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UBS Asset Management Americas Inc
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CRD # | 106838 |
SEC # | 801-34910 |
CIK # | 0000861177 |
AUM | $300.9 BB (2023-03-31) |
Employees | 380 (47% Investors, 24% Brokers) |
Phone | 212-821-3000 |
Address | 787 7th Avenue New York, NY 10019 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($TT) | Value ($TT) |
---|---|---|---|
AAPL | 2.4 | 0.0 | |
MSFT | 1.9 | 0.0 | |
AMZN | 1.1 | 0.0 | |
NVDA | 0.4 | 0.0 | |
GOOGL | 1.5 | 0.0 | |
TSLA | 0.7 | 0.0 | |
GOOG | 1.5 | 0.0 | |
UNH | 0.5 | 0.0 | |
V | 0.4 | 0.0 | |
ABT | 0.2 | 0.0 | |
View All |
Holdings by Sector ($TT) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
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Other | 1 North All China Equity Fund LLC | 2023-03-31 | 0.0 | |
Other | US Grefs Parallel Fund LP | [2023-03-31] | 21.7 | 22.6 |
Other | 1 North China A Equity Fund LLC | 2022-03-31 | 0.0 | |
Other | US Global Real Estate Funds Selection LP | [2022-03-31] | 1.7 | 237.5 |
LF | Select Cay Government Institutional Fund Ltd | 2017-01-03 | 6.3 | |
LF | Select Cay Government Preferred Fund Ltd | 2017-01-03 | 4.3 | |
HF | Samurai Active Allocation Fund | 2016-08-23 | 47,491.5 | |
Other | Golden State Matterhorn LLC | 2016-03-30 | 0.1 | |
RE | 1 North Equity Healthcare Long/Short Master Fund Ltd | [2014-03-31] | 32.5 | 52.2 |
LF | Select Cay Prime Institutional Fund Ltd | 2012-07-11 | 69.5 | |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 248,179 | 59.5 |
(b) Individuals (high net worth individuals) | 53,514 | 66.1 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 47 | 59.8 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 77 | 63.2 |
(g) Pension and profit sharing plans | 9 | 4.4 |
(h) Charitable organizations | 13 | 0.9 |
(i) State or municipal government entities | 20 | 9.2 |
(j) Other investment advisers | 8 | 0.7 |
(k) Insurance companies | 10 | 1.9 |
(l) Sovereign wealth funds and foreign official institutions | 14 | 29.3 |
(m) Corporations or other businesses not listed above | 15 | 3.0 |
(n) Other | 2 | 2.9 |
Total | 301,908 | 300.9 |
By Discretionary | ||
Discretionary | 301,890 | 296.6 |
Non-Discretionary | 18 | 4.3 |
Total | 301,908 | 300.9 |
By Non-United States Persons | ||
Non-United States Persons | 75.7 | |
United States Persons | 225.2 | |
Total | 301,908 | 300.9 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
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Cassandra Powell | 78 | ||
William Walmsley | 118 | ||
Stephen Smith | 90 | ||
Michael Murray | 29 | ||
Steven Faraone | 3 | ||
General Partner US Grefs GP LLC | 2 | ||
Investment Advisor UBS Asset Management Americas Inc | 2 | ||
UBS Asset Management Americas Inc | 2 | ||
UBS Global Asset Management Americas Inc | 1 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0000861177] | |
SC 13G | [0000861177] |
Related Firms | State | AUM ($BB) |
---|---|---|
UBS Financial Services Inc
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NJ | 600.8 |
UBS Asset Management Americas Inc
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NY | 300.9 |
UBS Hedge Fund Solutions LLC
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|
CT | 39.8 |
UBS OConnor LLC
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|
IL | 14.9 |
UBS Fund Advisor LLC
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|
NY | 7.0 |
UBS Realty Investors LLC
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CT | 3.1 |
UBS Farmland Investors LLC
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CT | 0.0 |
UBS Swiss Financial Advisers AG
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V8 | 0.0 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
JP Morgan Private Investments Inc
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|
NY | 238.9 |
Guggenheim Partners Investment Management LLC
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|
CA | 198.1 |
DWS Investment Management Americas Inc
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|
NY | 164.9 |
FIAM LLC
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|
RI | 152.4 |
Oaktree Capital Management LP
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|
CA | 147.5 |
Brown Advisory LLC
✚
|
MD | 98.3 |
Principal Real Estate Investors LLC
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|
IA | 93.7 |
Iconiq Capital LLC
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|
CA | 77.2 |
Credit Suisse Asset Management LLC
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|
NY | 65.7 |
PineBridge Investments LLC
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|
NY | 64.6 |