AP Pharma Inc /DE/

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AP Pharma Inc /DE/
TickerHRTX
CIK #0000818033
CUSIP427746102
SectorLife Sciences - Pharmaceutical Preparations
Address123 Saginaw Drive, Redwood City, CA 94063
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Heron Therapeutics Inc /DE/ 2023-08-01 30.0 M Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose
AP Pharma Inc /DE/ 2012-08-10 53.5 M Exemption: 506 · Duration: One year or less · Commission: $2,613,000 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0000818033] 10-K
[0000818033] 10-Q
[0000818033] 3
[0000818033] 4
[0000818033] 5
[0000818033] 8-K
[0000818033] D
[0000818033] SC 13D
[0000818033] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Group Inc Heron Therapeutics Inc /DE/ [2026-01-30] 0.0
Clearline Capital LP Heron Therapeutics Inc /DE/ [2025-11-26] 0.0
Adage Capital Management LP Heron Therapeutics Inc /DE/ [2024-11-12] 5.84
BlackRock Inc Heron Therapeutics Inc /DE/ [2024-11-08] 5.6
BlackRock Inc Heron Therapeutics Inc /DE/ [2024-10-24] 5.6
Great Point Partners LLC Heron Therapeutics Inc /DE/ [2023-04-13] 5.35
Rubric Capital Management LP Heron Therapeutics Inc /DE/ [2023-02-06] 0.9
Deep Track Capital LP Heron Therapeutics Inc /DE/ [2022-08-19] 0.99
UBS OConnor LLC Heron Therapeutics Inc /DE/ [2022-02-14] 8.12
State Street Corp Heron Therapeutics Inc /DE/ [2022-02-11] 7.55
JPMorgan Chase & Co Heron Therapeutics Inc /DE/ [2022-01-24] 6.1
ArrowMark Colorado Holdings LLC Heron Therapeutics Inc /DE/ [2021-02-16] 5.9
Tang Capital Partners LP Heron Therapeutics Inc /DE/ [2020-11-19] 9.86
Wellington Management Group LLP Heron Therapeutics Inc /DE/ [2019-02-12] 5.87
Vanguard Group Inc Heron Therapeutics Inc /DE/ [2019-02-11] 8.09
BlackRock Inc Heron Therapeutics Inc /DE/ [2019-02-08] 6.3
Janus Henderson Group PLC Heron Therapeutics Inc /DE/ [2017-06-12] 10.5
Kingdon Capital Management LLC Heron Therapeutics Inc /DE/ [2017-02-14] 0.82
BlackRock Inc Heron Therapeutics Inc /DE/ [2017-01-30] 5.5
Janus Capital Management LLC Heron Therapeutics Inc /DE/ [2016-02-16] 8.7
Invesco Ltd Heron Therapeutics Inc /DE/ [2016-02-10] 0.2
FMR LLC Heron Therapeutics Inc /DE/ [2015-10-09] 0.0
Cormorant Global Healthcare Master Fund LP Heron Therapeutics Inc /DE/ [2015-08-28] 5.6
Partner Fund Management LP Heron Therapeutics Inc /DE/ [2015-07-09] 5.6
Kingdon Capital Management LLC Heron Therapeutics Inc /DE/ [2015-06-08] 0.56
SPCH LLLP AP Pharma Inc /DE/ [2013-04-09] 0.0
Savitr Capital LLC AP Pharma Inc /DE/ [2013-02-15] 11.8
FMR LLC AP Pharma Inc /DE/ [2013-02-14] 0.0
Baker Bros Advisors LLC AP Pharma Inc /DE/ [2013-02-01] 9.9
Broadfin Capital LLC AP Pharma Inc /DE/ [2012-12-31] 5.14
SPCH LLLP AP Pharma Inc /DE/ [2012-09-27] 11.8
Hambrecht & Quist Capital Management LLC AP Pharma Inc /DE/ [2012-02-14] 0.7
Form 3/4/5 Filer 2011 - 2026
Heron Therapeutics Inc /DE/
Duarte Ira
Forbes William P
Hensley Mark Earl
Collard Craig A
Christian Waage
Morgan Adam
Dissanaike Sharmila
Cusack Thomas
Johnson Craig A
Kaseta Michael
Rosen David Efraim
Rubric Capital Management LP
Rodriguez Susan
Peraza Lisa
Szekeres David Leslie
Manhard Kimberly
Poyhonen John
Kotler Kevin
Velan Capital Investment Management LP
Venkataraman Balaji
Velan Capital Management LLC
Velan Capital Master Fund LP
Velan Capital Holdings LLC
Quart Barry D
Davis Stephen
Tang Kevin
Hoffman Robert
Rosen Robert
Tang Capital Management LLC
Tang Capital Partners LP
Drazba Brian G
Marshall Paul
Clendeninn Neil James
SPCH LLC
Midler Andrew R
Savitr Capital LLC
Gelder Mark S MD
Whelan John
Adam Michael A
Turnbull Greg
Goddard Paul
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Collard Craig A
Restricted Stock Units · derivative
2026-01-31 Option exercise 34,789 $0.00
Forbes William P
Common Stock
2026-01-31 Option exercise 11,695
Forbes William P
Restricted Stock Units · derivative
2026-01-31 Option exercise 11,695 $0.00
Duarte Ira
Restricted Stock Units · derivative
2026-01-31 Option exercise 11,695 $0.00
Duarte Ira
Common Stock
2026-01-31 Option exercise 11,695
Collard Craig A
Common Stock
2026-01-31 Option exercise 34,789
Duarte Ira
Restricted Stock Units · derivative
2026-01-30 Grant 216,562 $0.00
Duarte Ira
Performance Stock Units · derivative
2026-01-30 Grant 216,561 $0.00
Morgan Adam
Common Stock
2026-01-30 Grant 53,960 $0.00
Christian Waage
Common Stock
2026-01-30 Grant 53,960 $0.00
Hensley Mark Earl
Restricted Stock Units · derivative
2026-01-30 Grant 188,315 $0.00
Hensley Mark Earl
Performance Stock Units · derivative
2026-01-30 Grant 188,314 $0.00
Johnson Craig A
Common Stock
2026-01-30 Grant 53,960 $0.00
Collard Craig A
Performance Stock Units · derivative
2026-01-30 Grant 800,336 $0.00
Kaseta Michael
Common Stock
2026-01-30 Grant 53,960 $0.00
Forbes William P
Performance Stock Units · derivative
2026-01-30 Grant 188,314 $0.00
Forbes William P
Restricted Stock Units · derivative
2026-01-30 Grant 188,315 $0.00
Collard Craig A
Restricted Stock Units · derivative
2026-01-30 Grant 800,337 $0.00
Dissanaike Sharmila
Common Stock
2026-01-30 Grant 53,960 $0.00
Cusack Thomas
Common Stock
2026-01-30 Grant 53,960 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 168 160,106,877
2025-12-31 171 156,900,880
2025-09-30 172 156,046,698
2025-06-30 173 133,059,691
2025-03-31 166 122,745,611
2024-12-31 162 116,987,090
2024-09-30 173 121,770,267
2024-06-30 191 129,818,422
2024-03-31 161 120,040,174
2023-12-31 152 113,093,997
2023-09-30 140 118,387,511
2023-06-30 149 98,915,113
Form 13F Holdings
Firm Period DFND Voting Shares
Congress Park Capital LLC [2026-06-30] SOLE 0 2,016,447
Apeiron RIA LLC [2026-06-30] SOLE 370,579 370,579
Prospera Financial Services Inc [2026-06-30] SOLE 0 40,565
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 647 32,397
Corecap Advisors LLC [2026-06-30] SOLE 0 28,409
Diversified Trust Co [2026-06-30] SOLE 0 26,492
TopTier Wealth Management LLC [2026-06-30] SOLE 0 25,350
DLK Investment Management LLC [2026-06-30] SOLE 17,890 17,890
B Riley Wealth Advisors Inc [2026-06-30] SOLE 12,103 12,103
Venturi Wealth Management LLC [2026-06-30] OTR 0 10,500
Curated Wealth Partners LLC [2026-06-30] OTR 0 2,541
Fortitude Family Office LLC [2026-06-30] SOLE 888 888
Farther Finance Advisors LLC [2026-06-30] SOLE 0 175
IFP Advisors LLC [2026-06-30] SOLE 120 120
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