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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
301 E Trade Securities LLC 21.6 B 11
302 Merlin Securities LLC 21.5 B 118
303 Newedge UK Financial Limited 21.2 B 24
304 JP Morgan Chase & Co 20.9 B 12
305 ICBC International Securities Limited 20.8 B 2
306 ABCI Securities Company Limited 20.8 B 2
307 Morgan Stanley & Company International PLC 20.7 B 9
308 Morgan Stanley & Co International 20.2 B 45
309 Deutsche Bank 20.0 B 21
310 Credit Suisse Securities Europe PLC 19.6 B 1
311 JP Morgan Clearing Corporation 19.0 B 32
312 Banco Bradesco Sa 18.8 B 4
313 BNP Paribas Sa London Branch 18.8 B 9
314 YAPI Kredi Yatirim Menkul Degerler 18.2 B 1
315 KGI Securities Sigapore PTE Ltd 18.2 B 1
316 Edelweiss Custodial Services Ltd 18.2 B 1
317 BCS Prime Brokerage 18.2 B 1
318 Electronic Transaction Clearing Inc 17.9 B 6
319 AVM LP 17.7 B 1
320 Societe Generale Americas Securities LLC 17.7 B 1
321 UBG AG 17.7 B 3
322 Scotiabank 17.4 B 9
323 Credit Suisse Securities Services USA LLC 17.0 B 3
324 CIBC Mellon 16.8 B 6
325 Coinbase Securities Inc 16.0 B 28
326 Haitong International Securities Company Limited 15.8 B 5
327 Societe Generale Capital Canada Inc 15.6 B 3
328 Phillipcapital 15.6 B 3
329 Standard Chartered Bank Vietnam Limited 15.6 B 2
330 Phillip Capital Inc 15.6 B 2
331 Intl FCStone Financial Inc 15.2 B 34
332 Macquarie Capital USA Inc 14.7 B 6
333 Morgan Stanley Europe SE 14.7 B 4
334 JP Morgan Chase Bank National Association 14.6 B 16
335 Barclays Bank PLC - New York 14.6 B 13
336 BNP Paribas Prime Brokerage International Inc 14.4 B 1
337 Wells Fargo Advisors Financial Network LLC 14.1 B 3
338 Standard Chartered Bank Hong Kong Limited 14.1 B 1
339 AXIS Capital Markets Ltd 14.0 B 1
340 RJ O'Brien 7 Associates LLC 14.0 B 1
341 BNY Mellon 13.9 B 54
342 JPMorgan Distribution Services Inc 13.7 B 8
343 Industrial and Commercial Bank of China 13.7 B 3
344 Barclays Banks PLC 13.6 B 1
345 Banc of America Specialist Inc 13.3 B 5
346 RBC Domnion Securities Inc 13.0 B 1
347 Morgan Stanley & Co International Ltd 12.9 B 12
348 ADM Investor Services Inc 12.5 B 36
349 Morgan Stanley International 12.2 B 27
350 JPMorgan Clearing Corp 12.1 B 25
351 Anchorage Digital Bank NA 11.9 B 4
352 Coinbase Trust Company LLC 11.9 B 3
353 Merril Lynch International 11.8 B 1
354 Merill Lynch International 11.6 B 10
355 Cantor Fitzgerald 11.5 B 21
356 JP Morgan Chase Bank 11.5 B 19
357 JP Morgan SE 11.4 B 3
358 JP Morgan AG 11.4 B 2
359 Northern Trust Securities Inc 11.2 B 61
360 Nomura Financial Products Europe GmbH 11.2 B 1
361 Barclays Bank Ireland PLC 11.2 B 1
362 Wells Fargo 11.1 B 39
363 First Republic Bank 11.0 B 145
364 Morgan Stanley International Limited 10.9 B 12
365 Morgan Stanley Securities Limited 10.7 B 3
366 JP Morgan Private Bank 10.6 B 140
367 Jonestrading 10.4 B 79
368 E D & F Man Capital Markets Inc 10.2 B 20
369 Bank of America Merril Lynch 9.8 B 8
370 Barclays 9.8 B 19
371 Societe Generale London 9.6 B 1
372 Newedge Group UK Branch 9.5 B 7
373 Barclays Securities Ltd 9.5 B 12
374 Stifel Nicolaus & Company Incorporated 9.1 B 67
375 Societe General International Limited 9.0 B 5
376 J P Morgan Securities PLC 8.7 B 9
377 JPMorgan Chase NY 8.7 B 2
378 JPMorgan 8.4 B 11
379 First Republic Securities Company LLC 8.4 B 21
380 Weeden Prime Services LLC 8.3 B 47
381 Richardson GMP Limited 8.3 B 1
382 SAME ONES as Third Point Offshore Master Fund LP 8.2 B 3
383 Deutsche Bank Aktiengesellschaft 7.9 B 2
384 State Street Bank & Trust Co 7.9 B 10
385 HSBC Bank PLS 7.8 B 2
386 Natwest Markets PLC the Royal Bank of Scotland 7.8 B 1
387 Fidelity Investments Institutional Services Company Inc 7.8 B 15
388 Mirae Asset Securities USA Inc 7.8 B 17
389 Emkay Global Financial Services Limited 7.7 B 4
390 Morgan Stanley International Ltd 7.6 B 3
391 UBS 7.6 B 38
392 Merrill Lynch International London 7.4 B 1
393 Merrill Lynch International New York 7.4 B 1
394 Citigroup Global Markets India Private Limited 7.4 B 3
395 Spark Capital Advisors India PVT Ltd 7.3 B 1
396 Scotia Capital Inc 7.3 B 31
397 Fidelity Distributors Company LLC 7.2 B 5
398 Citi Prime 6.8 B 35
399 HSBC PLC 6.8 B 5
400 Scotia Capital 6.7 B 8
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