UBS Financial Services Inc

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UBS Financial Services Inc
CRD #8174
SEC #801-7163
CIK #0001161787
AUM 915.79 B (2026-06-25)
Employees 12,524 (73% Investors, 87% Brokers)
Phone201-352-3000
Address1200 Harbor Boulevard
Weehawken, NJ 07086
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
100080060040020001999200820172027
In the News
Sun, 26 Jul 2026 Citigroup Inc at UBS Financial Services Conference Transcript — GuruFocus
Mon, 29 Jun 2026 CRL (CRL) Form 144: 75,000-share resale via UBS Financial Services — Stock Titan
Tue, 09 Jun 2026 UBS Financial Services to Sell 12,000 Buckle, Inc. Shares (NYSE: BKE) — Stock Titan
Sun, 10 May 2026 Springsteen takes top honors in $32,000 FEI 1.45m presented by The Kincade Group/UBS Financial Services at 2026 Old Salem Farm Spring Horse Shows — World of Showjumping
Tue, 14 Apr 2026 PLAB (NASDAQ: PLAB) Form 144 lists 50,000 shares via UBS Financial Services — Stock Titan
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 244,284 47.2
(b) Individuals (high net worth individuals) 853,775 714.6
(c) Banking or thrift institutions 8 0.1
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 24 0.1
(g) Pension and profit sharing plans 9,843 26.4
(h) Charitable organizations 8,053 21.4
(i) State or municipal government entities 357 4.3
(j) Other investment advisers 0 0.0
(k) Insurance companies 436 1.4
(l) Sovereign wealth funds and foreign official institutions 34 0.4
(m) Corporations or other businesses not listed above 27,490 94.5
(n) Other 284 5.5
Total 1,144,309 915.8
By Discretionary
Discretionary 410,763 403.0
Non-Discretionary 733,546 512.8
Total 1,144,309 915.8
By Non-United States Persons
Non-United States Persons 23.1
United States Persons 892.6
Total 1,144,309 915.8
Limited Partners2011 - 2026
Alaska Division of Retirement and Benefits
Baltimore County Fire and Police Employees' Retirement System
California Public Employees' Retirement System
Fresno County Employee Retirement Association
Hawaii Employee Retirement System
Kansas Public Employees Retirement System
Maryland State Retirement and Pension System
Minnesota State Board of Investment
Missouri Public School Retirement System
New Hampshire Retirement System
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
North Carolina Retirement Services
Ohio Police & Firefighters
Orange County Employee Retirement System
Pennsylvania Public School Employees' Retirement System
Pennsylvania State Employees' Retirement System
San Diego County Employees Retirement Association
South Carolina Public Employees Benefit Authority
State Board of Administration of Florida
State Teachers Retirement System of Ohio
Teachers' Retirement System of the City of New York
The University of Texas/Texas A&M Investment Company
Virginia Retirement System
Washington State Investment Board
EDGAR Form CIK 2011 - 2026
13F-NT [0001161787]
Firm Profile (Form ADV)
Discretionary AUM$83.8B
Clients18,245 (1 non-US)
ServesInstitutional, Retail, Research
Related Firms State AUM
UBS Financial Services Inc
NJ 915.79 B
UBS Realty Investors LLC
CT 2,337.7 M
UBS Fund Advisor LLC
NY
UBS Hedge Fund Solutions LLC
CT
UBS OConnor LLC
IL
UBS Asset Management Americas Inc
IL
UBS Swiss Financial Advisers AG
V8
UBS Farmland Investors LLC
CT
Comparable Firms State AUM
LPL Financial LLC
SC 819.12 B
Ameriprise Financial Services LLC
MN 660.47 B
Envestnet Asset Management Inc
PA 614.93 B
Mitsubishi UFJ Trust and Banking Corporation
406.96 B
Raymond James Financial Services Advisors Inc
FL 390.04 B
Financial Engines Advisors LLC
CA 326.29 B
RBC Capital Markets LLC
NY 310.43 B
Voya Investment Management Co LLC
NY 274.95 B
Cetera Investment Advisers LLC
IL 256.81 B
Osaic Wealth Inc
AZ 234.86 B
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