Liberty All Star Equity Fund

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Liberty All Star Equity Fund
TickerUSA
CIK #0000799195
CUSIP530158104
Sector -
Addressc/o Alps Fund Services, Inc PO Box 328, Denver, CO 80201-0328
Source [EDGAR]
CIK Filing 2011 - 2026
[0000799195] 3
[0000799195] 4
[0000799195] 5
[0000799195] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
RiverNorth Capital Management LLC Liberty All Star Equity Fund [2019-02-14] 2.73
RiverNorth Capital Management LLC Liberty All Star Equity Fund [2018-02-14] 5.03
First Trust Portfolios LP Liberty All Star Equity Fund [2013-01-29] 7.68
Form 3/4/5 Filer 2011 - 2026
Haley Mark T
Liberty All Star Equity Fund
Milas Robert
Irvin Milton M
Rettinger Erich
Khwaja-Dixon Sareena
Hoopes Jennifer
Neuhauser John J
Meyer Gina
Burke Edmund J
Usifer Maureen K
Gaspari George R
Parmentier William R Jr
Stallworth Michelle
Tancheff Tanya
Gleicher Howard Roy
Brock Thomas W
Fiduciary Management Inc /WI/
Kerschen Jill
Spahr Laton
Sutula Matthew
Sleightholme Michael
Noyes Richard Craig
SS&C Technologies Holdings Inc
Benning John A
Rantzow Richard Carl
Craig Jennifer
Murray Abigail J
TCW Investment Management Co
Marchand Gordon Michael
Sustainable Growth Advisers LP
Callaway Daniel Cole
Seuffert Peter Joseph
Fraise George Patrice
Rohn Robert Lawrence
Greve Mary Ellen
Duran Troy Anthony
Kamp Thomas Gregory
CornerStone Capital Management LLC
Schweitzer Richard Harlan
Reed Conner & Birdwell LLC
Borowski Steven Mark
Gosom Michelle Monsalud
Katz David Adam
Matrix Asset Advisors Inc/Ny
Gaeta Laurie Skinner
Weinberger Stephan J
Pisarkiewicz Steven
Roukis Steven
Posner Jordan Fraser
Birnholz Lon F
Lee Chang
Blum Craig
Nomura Investment Management Business Trust
Connor David F
Murray Brian L
Nutt D Tysen Jr
Meloni Andrew P
Pzena Investment Management LLC
Goetz John Paul
Pzena Richard Stanton
Peterson Michael D
Alps Holdings Inc
Alps Advisors Inc
DST Systems Inc
Hunt Aisha
Tyler Tane T
Nelson Erin Douglas
Lowry Richard W
Nickels Monette R
Adams Diana M
Barres Stephanie
Donaldson John Clive
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Rettinger Erich
Shares of Beneficial Interest
2026-02-06 Buy 350 $6.01 2,104
Haley Mark T
Shares of Beneficial Interest
2025-12-30 Buy 1,600 $6.30 10,080
Khwaja-Dixon Sareena
Shares of Beneficial Interest
2025-11-21 Buy 500 $5.86 2,930
Haley Mark T
Shares of Beneficial Interest
2025-10-01 Buy 1,000 $6.37 6,370
Shares of Beneficial Interest
2025-09-09 Buy 1,500 $6.58 9,870
Shares of Beneficial Interest
2025-05-19 Buy 1,500 $6.66 9,990
Burke Edmund J
Shares of Beneficial Interest
2024-03-26 Buy 4,000 $7.09 28,360
Usifer Maureen K
Shares of Beneficial Interest
2024-03-12 Buy 2,200 $6.82 15,004
Milas Robert
Shares of Beneficial Interest
2024-03-11 Buy 1,450 $6.83 9,904
Haley Mark T
Shares of Beneficial Interest
2023-12-08 Buy 1,600 $6.06 9,696
Haley Mark T
Shares of Beneficial Interest
2023-11-03 Buy 500 $6.12 3,060
Milas Robert
Shares of Beneficial Interest
2023-09-18 Buy 500 $6.05 3,025
Shares of Beneficial Interest
2023-09-18 Buy 500 $6.05 3,025
Irvin Milton M
Shares of Beneficial Interest
2023-08-29 Buy 1,000 $6.32 6,320
Burke Edmund J
Shares of Beneficial Interest
2023-06-07 Buy 2,500 $6.12 15,300
Common Shares of Beneficial Ownership
2023-05-26 Sell 34,931 $5.98 208,887
Parmentier William R Jr
Common Shares of Beneficial Ownership
2023-05-26 Buy 34,931 $5.98 208,887
Usifer Maureen K
Shares of Common Stock
2021-12-02 Buy 400 $7.78 3,112
Neuhauser John J
Shares of Beneficial Interest
2021-12-02 Buy 2,148.13 $7.78 16,712
Haley Mark T
Shares of Beneficial Interest
2021-12-02 Buy 2,553 $7.78 19,862
showing 20 of 81 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 220 53,244,180
2025-12-31 228 53,203,566
2025-09-30 210 39,533,962
2025-06-30 192 34,211,665
2025-03-31 191 29,579,438
2024-12-31 194 27,206,775
2024-09-30 178 26,532,010
2024-06-30 183 25,339,602
2024-03-31 179 30,918,246
2023-12-31 185 29,746,814
2023-09-30 175 24,644,422
2023-06-30 168 24,196,011
Form 13F Holdings
Firm Period DFND Voting Shares
Shaker Financial Services LLC [2026-06-30] SOLE 1,645,485 1,646,776
Independent Financial Group LLC [2026-06-30] SOLE 0 412,818
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 55,446 295,803
PMG Family Office LLC [2026-06-30] SOLE 0 276,048
Live Oak Private Wealth LLC [2026-06-30] SOLE 158,585 158,585
Prospera Financial Services Inc [2026-06-30] SOLE 0 156,103
Prevail Innovative Wealth Advisors LLC [2026-06-30] SOLE 0 61,471
Sage Capital Advisors LLC [2026-06-30] SOLE 17,080 52,492
Avior Wealth Management LLC [2026-06-30] SOLE 0 43,577
Decision Investments Inc [2026-06-30] SOLE 0 38,570
Altus Wealth Group LLC [2026-06-30] SOLE 0 31,769
Procyon Advisors LLC [2026-06-30] SOLE 25,157 25,157
Cary Street Partners Financial LLC [2026-06-30] DFND 22,000 25,000
Quad-Cities Investment Group LLC [2026-06-30] SOLE 0 22,767
RFG Advisory LLC [2026-06-30] SOLE 0 20,193
Corecap Advisors LLC [2026-06-30] SOLE 0 19,796
Smith Asset Management Co LLC [2026-06-30] SOLE 18,202 18,202
Merit Financial Group LLC [2026-06-30] SOLE 0 18,024
SAX Wealth Advisors LLC [2026-06-30] SOLE 0 16,760
Community Financial Services Group LLC [2026-06-30] SOLE 15,118 15,118
Graves Light Lenhart Wealth Inc [2026-06-30] SOLE 0 15,000
Webster Bank N A [2026-06-30] OTR 14,933 14,933
MRA Advisory Group [2026-06-30] SOLE 0 14,633
Shulman Demeo Asset Management LLC [2026-06-30] SOLE 13,348 13,348
Fiduciary Alliance LLC [2026-06-30] SOLE 10,897 10,897
Farther Finance Advisors LLC [2026-06-30] SOLE 0 10,802
Fifth Third Wealth Advisors LLC [2026-06-30] SOLE 10,425 10,425
Merit Financial Group LLC [2026-06-30] OTR 0 8,049
Crews Bank & Trust [2026-06-30] SOLE 7,142 7,142
Nova Wealth Management Inc [2026-06-30] SOLE 6,363 6,363
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