UBS Asset Management Americas Inc

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UBS Asset Management Americas Inc
CRD #106838
SEC #801-34910
CIK #0000861177
AUM $300.9 BB (2023-03-31)
Employees 380 (47% Investors, 24% Brokers)
Phone212-821-3000
Address787 7th Avenue
New York, NY 10019
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($BB)
3502802101407001999200720152024
Sector Form 13F Holdings Cap ($TT) Value ($TT)
AAPL 2.4 0.0
MSFT 1.9 0.0
AMZN 1.1 0.0
NVDA 0.4 0.0
GOOGL 1.5 0.0
TSLA 0.7 0.0
GOOG 1.5 0.0
UNH 0.5 0.0
V 0.4 0.0
ABT 0.2 0.0
View All
Holdings by Sector ($TT)
6.04.83.62.41.20.02011201520192024
Type Form D Funds Date Sold ($MM) AUM ($MM)
Other 1 North All China Equity Fund LLC 2023-03-31 0.0
Other US Grefs Parallel Fund LP [2023-03-31] 21.7 22.6
Other 1 North China A Equity Fund LLC 2022-03-31 0.0
Other US Global Real Estate Funds Selection LP [2022-03-31] 1.7 237.5
LF Select Cay Government Institutional Fund Ltd 2017-01-03 6.3
LF Select Cay Government Preferred Fund Ltd 2017-01-03 4.3
HF Samurai Active Allocation Fund 2016-08-23 47,491.5
Other Golden State Matterhorn LLC 2016-03-30 0.1
RE 1 North Equity Healthcare Long/Short Master Fund Ltd [2014-03-31] 32.5 52.2
LF Select Cay Prime Institutional Fund Ltd 2012-07-11 69.5
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 248,179 59.5
(b) Individuals (high net worth individuals) 53,514 66.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 47 59.8
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 77 63.2
(g) Pension and profit sharing plans 9 4.4
(h) Charitable organizations 13 0.9
(i) State or municipal government entities 20 9.2
(j) Other investment advisers 8 0.7
(k) Insurance companies 10 1.9
(l) Sovereign wealth funds and foreign official institutions 14 29.3
(m) Corporations or other businesses not listed above 15 3.0
(n) Other 2 2.9
Total 301,908 300.9
By Discretionary
Discretionary 301,890 296.6
Non-Discretionary 18 4.3
Total 301,908 300.9
By Non-United States Persons
Non-United States Persons 75.7
United States Persons 225.2
Total 301,908 300.9
Form D Directors # Filings # Firms 2011 - 2024
Cassandra Powell 78
William Walmsley 118
Stephen Smith 90
Michael Murray 29
Steven Faraone 3
General Partner US Grefs GP LLC 2
Investment Advisor UBS Asset Management Americas Inc 2
UBS Asset Management Americas Inc 2
UBS Global Asset Management Americas Inc 1
EDGAR Form CIK 2011 - 2024
13F-HR [0000861177]
SC 13G [0000861177]
Form 13D/13G Filer Form 13D/13G Subject Filed
UBS Asset Management Americas Inc Prelude Therapeutics Inc [2023-02-13]
UBS Asset Management Americas Inc SLM Corp [2023-02-13]
UBS Asset Management Americas Inc Montrose Environmental Group Inc [2022-02-14]
UBS Asset Management Americas Inc Carnival PLC [2021-02-12]
UBS Asset Management Americas Inc Liberty Media Corp [2019-02-13]
UBS Asset Management Americas Inc Iconix Brand Group Inc [2018-04-10]
UBS Asset Management Americas Inc Ironwood Pharmaceuticals Inc [2018-02-13]
UBS Asset Management Americas Inc New Oriental Education & Technology Group Inc [2017-05-03]
UBS Asset Management Americas Inc Changyoucom Ltd [2016-02-16]
UBS Asset Management Americas Inc ServiceSource International Inc [2016-02-16]
View All
Related Firms State AUM ($BB)
UBS Financial Services Inc
NJ 600.8
UBS Asset Management Americas Inc
NY 300.9
UBS Hedge Fund Solutions LLC
CT 39.8
UBS OConnor LLC
IL 14.9
UBS Fund Advisor LLC
NY 7.0
UBS Realty Investors LLC
CT 3.1
UBS Farmland Investors LLC
CT 0.0
UBS Swiss Financial Advisers AG
V8 0.0
Comparable Firms State AUM ($BB)
JP Morgan Private Investments Inc
NY 238.9
Guggenheim Partners Investment Management LLC
CA 198.1
DWS Investment Management Americas Inc
NY 164.9
FIAM LLC
RI 152.4
Oaktree Capital Management LP
CA 147.5
Brown Advisory LLC
MD 98.3
Principal Real Estate Investors LLC
IA 93.7
Iconiq Capital LLC
CA 77.2
Credit Suisse Asset Management LLC
NY 65.7
PineBridge Investments LLC
NY 64.6
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