|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| UBS Financial Services Inc
✚
|
|
|---|---|
| CRD # | 8174 |
| SEC # | 801-7163 |
| CIK # | 0001161787 |
| AUM | $808.8 B (2025-04-01) |
| Employees | 12,629 (79% Investors, 89% Brokers) |
| Phone | 201-352-3000 |
| Address | 1200 Harbor Boulevard Weehawken, NJ 07086 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 269,832 | 49.3 |
| (b) Individuals (high net worth individuals) | 818,219 | 630.1 |
| (c) Banking or thrift institutions | 10 | 0.1 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 32 | 0.1 |
| (g) Pension and profit sharing plans | 10,753 | 22.5 |
| (h) Charitable organizations | 7,450 | 17.5 |
| (i) State or municipal government entities | 366 | 3.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 387 | 1.1 |
| (l) Sovereign wealth funds and foreign official institutions | 33 | 0.3 |
| (m) Corporations or other businesses not listed above | 27,225 | 83.3 |
| (n) Other | 274 | 0.7 |
| Total | 1,134,923 | 808.8 |
| By Discretionary | ||
| Discretionary | 432,462 | 356.7 |
| Non-Discretionary | 702,461 | 452.1 |
| Total | 1,134,923 | 808.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 19.5 | |
| United States Persons | 789.4 | |
| Total | 1,134,923 | 808.8 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001161787] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
UBS Financial Services Inc
✚
|
NJ | 808.8 |
|
UBS Realty Investors LLC
✚
|
CT | 2.5 |
|
UBS Fund Advisor LLC
✚
|
NY | 0.0 |
|
UBS Hedge Fund Solutions LLC
✚
|
CT | 0.0 |
|
UBS OConnor LLC
✚
|
IL | 0.0 |
|
UBS Asset Management Americas Inc
✚
|
IL | 0.0 |
|
UBS Swiss Financial Advisers AG
✚
|
V8 | 0.0 |
|
UBS Farmland Investors LLC
✚
|
CT | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 818.8 |
|
LPL Financial LLC
✚
|
SC | 618.9 |
|
Ameriprise Financial Services LLC
✚
|
MN | 564.6 |
|
Envestnet Asset Management Inc
✚
|
IL | 532.2 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
384.0 | |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 344.9 |
|
Financial Engines Advisors LLC
✚
|
CA | 292.9 |
|
RBC Capital Markets LLC
✚
|
NY | 260.0 |
|
Voya Investment Management Co LLC
✚
|
NY | 253.8 |
|
SageView Advisory Group LLC
✚
|
CA | 238.6 |