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| Formidable Asset Management LLC
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| |
|---|---|
| CRD # | 167555 |
| SEC # | 801-77975 |
| CIK # | 0001592613 |
| AUM | $886.8 MM (2024-08-21) |
| Employees | 20 (60% Investors, 0% Brokers) |
| Phone | 513-655-5566 |
| Address | 221 E 4th Street Cincinnati, OH 45202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| CIK | Period |
|---|---|
| 0001592613 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Procter & Gamble Co | 338,108.9 | 49.1 | |
| Apple Inc | 2,382,844.0 | 47.7 | |
| Microsoft Corp | 1,918,222.4 | 21.6 | |
| Nvidia Corp | 399,550.0 | 18.4 | |
| Facebook Inc | 434,852.0 | 13.3 | |
| Chemed Corp | 7,012.5 | 12.1 | |
| Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 2,392.4 | 9.6 | |
| Lone Pine Holdings Inc | 38.4 | 8.7 | |
| Lilly Eli & Co | 301,789.7 | 8.3 | |
| Exxon Mobil Corp | 385,508.3 | 8.1 | |
| Gamco Global Gold Natural Resources & Income Trust | 568.8 | 7.3 | |
| Alphabet Inc | 1,482,566.4 | 7.0 | |
| Amazon Com Inc | 1,092,997.8 | 6.7 | |
| J P Morgan Chase & Co | 340,169.2 | 6.2 | |
| Acacia Research Corp | 234.1 | 6.0 | |
| Alphabet Inc | 1,475,138.5 | 4.8 | |
| FPL Group Inc | 150,166.4 | 4.6 | |
| Home Depot Inc | 277,648.0 | 4.5 | |
| Eaton Vance Tax Advantaged Dividend Income Fund | 1,726.6 | 4.4 | |
| Johnson & Johnson | 465,600.2 | 4.4 | |
| Chevron Corp | 294,604.1 | 4.3 | |
| Altria Group Inc | 78,198.0 | 3.5 | |
| Adobe Systems Inc | 172,760.2 | 3.3 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | The Formidable Fund LP | [2014-10-22] | 4.5 | 14.5 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 714 | 608.5 |
| (b) Individuals (high net worth individuals) | 244 | 201.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 54.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 17.5 |
| (g) Pension and profit sharing plans | 10 | 2.3 |
| (h) Charitable organizations | 5 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 1.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,064 | 886.8 |
| By Discretionary | ||
| Discretionary | 946 | 851.7 |
| Non-Discretionary | 118 | 35.1 |
| Total | 1,064 | 886.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 886.8 | |
| Total | 1,064 | 886.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| William Brown | 66 | ||
| Benjamin Blemker Jr | 1 | ||
| Formidable Capital Management LLC | 1 | ||
| The Formidable Capital Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001592613] | |
| SC 13D | [0001592613] | |
| SC 13G | [0001592613] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Formidable Asset Management LLC | Flux Power Holdings Inc | [2023-10-31] |
| Formidable Asset Management LLC | Flux Power Holdings Inc | [2020-10-21] |
| Formidable Asset Management LLC | Adcare Health Systems Inc | [2015-08-14] |
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|---|---|---|
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NY | 0.9 |
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CA | 0.9 |
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Cohanzick Management LLC
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Towle & Co
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Quantum Capital Management LLC
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NJ | 0.9 |
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Kabouter Management LLC
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IL | 0.9 |
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Guggenheim Investment Advisors LLC
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NY | 0.9 |
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Cannell Capital LLC
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WY | 0.9 |
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Martin Investment Management LLC
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FL | 0.9 |