Gaiam Inc

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Gaiam Inc
TickerGAIA
CIK #0001089872
CUSIP36269P104
SectorTrade & Services - Services-Motion Picture & Video Tape Production
Address833 West Boulder Road, Louisville, CO 80027-2452
Source [EDGAR]
CIK Filing 2011 - 2025
[0001089872] 10-K
[0001089872] 10-Q
[0001089872] 3
[0001089872] 4
[0001089872] 5
[0001089872] 8-K
[0001089872] SC 13D
[0001089872] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Koller Capital LLC Gaia Inc [2024-04-18] 7.11
Nantahala Capital Management LLC Gaia Inc [2024-02-14] 5.2
AWM Investment Company Inc Gaia Inc [2024-02-14] 9.9
Flint Ridge Capital LLC Gaia Inc [2023-11-09] 5.2
Ameriprise Financial Inc Gaia Inc [2023-02-14] 8.54
Colquhoun James Gaia Inc [2022-05-25] 5.7
Jirka Rysavy LLC Gaia Inc [2022-05-18] 20.6
Vanguard Group Inc Gaia Inc [2021-02-10] 5.03
AWM Investment Company Inc Gaia Inc [2020-02-12] 6.2
MIC Capital Partners Public Parallel Cayman LP Gaia Inc [2019-05-13] 10.1
Mubadala Investment Co PJSC Gaia Inc [2018-10-02] 5.1
FMR LLC Gaia Inc [2017-10-10] 0.0
Vanguard Group Inc Gaia Inc [2017-02-13] 5.09
BlackRock Inc Gaia Inc [2017-01-30] 7.6
Financial & Investment Management Group Ltd Gaia Inc [2016-08-15] 4.18
Financial & Investment Management Group Ltd Gaiam Inc [2016-01-22] 8.76
BlackRock Inc Gaiam Inc [2015-02-03] 5.1
Financial & Investment Management Group Ltd Gaiam Inc [2015-01-13] 9.23
Financial & Investment Management Group Ltd Gaiam Inc [2014-05-15] 9.56
Financial & Investment Management Group Ltd Gaiam Inc [2014-04-11] 10.28
Financial & Investment Management Group Ltd Gaiam Inc [2014-03-11] 10.28
Financial & Investment Management Group Ltd Gaiam Inc [2014-02-18] 10.28
Financial & Investment Management Group Ltd Gaiam Inc [2014-01-22] 10.3
Financial & Investment Management Group Ltd Gaiam Inc [2013-12-31] 10.33
Financial & Investment Management Group Ltd Gaiam Inc [2013-11-19] 10.38
Financial & Investment Management Group Ltd Gaiam Inc [2013-10-24] 10.4
Financial & Investment Management Group Ltd Gaiam Inc [2013-09-27] 10.43
Financial & Investment Management Group Ltd Gaiam Inc [2013-09-04] 10.45
Financial & Investment Management Group Ltd Gaiam Inc [2013-07-31] 10.55
Financial & Investment Management Group Ltd Gaiam Inc [2013-06-28] 10.64
Financial & Investment Management Group Ltd Gaiam Inc [2013-05-29] 10.66
Financial & Investment Management Group Ltd Gaiam Inc [2013-05-06] 10.68
Financial & Investment Management Group Ltd Gaiam Inc [2013-03-21] 10.73
Financial & Investment Management Group Ltd Gaiam Inc [2013-03-06] 10.75
Ariel Investments LLC Gaiam Inc [2013-02-14] 1040455173116360.0
Financial & Investment Management Group Ltd Gaiam Inc [2013-01-25] 10.73
Financial & Investment Management Group Ltd Gaiam Inc [2012-12-28] 10.72
Financial & Investment Management Group Ltd Gaiam Inc [2012-11-30] 10.73
Financial & Investment Management Group Ltd Gaiam Inc [2012-11-07] 10.94
Financial & Investment Management Group Ltd Gaiam Inc [2012-10-11] 10.9
Financial & Investment Management Group Ltd Gaiam Inc [2012-09-07] 10.9
Financial & Investment Management Group Ltd Gaiam Inc [2012-07-17] 10.97
Financial & Investment Management Group Ltd Gaiam Inc [2012-07-03] 11.08
Financial & Investment Management Group Ltd Gaiam Inc [2012-06-06] 11.08
Financial & Investment Management Group Ltd Gaiam Inc [2012-05-07] 10.42
Financial & Investment Management Group Ltd Gaiam Inc [2012-03-23] 10.39
Financial & Investment Management Group Ltd Gaiam Inc [2012-02-23] 10.4
Financial & Investment Management Group Ltd Gaiam Inc [2012-02-07] 10.36
Financial & Investment Management Group Ltd Gaiam Inc [2012-01-11] 10.14
Form 3/4/5 Filer 2011 - 2025
Frank Kristin E.
Gaia Inc
Sutherland Paul Howard
AWM Investment Company, Inc.
Rysavy Jirka
Colquhoun James
Medvedich Kiersten
Preston Ned
Maisel David
Jirka Rysavy, LLC
Tarell Paul C. Jr.
Nuta Yon
Warkins Brad
Jaeb Chris
Mellencamp Dae
MDC Capital (Cayman) Ltd
Mubadala Investment Co PJSC
MIC Capital Partners (Public) Parallel Cayman, LP
Bauer Jaymi
Schoppert Wendy Lee
Prentice Capital Management, LP
Zimmerman Michael
Powers Lynn
Jackson John R
Argyropoulos James P
Thomas Stephen J.
Foster Bart
Feinblum Barnet M
Real Goods Solar, Inc.
Mowry Barbara
Form 13F Holdings
Firm Period DFND Voting Shares
AWM Investment Company Inc [2025-06-30] SOLE 1,912,706 1,912,706
BlackRock, Inc. [2025-06-30] SOLE 951,079 1,001,599
Ameriprise Financial Inc [2025-06-30] DFND 0 938,149
Nantahala Capital Management LLC [2025-06-30] SOLE 914,618 914,618
Vanguard Group Inc [2025-06-30] SOLE 0 773,604
S Squared Technology LLC [2025-06-30] SOLE 723,305 723,305
Peapod Lane Capital LLC [2025-06-30] SOLE 494,374 619,216
Dimensional Fund Advisors LP [2025-06-30] SOLE 410,830 424,779
Geode Capital Management LLC [2025-06-30] DFND 405,602 405,602
PAW Capital Corp [2025-06-30] SOLE 175,000 175,000
State Street Corp [2025-06-30] DFND 129,829 146,829
Renaissance Technologies LLC [2025-06-30] SOLE 141,700 141,700
Mariner LLC [2025-06-30] SOLE 0 138,948
Bridgeway Capital Management LLC [2025-06-30] SOLE 123,000 123,000
Northern Trust Corp [2025-06-30] DFND 120,134 120,134
Huntleigh Advisors Inc [2025-06-30] SOLE 69,456 69,456
Charles Schwab Investment Management Inc [2025-06-30] SOLE 52,810 52,810
Goldman Sachs Group Inc [2025-06-30] DFND 34,471 34,471
Bank of New York Mellon Corp [2025-06-30] DFND 28,848 33,833
Barclays PLC [2025-06-30] SOLE 33,797 33,797
Sapient Capital LLC [2025-06-30] SOLE 32,650 32,650
Connor Clark & Lunn Investment Management Ltd [2025-06-30] SOLE 30,224 30,224
Susquehanna International Group LLP [2025-06-30] OTR 27,549 27,549
Morgan Stanley [2025-06-30] DFND 24,670 24,870
Nuveen, LLC [2025-06-30] DFND 21,927 21,927
New York State Common Retirement Fund [2025-06-30] SOLE 20,600 20,600
RhumbLine Advisers [2025-06-30] SOLE 8,156 19,132
Dimensional Fund Advisors LP [2025-06-30] DFND 0 19,044
JPMorgan Chase & Co [2025-06-30] DFND 7,457 15,509
UBS Group AG [2025-06-30] DFND 14,008 14,008
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