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| Western Financial Corporation
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| CRD # | 6118 |
| SEC # | 801-117841 |
| CIK # | 0000106077, 0001286207, 0001422110, 0001555485 |
| AUM | 309.2 M (2026-05-13) |
| Employees | 6 (33% Investors, 0% Brokers) |
| Phone | 619-544-0260 |
| Address | 13400 Sabre Springs Parkway San Diego, CA 92128 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Enterprise Financial Services Corp | 36.5 | ||
| Arrowhead Research Corp | 27.1 | ||
| Wells Fargo & Co/MN | 3.7 | ||
| Apple Inc | 1.8 | ||
| Costco Wholesale Corp /NEW | 1.6 | ||
| Microsoft Corp | 1.5 | ||
| Home Depot Inc | 1.4 | ||
| Danaher Corp /DE/ | 1.4 | ||
| Synopsys Inc | 1.3 | ||
| Broadcom Inc | 1.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 49 | 8.0 |
| (b) Individuals (high net worth individuals) | 106 | 261.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 10.5 |
| (h) Charitable organizations | 0 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 27.7 |
| (n) Other | 0 | 0.0 |
| Total | 398 | 309.2 |
| By Discretionary | ||
| Discretionary | 398 | 309.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 398 | 309.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 309.2 | |
| Total | 398 | 309.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000106077] | |
| 13F-HR | [0001286207] | |
| SC 13D | [0001286207] | |
| 4 | [0001422110] | |
| D | [0001555485] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Western Investment LLC | Deutsche Multi-Market Income Trust | [2016-02-29] |
| Western Investment LLC | Deutsche Strategic Income Trust | [2016-02-18] |
| Western Investment LLC | Advent/Claymore Enhanced Growth & Income Fund | [2016-02-01] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Biglari Sardar | |
| Lion Fund LP | |
| Biglari Holdings Inc | |
| Western Investments Inc | |
| Western Sizzlin Corp | |
| Western Acquisitions LP | |
| Biglari Capital Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Biglari Holdings Inc BH
Common Stock, stated value $.50
|
2013-07-03 | Other | 758 | ||
|
Biglari Holdings Inc BH
Common Stock, stated value $.50
|
2013-07-03 | Other | 2,386 |
| Comparable Firms | State | AUM |
|---|---|---|
|
No Fate BWWM LLC
✚
|
TX | 311.9 M |
|
Investment Professionals LLC
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WI | 311.0 M |
|
Invicta Advisors LLC
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PA | 310.2 M |
|
Thoma Capital Management LLC
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MD | 310.1 M |
|
New Perspectives Inc
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|
MS | 308.7 M |
|
Beacon Wealthcare LLC
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|
NC | 308.3 M |
|
Merit Financial Partners LLC
✚
|
NY | 308.2 M |
|
Prepared Retirement Institute LLC
✚
|
PA | 307.6 M |
|
Commons Capital LLC
✚
|
MA | 307.4 M |
|
GFG Wealth LLC
✚
|
FL | 306.6 M |