Advent Convertible & Income Fund

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Advent Convertible & Income Fund
TickerAVK
CIK #0001219120
CUSIP00764C109
Sector -
Address227 W Monroe Street, Chicago, IL 60606
Source [EDGAR]
CIK Filing 2011 - 2026
[0001219120] 3
[0001219120] 4
[0001219120] 5
[0001219120] 8-K
[0001219120] SC 13D
[0001219120] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Sit Investment Associates Inc Advent Convertible & Income Fund [2025-01-03] 0.0
Morgan Stanley Advent Convertible & Income Fund [2024-02-12] 4.3
Eaton Vance Management Advent Convertible & Income Fund [2021-04-13] 11.96
RiverNorth Capital Management LLC Advent Claymore Convertible Securities & Income Fund [2017-02-14] 5.7
Saba Capital Management LP Advent Claymore Convertible Securities & Income Fund [2016-04-26] 6.05
Saba Capital Management LP Advent Claymore Convertible Securities & Income Fund [2016-04-14] 5.28
Form 3/4/5 Filer 2011 - 2026
Stuebe Nancy E
Advent Convertible & Income Fund
Nyberg Ronald
Maitland Tracy V
Seizert Gerald L
Barnes Randall C
Huang Tony
Black Daniel
Advent Capital Management /DE/
Ellwood Stephen
Olin Kathleen Capital Management
Smart Michael A
Medina Derek
Latronica Paul
Weinstein Boaz
Saba Capital Management LP
Teresko Doug
Merrill Lynch Pierce Fenner & Smith Inc
Bank of America NA
Bank of America Corp /DE/
Blue Ridge Investments LLC
Delk Edward C
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Stuebe Nancy E
Common Stock
2025-05-01 Buy 600 $11.21 6,726
Stuebe Nancy E
Common Stock
2025-02-14 Buy 500 $12.28 6,140
Seizert Gerald L
Common Stock
2024-10-17 Buy 1 $11.28 11
Seizert Gerald L
Common Stock
2024-10-17 Buy 1 $11.28 11
Seizert Gerald L
Common Stock
2024-10-17 Buy 1 $11.28 11
Seizert Gerald L
Common Stock
2024-10-17 Buy 1 $11.28 11
Stuebe Nancy E
Common Stock
2024-10-17 Buy 1,576 $11.28 17,777
Nyberg Ronald
Common Stock
2024-10-17 Buy 3,671 $11.28 41,409
Maitland Tracy V
Common Stock
2024-10-17 Buy 11,362 $11.28 128,163
Maitland Tracy V
Common Stock
2024-10-17 Buy 1,817 $11.28 20,496
Barnes Randall C
Common Stock
2024-10-17 Buy 3,785 $11.28 42,695
Black Daniel
Common Stock
2024-10-17 Buy 1,000 $11.28 11,280
Huang Tony
Common Stock
2024-10-17 Buy 2,300 $11.28 25,944
Seizert Gerald L
Common Stock
2024-10-17 Buy 2 $11.28 23
Seizert Gerald L
Common Stock
2024-10-17 Buy 1,221 $11.28 13,773
Stuebe Nancy E
Common Stock
2024-05-02 Buy 500 $11.71 5,855
Stuebe Nancy E
Common Stock
2024-02-02 Buy 400 $11.86 4,744
Maitland Tracy V
Common Stock
2023-12-20 Sell 7,163 $11.17 80,011
Stuebe Nancy E
Common Stock
2023-11-08 Buy 400 $10.25 4,100
Stuebe Nancy E
Common Stock
2023-08-02 Buy 375 $11.84 4,440
showing 20 of 188 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 109 9,362,879
2025-12-31 98 8,716,951
2025-09-30 95 8,717,862
2025-06-30 91 9,096,780
2025-03-31 89 9,157,193
2024-12-31 93 9,577,575
2024-09-30 92 8,611,287
2024-06-30 88 7,958,529
2024-03-31 90 11,936,211
2023-12-31 92 10,957,611
2023-09-30 93 8,634,678
2023-06-30 89 8,316,556
Form 13F Holdings
Firm Period DFND Voting Shares
Formidable Asset Management LLC [2026-06-30] SOLE 0 73,901
PMG Family Office LLC [2026-06-30] SOLE 0 39,171
Sage Capital Management LLC [2026-06-30] SOLE 36,200 36,200
Centurion Wealth Management LLC [2026-06-30] SOLE 0 32,815
Shaker Financial Services LLC [2026-06-30] SOLE 29,979 29,979
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 0 28,815
Corecap Advisors LLC [2026-06-30] SOLE 0 21,193
Independent Financial Group LLC [2026-06-30] SOLE 0 16,000
Windsor Capital Management LLC [2026-06-30] SOLE 14,712 14,712
Encompass More Asset Management [2026-06-30] SOLE 14,547 14,547
Tactive Advisors LLC [2026-06-30] SOLE 14,172 14,172
Meadowbrook Investment Advisors LLC [2026-06-30] SOLE 4,705 4,705
GHP Investment Advisors Inc [2026-06-30] SOLE 1,300 1,300
Highline Wealth Partners LLC [2026-06-30] SOLE 220 220
IFP Advisors LLC [2026-06-30] SOLE 98 98
Stolper Co [2026-06-30] SOLE 0 65
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