Stellus Capital Investment Corp

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Stellus Capital Investment Corp
TickerSCM
CIK #0001551901
CUSIP858568108
Sector -
Address4400 Post Oak Parkway Suite 2200, Houston, TX 77027
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Stellus Capital Investment Corp 2012-11-07 29.2 M Exemption: 506 · Duration: One year or less · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001551901] 10-K
[0001551901] 10-Q
[0001551901] 3
[0001551901] 4
[0001551901] 8-K
[0001551901] D
[0001551901] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Advisors Asset Management Inc Stellus Capital Investment Corp [2015-02-11] 5.696
DC Funding SPV 2 LLC Stellus Capital Investment Corp [2013-02-14] 18.0
Form 3/4/5 Filer 2011 - 2026
Arnoult J Tim
Stellus Capital Investment Corp
Bilger Bruce R
Huskinson W Todd
Ladd Robert T
D'Angelo Dean
Davis Joshua T
Ladd Robert
Keglevic Paul
D E Shaw Direct Capital LLC
DC Funding SPV 2 LLC
D E Shaw & Co LP
Shaw David E
Repko William C
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Ladd Robert T
Common Stock
2026-03-16 Buy 1,700 $8.45 14,365
Bilger Bruce R
Common Stock
2026-03-13 Buy 19,417 $8.76 170,093
Bilger Bruce R
Common Stock
2026-03-13 Buy 10,362 $8.70 90,149
Huskinson W Todd
Common Stock
2026-03-13 Buy 5,700 $8.79 50,103
Ladd Robert T
Common Stock
2026-03-13 Buy 35,000 $8.70 304,500
Bilger Bruce R
Common Stock
2026-03-13 Buy 11,111 $8.73 96,999
Bilger Bruce R
Common Stock
2026-03-13 Buy 4,600 $8.75 40,250
Bilger Bruce R
Common Stock
2022-06-17 Buy 17,543 $11.35 199,113
Ladd Robert T
Common Stock
2022-06-16 Buy 1,000 $11.48 11,480
Ladd Robert T
Common Stock
2022-06-16 Buy 1,000 $11.40 11,400
Ladd Robert T
Common Stock
2022-06-16 Buy 1,000 $11.49 11,490
Ladd Robert T
Common Stock
2022-06-16 Buy 1,000 $11.52 11,520
Ladd Robert T
Common Stock
2022-06-16 Buy 1,000 $11.48 11,480
Ladd Robert T
Common Stock
2022-06-16 Buy 1,000 $11.30 11,300
D'Angelo Dean
Common Stock
2022-06-16 Buy 2,500 $11.38 28,450
Ladd Robert T
Common Stock
2022-05-18 Buy 1,000 $12.68 12,680
Ladd Robert T
Common Stock
2022-05-18 Buy 30 $12.70 381
Ladd Robert T
Common Stock
2022-05-18 Buy 1,000 $12.66 12,660
Ladd Robert T
Common Stock
2022-05-18 Buy 1,000 $12.87 12,870
Ladd Robert T
Common Stock
2022-05-18 Buy 3,834 $13.00 49,842
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 64 4,205,317
2025-12-31 64 4,235,303
2025-09-30 68 3,552,399
2025-06-30 60 3,520,209
2025-03-31 65 3,458,180
2024-12-31 60 2,868,617
2024-09-30 55 3,145,479
2024-06-30 54 3,626,719
2024-03-31 56 3,203,060
2023-12-31 61 3,158,265
2023-09-30 65 3,843,876
2023-06-30 62 3,153,430
Form 13F Holdings
Firm Period DFND Voting Shares
Doliver Advisors LP [2026-06-30] SOLE 0 55,292
Sanders Morris Harris LLC [2026-06-30] SOLE 0 13,948
Significant Wealth Partners LLC [2026-06-30] SOLE 0 10,131
Highline Wealth Partners LLC [2026-06-30] SOLE 3,538 3,538
Alaska Retirement Management Board [2026-06-30] SOLE 1,166 1,166
Aventura Private Wealth LLC [2026-06-30] SOLE 472 472
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