Western Financial Corporation

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Western Financial Corporation
CRD #6118
SEC #801-117841
CIK #0001286207, 0000106077, 0001422110, 0001555485
AUM $200.3 MM (2023-11-03)
Employees 5 (20% Investors, 0% Brokers)
Phone619-544-0260
Address13400 Sabre Springs Parkway
San Diego, CA 92128
Source [IAPD] [EDGAR] [Website] [Facebook] [Instagram]
Total AUM ($MM)
3002401801206002010201420192024
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 48 5.7
(b) Individuals (high net worth individuals) 102 167.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 9 6.7
(h) Charitable organizations 0 0.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 6 19.6
(n) Other 0 0.0
Total 395 200.3
By Discretionary
Discretionary 395 200.3
Non-Discretionary 0 0.0
Total 395 200.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 200.3
Total 395 200.3
EDGAR Form CIK 2011 - 2024
13F-HR [0000106077]
13F-HR [0001286207]
SC 13D [0001286207]
4 [0001422110]
D [0001555485]
Form 13D/13G Filer Form 13D/13G Subject Filed
Western Investment LLC Deutsche Multi-Market Income Trust [2016-02-29]
Western Investment LLC Deutsche Strategic Income Trust [2016-02-18]
Western Investment LLC Advent/Claymore Enhanced Growth & Income Fund [2016-02-01]
Form 3/4/5 Subject 2011 - 2024
Lion Fund LP
Biglari Capital Corp
Biglari Sardar
Western Sizzlin Corp
Western Acquisitions L.P.
Western Investments Inc.
Biglari Holdings Inc
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