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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Rubric Capital Management LP	[2025-06-30]	SOLE	687,500	687,500
Nantahala Capital Management LLC	[2025-06-30]	SOLE	625,000	625,000
Velan Capital Investment Management LP	[2025-06-30]	SOLE	437,500	437,500
Velan Capital Investment Management LP	[2025-06-30]	OTR	0	250,000
Commonwealth Equity Services LLC	[2025-06-30]	SOLE	0	35,003
Geode Capital Management LLC	[2025-06-30]	DFND	27,956	27,956
Citadel Advisors LLC	[2025-06-30]	DFND	23,514	23,514
Vanguard Group Inc	[2025-06-30]	SOLE	0	15,702
Tower Research Capital LLC (TRC)	[2025-06-30]	DFND	2,343	2,343
Royal Bank of Canada	[2025-06-30]	DFND	296	1,816
UBS Group AG	[2025-06-30]	DFND	683	683
Morgan Stanley	[2025-06-30]	DFND	584	584
Vanguard Group Inc	[2025-06-30]	DFND	0	162
TD Waterhouse Canada Inc.	[2025-06-30]	DFND	142	142
Fifth Third Bancorp	[2025-06-30]	DFND	100	100
Bank of America Corp /DE/	[2025-06-30]	DFND	0	54
Raymond James Financial Inc	[2025-06-30]	DFND	0	29
Global Retirement Partners LLC	[2025-06-30]	SOLE	0	25
AllSquare Wealth Management LLC	[2025-06-30]	SOLE	1	1
LRI Investments LLC	[2025-06-30]	SOLE	1	1
Dogwood Wealth Management LLC	[2025-06-30]	SOLE	0	1
Concourse Financial Group Securities Inc	[2025-06-30]	SOLE	0	0
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