Stellus Capital Investment Corp

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Stellus Capital Investment Corp
TickerSCM
CIK #0001551901
CUSIP858568108
Sector -
Address4400 Post Oak Parkway Suite 2200, Houston, TX 77027
Source [EDGAR]
CIK Filing 2011 - 2025
[0001551901] 10-K
[0001551901] 10-Q
[0001551901] 3
[0001551901] 4
[0001551901] 8-K
[0001551901] D
[0001551901] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Advisors Asset Management Inc Stellus Capital Investment Corp [2015-02-11] 5.696
DC Funding SPV 2 LLC Stellus Capital Investment Corp [2013-02-14] 18.0
Form 3/4/5 Filer 2011 - 2025
Stellus Capital Investment Corp
Bilger Bruce R
Ladd Robert T.
D'Angelo Dean
Arnoult J Tim
Davis Joshua T.
Huskinson W. Todd
Ladd Robert
Keglevic Paul
D. E. Shaw Direct Capital, L.L.C.
Shaw David E
DC Funding SPV 2, L.L.C.
D E Shaw & Co LP
Repko William C
Form 13F Holdings
Firm Period DFND Voting Shares
Corient Private Wealth LLC [2025-06-30] SOLE 469,630 507,526
Two Sigma Advisers LP [2025-06-30] SOLE 355,300 367,400
Raymond James Financial Inc [2025-06-30] DFND 0 235,733
Two Sigma Investments LP [2025-06-30] SOLE 218,132 218,132
Condor Capital Management [2025-06-30] SOLE 197,552 197,552
Ethos Financial Group LLC [2025-06-30] SOLE 0 197,095
Legal & General Group Plc [2025-06-30] DFND 184,006 184,006
BlackRock, Inc. [2025-06-30] SOLE 158,170 158,170
Morgan Stanley [2025-06-30] DFND 82,372 148,662
Muzinich & Co Inc [2025-06-30] SOLE 0 144,005
Icon Wealth Advisors LLC [2025-06-30] SOLE 135,214 135,214
Advisors Asset Management Inc [2025-06-30] SOLE 124,985 124,985
Sumitomo Mitsui Trust Group, Inc. [2025-06-30] DFND 94,048 94,048
Gables Capital Management Inc [2025-06-30] SOLE 67,618 67,618
PFG Investments LLC [2025-06-30] SOLE 0 64,655
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 64,654
Inspire Advisors LLC [2025-06-30] SOLE 0 62,530
LPL Financial LLC [2025-06-30] SOLE 0 48,092
Janney Montgomery Scott LLC [2025-06-30] SOLE 44,158 44,158
Osaic Holdings Inc [2025-06-30] DFND 0 35,875
Citadel Advisors LLC [2025-06-30] DFND 35,613 35,613
Royal Bank of Canada [2025-06-30] DFND 25,589 35,377
Susquehanna International Group LLP [2025-06-30] OTR 0 31,700
Sunbelt Securities Inc [2025-06-30] SOLE 29,780 29,781
CANADA LIFE ASSURANCE Co [2025-06-30] SOLE 26,769 26,769
Northern Trust Corp [2025-06-30] DFND 23,010 23,010
LSV Asset Management [2025-06-30] SOLE 20,500 20,500
UBS Group AG [2025-06-30] DFND 6,102 18,015
Oppenheimer & Co Inc [2025-06-30] SOLE 17,056 17,056
Concurrent Investment Advisors LLC [2025-06-30] SOLE 16,778 16,778
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