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| UBS Asset Management Americas Inc
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|---|---|
| CRD # | 106838 |
| SEC # | 801-34910 |
| CIK # | 0000861177 |
| AUM | $300.9 BB (2023-03-31) |
| Employees | 380 (47% Investors, 24% Brokers) |
| Phone | 212-821-3000 |
| Address | 787 7th Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($TT) | Value ($TT) |
|---|---|---|---|
| AAPL | 2.4 | 0.0 | |
| MSFT | 1.9 | 0.0 | |
| AMZN | 1.1 | 0.0 | |
| NVDA | 0.4 | 0.0 | |
| GOOGL | 1.5 | 0.0 | |
| TSLA | 0.7 | 0.0 | |
| GOOG | 1.5 | 0.0 | |
| UNH | 0.5 | 0.0 | |
| V | 0.4 | 0.0 | |
| ABT | 0.2 | 0.0 | |
| View All | |||
| Holdings by Sector ($TT) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | 1 North All China Equity Fund LLC | 2023-03-31 | 0.0 | |
| Other | US Grefs Parallel Fund LP | [2023-03-31] | 21.7 | 22.6 |
| Other | 1 North China A Equity Fund LLC | 2022-03-31 | 0.0 | |
| Other | US Global Real Estate Funds Selection LP | [2022-03-31] | 1.7 | 237.5 |
| LF | Select Cay Government Institutional Fund Ltd | 2017-01-03 | 6.3 | |
| LF | Select Cay Government Preferred Fund Ltd | 2017-01-03 | 4.3 | |
| HF | Samurai Active Allocation Fund | 2016-08-23 | 47,491.5 | |
| Other | Golden State Matterhorn LLC | 2016-03-30 | 0.1 | |
| RE | 1 North Equity Healthcare Long/Short Master Fund Ltd | [2014-03-31] | 32.5 | 52.2 |
| LF | Select Cay Prime Institutional Fund Ltd | 2012-07-11 | 69.5 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 248,179 | 59.5 |
| (b) Individuals (high net worth individuals) | 53,514 | 66.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 47 | 59.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 77 | 63.2 |
| (g) Pension and profit sharing plans | 9 | 4.4 |
| (h) Charitable organizations | 13 | 0.9 |
| (i) State or municipal government entities | 20 | 9.2 |
| (j) Other investment advisers | 8 | 0.7 |
| (k) Insurance companies | 10 | 1.9 |
| (l) Sovereign wealth funds and foreign official institutions | 14 | 29.3 |
| (m) Corporations or other businesses not listed above | 15 | 3.0 |
| (n) Other | 2 | 2.9 |
| Total | 301,908 | 300.9 |
| By Discretionary | ||
| Discretionary | 301,890 | 296.6 |
| Non-Discretionary | 18 | 4.3 |
| Total | 301,908 | 300.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 75.7 | |
| United States Persons | 225.2 | |
| Total | 301,908 | 300.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Cassandra Powell | 78 | ||
| William Walmsley | 118 | ||
| Stephen Smith | 90 | ||
| Michael Murray | 29 | ||
| Steven Faraone | 3 | ||
| General Partner US Grefs GP LLC | 2 | ||
| Investment Advisor UBS Asset Management Americas Inc | 2 | ||
| UBS Asset Management Americas Inc | 2 | ||
| UBS Global Asset Management Americas Inc | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000861177] | |
| SC 13G | [0000861177] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
UBS Financial Services Inc
✚
|
NJ | 600.8 |
|
UBS Asset Management Americas Inc
✚
|
NY | 300.9 |
|
UBS Hedge Fund Solutions LLC
✚
|
CT | 39.8 |
|
UBS OConnor LLC
✚
|
IL | 14.9 |
|
UBS Fund Advisor LLC
✚
|
NY | 7.0 |
|
UBS Realty Investors LLC
✚
|
CT | 3.1 |
|
UBS Farmland Investors LLC
✚
|
CT | 0.0 |
|
UBS Swiss Financial Advisers AG
✚
|
V8 | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
JP Morgan Private Investments Inc
✚
|
NY | 238.9 |
|
Guggenheim Partners Investment Management LLC
✚
|
CA | 198.1 |
|
DWS Investment Management Americas Inc
✚
|
NY | 164.9 |
|
FIAM LLC
✚
|
RI | 152.4 |
|
Oaktree Capital Management LP
✚
|
CA | 147.5 |
|
Brown Advisory LLC
✚
|
MD | 98.3 |
|
Principal Real Estate Investors LLC
✚
|
IA | 93.7 |
|
Iconiq Capital LLC
✚
|
CA | 77.2 |
|
Credit Suisse Asset Management LLC
✚
|
NY | 65.7 |
|
PineBridge Investments LLC
✚
|
NY | 64.6 |