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Western Financial Corporation
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CRD # | 6118 |
SEC # | 801-117841 |
CIK # | 0001286207, 0000106077, 0001422110, 0001555485 |
AUM | $200.3 MM (2023-11-03) |
Employees | 5 (20% Investors, 0% Brokers) |
Phone | 619-544-0260 |
Address | 13400 Sabre Springs Parkway San Diego, CA 92128 |
Source | [IAPD] [EDGAR] [Website] [Facebook] [Instagram] |
Total AUM ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 48 | 5.7 |
(b) Individuals (high net worth individuals) | 102 | 167.6 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 9 | 6.7 |
(h) Charitable organizations | 0 | 0.7 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 6 | 19.6 |
(n) Other | 0 | 0.0 |
Total | 395 | 200.3 |
By Discretionary | ||
Discretionary | 395 | 200.3 |
Non-Discretionary | 0 | 0.0 |
Total | 395 | 200.3 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 200.3 | |
Total | 395 | 200.3 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0000106077] | |
13F-HR | [0001286207] | |
SC 13D | [0001286207] | |
4 | [0001422110] | |
D | [0001555485] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
---|---|---|
Western Investment LLC | Deutsche Multi-Market Income Trust | [2016-02-29] |
Western Investment LLC | Deutsche Strategic Income Trust | [2016-02-18] |
Western Investment LLC | Advent/Claymore Enhanced Growth & Income Fund | [2016-02-01] |
Form 3/4/5 Subject | 2011 - 2024 |
---|---|
Lion Fund LP | |
Biglari Capital Corp | |
Biglari Sardar | |
Western Sizzlin Corp | |
Western Acquisitions L.P. | |
Western Investments Inc. | |
Biglari Holdings Inc |
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