150 to $180 per hour. The tax
preparation fee can vary from $300 to $3,000, depending upon the nature and complexity
of the engagement. These services are separate from the investment advisory and financial

    planning and consulting services offered by the Registrant and, therefore, are provided for
    an additional fee.

B. Clients may elect to have the Registrant’s advisory fees deducted from their custodial
   account. Both Registrant’s Investment Advisory Agreement and the custodial/clearing
   agreement may authorize the custodian to debit the account for the amount of the
   Registrant’s investment advisory fee and to directly remit that management fee to the
   Registrant in compliance with regulatory procedures. In the limited event that the
   Registrant bills the client directly, payment is due upon receipt of the Registrant’s invoice.
   The Registrant shall deduct fees and/or bill clients quarterly in arrears, based upon the
   market value of the assets on the last business day of the previous quarter.

    Please note: For Canadian client accounts denominated in Canadian dollars, Registrant
    deducts advisory fees from these accounts in Canadian Dollars (CAD). Registrant
    calculates the advisory fee by converting the managed account’s assets under management
    (AUM) in CAD amounts to U.S. dollars (USD) using prevailing exchange rates. The
    actual fee is then calculated in USD, converted back to CAD, and debited from the NBIN
    account. Please note that the exchange rate employed by the Registrant could differ slightly
    from the rate used to present values on the client statement, potentially leading to
    discrepancies in valuation.
...

Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, high net worth individuals,
         pension and profit-sharing plans, trusts and estates. The Registrant generally requires a
         minimum asset level of $1,000,000 for investment advisory services. The Registrant also
         typically requires a $5,000 minimum annual fee for advisory services. The Registrant, in
         its sole discretion, may waive or reduce its minimum asset and/or minimum annual fee
         requirements based upon certain criteria (i.e. anticipated future earning capacity,
         anticipated future additional assets, dollar amount of assets to be managed, related
         accounts, account composition, negotiations with client, etc.). Please Note: Similar
         advisory services may be available from other investment advisers for similar or lower
         fees. Please Also Note: If Registrant determines to accept a client and such client is subject
         to the $5,000 minimum annual fee, that client will pay an annual fee exceeding the
         percentage disclosed in Item 5 above if the client maintains assets of less than $500,000.
         ANY QUESTIONS: Registrant’s Chief Compliance Officer, Brian Wruk, remains
         available to address any questions that a client may have regarding its advisory fee
         schedule.