Gladstone Investment Corporationde

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Gladstone Investment Corporationde
TickerGAIN
CIK #0001321741
CUSIP376546107
Sector -
Address1521 Westbranch Drive Suite 100, Mclean, VA 22102
Source [EDGAR]
CIK Filing 2011 - 2026
[0001321741] 10-K
[0001321741] 10-Q
[0001321741] 3
[0001321741] 4
[0001321741] 5
[0001321741] 8-K
[0001321741] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
RiverNorth Capital Management LLC Gladstone Investment Corporation de [2018-02-14] 0.19
Karpus Management Inc Gladstone Investment Corporation de [2016-10-11] 40.0
van Berkom & Associates Inc Gladstone Investment Corporation de [2016-07-20] 0.0
van Berkom & Associates Inc Gladstone Investment Corporation de [2016-02-05] 8.2
Advisors Asset Management Inc Gladstone Investment Corporation de [2015-02-11] 5.346
van Berkom & Associates Inc Gladstone Investment Corporation de [2015-01-23] 9.4
van Berkom & Associates Inc Gladstone Investment Corporation de [2014-02-05] 8.62
BlackRock Inc Gladstone Investment Corporation de [2014-01-29] 5.0
Form 3/4/5 Filer 2011 - 2026
Stelljes George III
Gladstone Investment Corporation de
Ritchie Taylor
Highland Erika P
Lee Christopher James
Sateri John
Hellmold Erich Michael
Gladstone Alternative Income Fund
Dullum David A R
Gorka Katharine C
Easton Rachael Z
Wilkinson Walter H
Novara Paula
Smith Jennifer A
Gladstone David
Brubaker Terry Lee
Ryan Julia
LiCalsi Michael
Merrick Caren D
Watson David Hibbert
Earhart Terry
Adelgren Paul W
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Dullum David A R
Common Stock
2024-10-10 Gift 3,000 $0.00
Easton Rachael Z
Common Stock
2023-11-06 Buy 650 $14.67 9,536
Dullum David A R
Common Stock
2023-08-07 Buy 5,000 $13.39 66,950
Easton Rachael Z
Common Stock
2023-03-16 Buy 375 $13.12 4,920
Dullum David A R
Common Stock
2023-03-14 Buy 3,000 $12.84 38,520
Wilkinson Walter H
Common Stock
2023-02-06 Buy 3,661 $13.96 51,108
Dullum David A R
Common Stock
2022-12-16 Buy 3,000 $13.06 39,180
Smith Jennifer A
Common Stock
2022-08-19 Buy 100 $15.61 1,561
Dullum David A R
Common Stock
2022-06-14 Buy 4,000 $12.75 51,000
Easton Rachael Z
Common Stock
2022-05-20 Buy 175 $14.52 2,541
Dullum David A R
Common Stock
2022-02-24 Buy 2,500 $14.69 36,725
Dullum David A R
Common Stock
2022-02-24 Buy 3,000 $14.46 43,380
Easton Rachael Z
Common Stock
2022-02-23 Buy 200 $14.93 2,986
Dullum David A R
Common Stock
2021-12-03 Buy 3,000 $16.54 49,620
Dullum David A R
Common Stock
2020-03-23 Buy 2,500 $6.80 17,000
Brubaker Terry Lee
Common Stock
2020-03-23 Buy 2,500 $6.83 17,075
Ryan Julia
Common stock
2020-03-20 Buy 2,500 $8.18 20,450
Brubaker Terry Lee
Common Stock
2020-03-19 Buy 2,500 $6.73 16,825
Dullum David A R
Common Stock
2020-03-18 Buy 8,000 $7.20 57,600
Brubaker Terry Lee
Common Stock
2020-03-18 Buy 2,500 $7.35 18,375
showing 20 of 83 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 91 6,375,732
2025-12-31 93 5,955,437
2025-09-30 89 5,380,560
2025-06-30 87 4,895,527
2025-03-31 87 4,690,979
2024-12-31 86 4,454,671
2024-09-30 81 4,338,312
2024-06-30 85 4,864,875
2024-03-31 81 4,997,051
2023-12-31 92 4,066,135
2023-09-30 75 3,601,006
2023-06-30 77 3,646,630
Form 13F Holdings
Firm Period DFND Voting Shares
PFG Advisors [2026-06-30] SOLE 0 236,628
Davenport & Company LLC [2026-06-30] SOLE 38,500 142,530
Confluence Investment Management LLC [2026-06-30] DFND 0 22,000
Confluence Investment Management LLC [2026-06-30] SOLE 14,982 14,982
Sound Income Strategies LLC [2026-06-30] SOLE 10,456 10,456
Register Financial Advisors LLC [2026-06-30] SOLE 0 9,500
Union Bancaire Privee UBP SA [2026-06-30] DFND 0 3,570
Kentucky Trust Co [2026-06-30] SOLE 2,000 2,000
Ritter Daniher Financial Advisory LLC / DE [2026-06-30] SOLE 0 1,594
Farther Finance Advisors LLC [2026-06-30] SOLE 0 666
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 45
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