|
⚲
|
| Wembley Strategic Advisory LLC
✚
|
|
|---|---|
| CRD # | 305692 |
| SEC # | 801-117508 |
| CIK # | |
| AUM | $660.0 MM (2024-03-29) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 212-495-9806 |
| Address | 6 St Johns Lane New York, NY 10013 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | WSA Lunar Group SPV 4 LLC | 2024-03-29 | 0.8 | |
| Other | WSA Lunar Group SPV 2 LLC | 2023-03-30 | 0.6 | |
| Other | WSA Lunar Group SPV 3 LLC | 2023-03-30 | 0.9 | |
| Other | WSA Lunar Group SPV I LLC | 2022-03-28 | 4.3 | |
| Other | WSA Vaxxinity SPV LLC | 2022-03-28 | 6.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 653.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 6.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 35 | 660.0 |
| By Discretionary | ||
| Discretionary | 17 | 222.6 |
| Non-Discretionary | 18 | 437.5 |
| Total | 35 | 660.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 617.3 | |
| United States Persons | 42.7 | |
| Total | 35 | 660.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Beacon Financial Group Inc
✚
|
OH | 0.7 |
|
Petra Capital Management Inc
✚
|
0.7 | |
|
BMO Nesbitt Burns Securities Ltd
✚
|
0.7 | |
|
American Money Management LLC
✚
|
CA | 0.7 |
|
Wealth Management Group LLC
✚
|
IL | 0.7 |
|
Veracity Capital LLC
✚
|
GA | 0.7 |
|
Westside Investment Management LLC
✚
|
CA | 0.7 |
|
Hartline Investment Corp
✚
|
IL | 0.7 |
|
CIC Wealth LLC
✚
|
MD | 0.7 |
|
Chatham Capital Group Inc
✚
|
GA | 0.7 |