Westside Investment Management LLC

Item 5 Fees and Compensation

    A.
                                  INVESTMENT ADVISORY SERVICES
         The Registrant’s annual investment advisory fee shall vary (up to 1.50% of the total
         assets placed under the Registrant’s management/advisement) and shall be based
         upon various objective and subjective factors, including, but not limited to, the
         amount of the assets placed under the Registrant’s direct management, the amount
         of the assets placed under the Registrant’s advisement (assets that are generally
         managed directly by the client or by other investment professionals engaged by the
         client) for which the Registrant provides review/monitoring services, but does not
         have trading authority, the complexity of the engagement, and the level and scope
         of the overall investment advisory services to be rendered.

         Managed Accounts Program and Mutual Fund Allocation Program
         Registrant's annual fee for the services it provides through the SEI programs will
         range from 0 to 1.50% of a client's assets within the programs. This fee does not
         include SEI’s program fee.

         Money Manager Search and Monitoring
         The annual fee will be charged as a percentage of the client's managed assets being
         monitored by Registrant, ranging from 0 to 1.50%. The annual fee will depend on
         the size of the account and the nature and complexity of the client's circumstances.

                      FINANCIAL PLANNING AND CONSULTING (STAND-ALONE)
         The Registrant’s planning and consulting fees may vary depending upon the level
         and scope of the service(s) required and the professional(s) rendering the service(s).
         The client maybe charged an hourly or fixed rate depending upon level and scope of
         service.

                                      RETIREMENT CONSULTING
         The Registrant also provides pension consulting services, pursuant to which it
         assists sponsors of self-directed retirement plans with the selection and/or
         monitoring of investment alternatives (generally open-end mutual funds) from which
         plan participants shall choose in self-directing the investments for their individual
         plan retirement accounts. The Registrant charges an annual fee for Retirement
         Consulting Services which ranges from 0.10% to 1.00% of plan assets depending

   on the services requested and the size of the plan.

B. Clients may elect to have the Registrant’s advisory fees deducted from their
   custodial account. Both Registrant's Agreement and the custodial/clearing
   agreement may authorize the custodian to debit the account for the amount of the
   Registrant's investment advisory fee and to directly remit that management fee to
   the Registrant in compliance with regulatory procedures. In the limited event that the
   Registrant bills the client directly, payment is due upon receipt of the Registrant’s
   invoice.

C. As discussed below, unless the client directs otherwise or an individual client’s
   circumstances require, the Registrant shall generally recommend that LPL serve as
   the broker-dealer/custodian for client investment management assets.

   Broker-dealers such as LPL charge brokerage commissions, transaction, and/or
   other type fees for effecting certain types of securities transactions (i.e., including
   transaction fees for certain mutual funds, and mark-ups and mark-downs charged
   for fixed income transactions, etc.). The types of securities for which transaction
   fees, commissions, and/or other type fees (as well as the amount of those fees) shall
   differ depending upon the broker-dealer/custodian. While certain custodians,
   including LPL, generally (with the potential exception for large orders) do not
   currently charge fees on individual equity transactions (including ETFs), others do.

   There can be no assurance that LPL and other custodians will not change their
   transaction fee pricing in the future.

   LPL and other custodians may also assess fees to clients who elect to receive trade
   confirmations and account statements by regular mail rather than electronically.

   Clients will incur, in addition to Registrant’s investment management fee, brokerage
   commissions and/or transaction fees, and, relative to all mutual fund and exchange
   traded fund purchases, charges imposed at the fund level (e.g., management fees
   and other fund expenses).

D. The Registrant shall generally deduct fees and/or bill clients quarterly in advance,
   based upon the market value of the assets on the last business day of the previous
   quarter, adjusting for inflows and outflows during the billing period and including
   accrued interest and dividends. For those clients that participate in SEI’s Managed
   Accounts Program and/or Mutual Fund Allocation Program or custody their assets
   with Interactive Brokers, the Registrant shall deduct fees quarterly in arrears, based
   upon the market value of the assets on the last business day of the previous quarter.

    The Agreement between the Registrant and the client will continue in effect until
    terminated by either party by written notice in accordance with the terms of the
    Agreement. Upon termination, the Registrant will refund a prorated potion of any
    advanced advisory fee based upon the number of days remaining in the billing
    quarter.

 E. Securities Commission Transactions. In the event that the client desires, the
    client can engage Registrant’s representatives, in their individual capacities, as
    registered representatives of LPL, an SEC registered and FINRA member broker
    dealer, to implement investment recommendations on a transaction fee basis. In the
    event the client chooses to purchase investment products through LPL, LPL will
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Item 7 Types of Clients

       The Registrant’s clients shall generally include individuals, pension and profit-
       sharing plans, business entities, trusts, estates and charitable organizations.

       The Registrant, in its sole discretion, may reduce its investment management fee
       and/or reduce or waive its minimum asset requirement based upon certain criteria
       (i.e., anticipated future earning capacity, anticipated future additional assets, dollar
       amount of assets to be managed, related accounts, account composition,
       negotiations with client, etc.).