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| Keyboard |
| AP Pharma Inc /DE/ | |
|---|---|
| Ticker | HRTX |
| CIK # | 0000818033 |
| CUSIP | 427746102 |
| Sector | Life Sciences - Pharmaceutical Preparations |
| Address | 123 Saginaw Drive, Redwood City, CA 94063 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Heron Therapeutics Inc /DE/ | 2023-08-01 | 30.0 M | Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose |
| AP Pharma Inc /DE/ | 2012-08-10 | 53.5 M | Exemption: 506 · Duration: One year or less · Commission: $2,613,000 · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0000818033] | 10-K | |
| [0000818033] | 10-Q | |
| [0000818033] | 3 | |
| [0000818033] | 4 | |
| [0000818033] | 5 | |
| [0000818033] | 8-K | |
| [0000818033] | D | |
| [0000818033] | SC 13D | |
| [0000818033] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Collard Craig A
Restricted Stock Units · derivative
|
2026-01-31 | Option exercise | 34,789 | $0.00 | |
|
Forbes William P
Common Stock
|
2026-01-31 | Option exercise | 11,695 | ||
|
Forbes William P
Restricted Stock Units · derivative
|
2026-01-31 | Option exercise | 11,695 | $0.00 | |
|
Duarte Ira
Restricted Stock Units · derivative
|
2026-01-31 | Option exercise | 11,695 | $0.00 | |
|
Duarte Ira
Common Stock
|
2026-01-31 | Option exercise | 11,695 | ||
|
Collard Craig A
Common Stock
|
2026-01-31 | Option exercise | 34,789 | ||
|
Duarte Ira
Restricted Stock Units · derivative
|
2026-01-30 | Grant | 216,562 | $0.00 | |
|
Duarte Ira
Performance Stock Units · derivative
|
2026-01-30 | Grant | 216,561 | $0.00 | |
|
Morgan Adam
Common Stock
|
2026-01-30 | Grant | 53,960 | $0.00 | |
|
Christian Waage
Common Stock
|
2026-01-30 | Grant | 53,960 | $0.00 | |
|
Hensley Mark Earl
Restricted Stock Units · derivative
|
2026-01-30 | Grant | 188,315 | $0.00 | |
|
Hensley Mark Earl
Performance Stock Units · derivative
|
2026-01-30 | Grant | 188,314 | $0.00 | |
|
Johnson Craig A
Common Stock
|
2026-01-30 | Grant | 53,960 | $0.00 | |
|
Collard Craig A
Performance Stock Units · derivative
|
2026-01-30 | Grant | 800,336 | $0.00 | |
|
Kaseta Michael
Common Stock
|
2026-01-30 | Grant | 53,960 | $0.00 | |
|
Forbes William P
Performance Stock Units · derivative
|
2026-01-30 | Grant | 188,314 | $0.00 | |
|
Forbes William P
Restricted Stock Units · derivative
|
2026-01-30 | Grant | 188,315 | $0.00 | |
|
Collard Craig A
Restricted Stock Units · derivative
|
2026-01-30 | Grant | 800,337 | $0.00 | |
|
Dissanaike Sharmila
Common Stock
|
2026-01-30 | Grant | 53,960 | $0.00 | |
|
Cusack Thomas
Common Stock
|
2026-01-30 | Grant | 53,960 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 168 | 160,106,877 |
| 2025-12-31 | 171 | 156,900,880 |
| 2025-09-30 | 172 | 156,046,698 |
| 2025-06-30 | 173 | 133,059,691 |
| 2025-03-31 | 166 | 122,745,611 |
| 2024-12-31 | 162 | 116,987,090 |
| 2024-09-30 | 173 | 121,770,267 |
| 2024-06-30 | 191 | 129,818,422 |
| 2024-03-31 | 161 | 120,040,174 |
| 2023-12-31 | 152 | 113,093,997 |
| 2023-09-30 | 140 | 118,387,511 |
| 2023-06-30 | 149 | 98,915,113 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Congress Park Capital LLC | [2026-06-30] | SOLE | 0 | 2,016,447 |
| Apeiron RIA LLC | [2026-06-30] | SOLE | 370,579 | 370,579 |
| Prospera Financial Services Inc | [2026-06-30] | SOLE | 0 | 40,565 |
| Wealth Enhancement Advisory Services LLC | [2026-06-30] | SOLE | 647 | 32,397 |
| Corecap Advisors LLC | [2026-06-30] | SOLE | 0 | 28,409 |
| Diversified Trust Co | [2026-06-30] | SOLE | 0 | 26,492 |
| TopTier Wealth Management LLC | [2026-06-30] | SOLE | 0 | 25,350 |
| DLK Investment Management LLC | [2026-06-30] | SOLE | 17,890 | 17,890 |
| B Riley Wealth Advisors Inc | [2026-06-30] | SOLE | 12,103 | 12,103 |
| Venturi Wealth Management LLC | [2026-06-30] | OTR | 0 | 10,500 |
| Curated Wealth Partners LLC | [2026-06-30] | OTR | 0 | 2,541 |
| Fortitude Family Office LLC | [2026-06-30] | SOLE | 888 | 888 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 175 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 120 | 120 | Prev | Page 1 | Next |