Top Fund Brokers

-

Custodians, Auditors, Brokers & Marketers

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
Related People
Fund Service Providers
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
201 Bank of America Merrill Lynch 114.7 B 91
202 Bank of Nova Scotia 114.3 B 30
203 Fidelity Brokerage Services LLC 107.3 B 233
204 Unicredit Bank AG 106.8 B 4
205 BNP Paribas Sa Paris 104.9 B 5
206 Barclays PLC 104.9 B 8
207 Deutsche Equities India Private Limited 103.9 B 2
208 TD Securities Inc 103.9 B 69
209 Morgan Stanley International PLC 103.7 B 13
210 TD Prime Services LLC 103.4 B 111
211 BNP Prime Brokerage International Ltd 102.0 B 4
212 Deutsche Bank AG New York 98.4 B 5
213 Citigroup Global Markets Limited IPB 95.6 B 27
214 Guardians of New Zealand Superannuation 93.9 B 2
215 Merrill Lynch Pierce Fenner & Smith Inc 93.5 B 16
216 Morgan Stanley India Company Private Limited 92.4 B 4
217 Unicredit Bank Austria AG 91.0 B 1
218 Royal Bank of Scotland NV 91.0 B 1
219 JPMorgan Chase Bank National Association 80.7 B 67
220 BMO Capital Markets 80.7 B 10
221 State Street Bank and Trust Co 78.5 B 2
222 Clear Street LLC 78.5 B 197
223 UBS Financial Services Inc 78.1 B 171
224 Curvature Securities LLC 77.8 B 12
225 RBC Capital Markets Corporation 77.4 B 6
226 South Street Securities LLC 77.3 B 1
227 Societe Generale Newedge UK Limited 73.2 B 41
228 Raymond James & Associates Inc 67.7 B 309
229 Bank of America Securities Inc 63.4 B 8
230 CIBC World Markets Inc 62.0 B 44
231 Charles Schwab & Co Inc 61.8 B 332
232 Haywood Securities USA Inc 61.0 B 28
233 Wedbush Securities Inc 60.9 B 85
234 Daiwa Capital Markets America Inc 59.2 B 8
235 Cowen and Company 59.2 B 104
236 Northern Trust Co/The 57.8 B 5
237 Barclays Securities Limited 57.5 B 1
238 Daiwa Capital Markets Europe Ltd 57.2 B 4
239 Macquarie Bank Ltd 56.5 B 6
240 Blue Capital RE ILS Ltd 55.8 B 1
241 Fidelity Prime Services 52.5 B 66
242 Barclays Capital Securites Limited 52.3 B 2
243 Dresdner Bank AG 51.0 B 3
244 Merrill Lynch Japan Securities Co Ltd 50.3 B 1
245 Barclays Prime Brokerage 50.2 B 1
246 JP Morgan 50.2 B 111
247 Citigroup Global Markets 49.3 B 14
248 BNY Mellon Capital Markets LLC 48.8 B 55
249 The Hongkong and Shanghai Banking Corporation Limited 48.1 B 2
250 Commerzbank AG 48.1 B 1
251 Black Rock Inc 48.1 B 1
252 Coinbase Custody Trust Company LLC 48.0 B 53
253 Bofaml Securities Inc 43.2 B 5
254 Barclays Bank PLC - London Branch 43.1 B 6
255 Deutsche Bank AG New York Branch 42.9 B 25
256 Kotak Securities Limited 39.7 B 11
257 Newedge UK Financial Ltd 39.2 B 6
258 Merrill Lynch International Bank Limited 38.9 B 2
259 Morgan Stanley & Co 38.5 B 41
260 Credit Suisse AG London 38.3 B 2
261 Goldman Sachs 37.4 B 171
262 Bank of Americal Merrill Lynch 37.2 B 1
263 Credit Suisse Securities USA 36.6 B 5
264 Natwest Markets Securities Inc 36.6 B 7
265 Anchorage Digital Bank National Association 36.3 B 20
266 Coinbase Inc 33.8 B 102
267 Goldman Sachs & Co Inc 33.5 B 10
268 Banc of America Securities LLC 32.9 B 8
269 Falconx Limited 32.4 B 12
270 BMO Nesbitt Burns Securities Ltd 32.4 B 18
271 Citibank London NA London Branch 32.3 B 1
272 BNP Paribas Prime Brokerage International 32.3 B 1
273 Wells Fargo Securities International Ltd 31.1 B 1
274 Merrill Lynch International Inc 31.0 B 6
275 Fidelity Capital Markets 29.5 B 23
276 KGI Securities Singapore PTE Ltd 29.3 B 5
277 Credit Suisse AG Hong Kong Branch 28.9 B 3
278 JP Morgan Markets Limited 28.7 B 15
279 Merrill Lynch Pierce Fenner & Smith 28.5 B 7
280 Bank of America 28.0 B 39
281 Macquarie Futures USA LLC 27.9 B 8
282 JP Morgan Securities Limited 27.4 B 21
283 Royal Bank of Scotland Group PLC 27.3 B 7
284 Industrial and Commercial Bank of China Financial Services LLC 27.2 B 27
285 JP Morgan Markets Australia PTY Ltd 27.0 B 6
286 JP Morgan Securities Asia PTE Ltd 27.0 B 6
287 BNP Paribas Sa/New York 26.2 B 3
288 BNP Paribas Prime Brokerage International Ltd/Ireland 26.2 B 3
289 Stonex Financial Inc 25.7 B 102
290 Cowen Prime Services LLC 25.5 B 226
291 Pershing Advisor Solutions LLC 25.5 B 94
292 First Republic Securities Company 24.6 B 7
293 Morgan Stanley & Company LLC 23.4 B 2
294 Wells Fargo Clearing Services LLC 23.2 B 54
295 Marex Financial 22.9 B 10
296 Credit Suisse 22.9 B 52
297 Societe Generale Internation Limited 22.7 B 2
298 First Republic Trust Company 22.5 B 9
299 Citigroup Global Capital Markets Limited 21.8 B 3
300 Societe Generale International Ltd 21.7 B 10
Prev | Page 3 | Next
Terms | Privacy | Providers | Guide
tony@aum13f.com