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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
301 William Blair & Company LLC 2,152.3 M 3
302 Newedge Group UK Group 2,129.0 M 2
303 Merlin Securities 2,125.2 M 11
304 Standard Chartered PLC 2,078.7 M 1
305 DB Alex Brown LLC 2,076.6 M 11
306 Banco BTG Pactual Sa 2,074.4 M 12
307 Bull & Bear AD Podgorica 2,070.5 M 2
308 Robert W Baird & Co Inc 2,025.3 M 4
309 Forge Securities LLC 2,017.7 M 10
310 ORD Minnett Inc 2,017.5 M 9
311 BANP Paribas New York 2,012.8 M 1
312 Chatham Financial F/K/A JC Rathbones Associates Limited 1,999.0 M 1
313 Chatham Financial Europe Ltd 1,999.0 M 1
314 Samsung Futures Inc 1,984.9 M 1
315 Woori Investment & Securities Co Ltd 1,984.9 M 1
316 Okato Shoji Co Ltd 1,984.9 M 1
317 Hyundai Futures Corporation 1,984.9 M 1
318 Monarch Capital Group LLC 1,911.3 M 1
319 Fidelity Investments 1,904.9 M 10
320 Marex Prime Services Limited 1,901.8 M 9
321 China International Capital Corporation Hong Kong Securities Ltd 1,885.4 M 3
322 City National Investments 1,859.6 M 11
323 US Bank 1,818.7 M 11
324 Spark Institutional Equities Private Limited 1,791.0 M 4
325 TD Sponsored Companies Inc 1,790.5 M 1
326 JH Darbie & Co Inc 1,773.8 M 6
327 US Bancorp Investments Inc 1,773.3 M 7
328 Interactive Brokers Hong Kong Limited 1,761.3 M 7
329 Banco Esprito Santo Sa 1,734.9 M 2
330 Golman Sachs International 1,719.9 M 2
331 Stonex Markets LLC 1,717.2 M 6
332 Hilltop Securities Inc 1,716.2 M 3
333 Brean Capital LLC 1,690.9 M 2
334 Banco Santander International 1,683.6 M 2
335 Banco ITAU Europa Luxembourg Sa 1,681.5 M 1
336 Banco ITAU International 1,681.5 M 1
337 SIG Brokerage LP 1,669.6 M 5
338 JMP Securities LLC 1,663.2 M 3
339 Citizens JMP Securities LLC 1,663.2 M 3
340 RBC Dominion Securities Inc 1,655.1 M 22
341 Newedge UK Financial Limited Futures Clearing Broker 1,642.9 M 3
342 BBVA Securities Inc 1,642.8 M 1
343 Vining Sparks 1,642.8 M 1
344 FTN Financial Securities Corp 1,642.8 M 1
345 SunTrust Robinson Humphrey Inc 1,642.8 M 1
346 Amherst Pierpont 1,642.8 M 1
347 Arbor Research & Trading LLC 1,642.8 M 1
348 CRT Capital Group LLC 1,642.8 M 1
349 Mesirow Financial Inc 1,642.8 M 1
350 Rwpressprich & Co 1,642.8 M 1
351 Mitsubishi UFJ Securities USA Inc 1,642.8 M 1
352 Societe General Newedge UK Limited 1,632.0 M 3
353 Nuvama Wealth Management Limited 1,596.1 M 4
354 TD Securities 1,595.9 M 6
355 Sanford C Bernstein India Private Limited 1,588.8 M 3
356 JM Financial Institutional Securities Limited 1,588.8 M 3
357 Samsung Securities Co Ltd 1,577.2 M 10
358 Deustche Bank AG 1,553.5 M 6
359 Ladenburg Thalmann & Co Inc 1,549.0 M 11
360 DBS Bank 1,461.9 M 1
361 TD Prime 1,447.3 M 2
362 Monex Canada Inc 1,441.0 M 1
363 Credit Suissse Europe Limited 1,422.4 M 1
364 Credit Suissse AG Dublin Branch 1,422.4 M 1
365 Credit Suissse AG 1,422.4 M 1
366 TCBI Securities Inc 1,412.0 M 3
367 TCBI Securities 1,412.0 M 3
368 ABN AMRO Clearing Bank NV 1,394.6 M 6
369 RBC Capital Markets 1,390.7 M 1
370 National Bank Independent Network NBIN 1,386.7 M 1
371 NBCN National Bank Correspondent Network 1,386.7 M 1
372 The Hongkong and Shanghai Banking Corporation 1,381.6 M 1
373 CIMB Investment Bank BHD 1,359.4 M 2
374 Comerica Bank 1,322.7 M 5
375 Tagomi Trading LLC 1,314.3 M 5
376 ING Bank NV Sucursal EN Espana 1,306.2 M 1
377 H & L Equities LLC 1,305.5 M 3
378 Falcon X 1,280.8 M 5
379 Daiwa Securities Co Ltd 1,272.3 M 4
380 Celadon Financial Group LLC 1,266.6 M 25
381 Nordea Bank ABP 1,247.1 M 3
382 Jeffries 1,244.7 M 5
383 Cowen International Ltd 1,217.6 M 3
384 MS Howells & Co 1,207.3 M 5
385 Brown Brothers Harriman Luxembourg SCA 1,200.6 M 4
386 Simpson Spence Young 1,196.9 M 2
387 GFI Brokers Ltd 1,196.9 M 2
388 Freight Investor Services Ltd 1,196.9 M 2
389 Haywood Securities Inc 1,139.7 M 10
390 DRW Cumberland 1,100.2 M 3
391 China International Capital Corporation Limited 1,068.7 M 7
392 Fidelity Prime 1,067.7 M 2
393 IIFL Securities Limited 1,053.3 M 2
394 Cowen International Limited 1,028.9 M 11
395 Cowen Securities LP 1,025.0 M 1
396 China Renaissance Securities HK Ltd 1,022.8 M 1
397 Kotak Mahindra International Limited 1,020.4 M 9
398 Tastytrade Inc 1,000.2 M 3
399 Shelby Cullom Davis & Co LP 999.7 M 1
400 Cantor Fitzgerald Europe 984.2 M 8
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