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| Pzena Investment Management LLC
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|---|---|
| CRD # | 106847 |
| SEC # | 801-50838 |
| CIK # | 0001275474, 0001027796, 0001399249 |
| AUM | $58.9 BB (2024-03-28) |
| Employees | 148 (34% Investors, 11% Brokers) |
| Phone | 212-355-1600 |
| Address | 320 Park Avenue, 8th Floor New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| CTSH | 35.5 | 1.3 | |
| MGA | 17.1 | 1.2 | |
| BAX | 32.9 | 1.0 | |
| DOW | 38.2 | 1.0 | |
| C | 91.7 | 1.0 | |
| COF | 42.7 | 1.0 | |
| WFC | 152.3 | 0.9 | |
| EIX | 23.8 | 0.9 | |
| CHTR | 93.6 | 0.9 | |
| SSNC | 15.1 | 0.9 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Pzena Focused Credit Opportunities Master Fund LP | [2024-03-28] | 0.0 | 33.3 |
| Other | Pzena Global Best Ideas Fund LP | [2019-03-29] | 26.0 | 33.0 |
| Other | Pzena Global Value Fund 2 DST A Series of Pzena Trust | [2019-03-29] | 225.0 | 130.1 |
| Other | Pzena International EX US Focused Value Fund DST | [2018-03-29] | 79.1 | 75.4 |
| Other | Pzena US Best Ideas Fund LP | [2018-03-29] | 152.4 | 88.8 |
| Other | Pzena Emerging Markets Focused Value Fund GT A Separate Investment Fund of Pzena Value Group Trust | [2014-03-31] | 265.0 | 135.3 |
| Other | Pzena Global Value Fund A Series of Pzena Value Funds PLC | 2012-03-28 | 0.5 | |
| Other | Pzena Global Value Fund DST A Series of Pzena Value Trust | [2012-03-28] | 368.9 | 8.8 |
| Other | Pzena Global Value Fund GT A Separate Investment Fund of Pzena Value Group Trust | [2012-03-28] | 190.4 | 144.6 |
| Other | Pzena International Value Fund DST A Series of Pzena Value Trust | [2012-03-28] | 305.0 | 5.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 5 | 0.0 |
| (b) Individuals (high net worth individuals) | 38 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 20 | 19.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 48 | 14.3 |
| (g) Pension and profit sharing plans | 30 | 3.4 |
| (h) Charitable organizations | 21 | 0.3 |
| (i) State or municipal government entities | 25 | 9.3 |
| (j) Other investment advisers | 5 | 1.0 |
| (k) Insurance companies | 5 | 0.6 |
| (l) Sovereign wealth funds and foreign official institutions | 2 | 0.2 |
| (m) Corporations or other businesses not listed above | 29 | 0.9 |
| (n) Other | 0 | 0.0 |
| Total | 228 | 49.3 |
| By Discretionary | ||
| Discretionary | 227 | 48.6 |
| Non-Discretionary | 1 | 0.7 |
| Total | 228 | 49.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.9 | |
| United States Persons | 30.4 | |
| Total | 228 | 49.3 |
| Limited Partners | 2011 - 2024 |
|---|---|
| Massachusetts Pension Reserves Investment Management | |
| Minnesota State Board of Investment | |
| New York State Common Retirement Fund |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Michael Peterson | 46 | |||
| Richard Pzena | 14 | |||
| William Lipsey | 13 | |||
| John Goetz | 12 | |||
| A Krishna | 5 | |||
| Gary Bachman | 9 | |||
| Pzena Financial Services LLC | 9 | |||
| Evan Fire | 7 | |||
| Jessica Doran | 7 | |||
| Chenyu Cai | 6 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001027796] | |
| 3 | [0001027796] | |
| SC 13D | [0001027796] | |
| SC 13G | [0001027796] | |
| SC 13G | [0001275474] | |
| 10-K | [0001399249] | |
| 10-Q | [0001399249] | |
| 3 | [0001399249] | |
| 4 | [0001399249] | |
| 5 | [0001399249] | |
| 8-K | [0001399249] | |
| SC 13D | [0001399249] | |
| SC 13G | [0001399249] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
William Blair Investment Management LLC
✚
|
IL | 67.2 |
|
Eaton Vance Management
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|
MA | 63.0 |
|
City National Rochdale LLC
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NY | 60.1 |
|
Brandywine Global Investment Management LLC
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PA | 56.0 |
|
Russell Investment Management LLC
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|
WA | 52.5 |
|
GW&K Investment Management LLC
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|
MA | 50.7 |
|
BlackRock Singapore Limited
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|
50.7 | |
|
Connor Clark & Lunn Investment Management Ltd
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|
46.2 | |
|
Harding Loevner LP
✚
|
NJ | 43.8 |
|
Aristotle Capital Management LLC
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|
CA | 43.7 |