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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
201 Interactive Brokers Corp 5,570.1 M 90
202 Robert W Baird & Co Incorporated 5,376.9 M 26
203 GMP Securities LLC 5,190.1 M 7
204 Janney Montgomery Scott LLC 5,104.6 M 5
205 Drexel Hamilton LLC 5,099.7 M 3
206 BB&T Securities LLC 5,086.6 M 2
207 Silicon Valley Bank 5,083.5 M 14
208 ABN AMRO Clearing USA LLC 5,043.0 M 10
209 Fidelity Capital Markets Prime Services 4,889.3 M 2
210 M S Howells & Co 4,873.2 M 75
211 Velocity Clearing LLC 4,785.4 M 35
212 JB DRAX Honore UK Limited 4,639.6 M 4
213 Cowen Execution Services LLC 4,550.1 M 44
214 Apex Clearing Corporation 4,434.8 M 27
215 Rise Financial Services LLC 4,355.2 M 8
216 Convergex Execution Solutions LLC 4,322.7 M 47
217 Aviso Wealth 4,235.2 M 19
218 Northern Trust 4,191.3 M 17
219 Wintrust Investments LLC 4,187.1 M 8
220 Sinolink Securities HK Co Ltd 4,172.3 M 2
221 Robotti Securities LLC 4,129.3 M 6
222 Pershing Prime Services 4,069.0 M 34
223 Natixis 4,046.4 M 2
224 Thales Trading Solutions LLC 4,031.5 M 1
225 ABN AMRO Clearing Chicago LLC 4,026.8 M 30
226 Socit General International Limited 3,965.0 M 1
227 BMO Nesbitt Burns 3,880.6 M 13
228 Dundee Capital Markets 3,877.6 M 10
229 Sanford C Bernstein & Co LLC 3,867.9 M 3
230 ABN AMRO Securities USA LLC 3,833.9 M 13
231 Fidelity Capital Markets Services 3,823.0 M 11
232 Allen & Company LLC 3,761.5 M 6
233 Rand Financial Services Inc 3,722.6 M 3
234 Bitgo Prime LLC 3,666.5 M 14
235 DA Davidson & Co 3,602.8 M 8
236 Instinet LLC 3,569.1 M 2
237 Keefe Bruyette & Woods Inc 3,566.0 M 3
238 National Financial Services LLC T/A Fidelity Capital Markets 3,540.2 M 1
239 Wunderlich Securities Inc 3,475.0 M 4
240 Albert Fried & Company LLC 3,464.0 M 19
241 FBR Capital Markets & Co 3,457.0 M 2
242 Bloomberg Tradebook LLC 3,451.8 M 2
243 Berenberg Capital Markets LLC 3,443.8 M 1
244 Carnegie Inc 3,443.8 M 1
245 Investec Securities US LLC 3,443.8 M 1
246 Bryan Garnier Securities LLC 3,443.8 M 1
247 Wellington Shields & Co LLC 3,443.8 M 1
248 International Strategy & Investment Group LLC 3,443.8 M 1
249 Topeka Capital Markets Inc 3,443.8 M 1
250 Ivy Securities Inc 3,443.8 M 1
251 Themis Trading LLC 3,443.8 M 1
252 Rosenblatt Securities Inc 3,443.8 M 1
253 ODDO New York Corporation 3,443.8 M 1
254 MKM Partners LLC 3,443.8 M 1
255 FBN Securities Inc 3,443.8 M 1
256 Telsey Advisory Group LLC 3,443.8 M 1
257 The Williams Capital Group LP 3,443.8 M 1
258 Rochdale Securities LLC 3,443.8 M 1
259 Portales Partners LLC 3,443.8 M 1
260 Gabelli & Co 3,443.8 M 1
261 Davenport & Company LLC 3,443.8 M 1
262 Rafferty Capital Markets LLC 3,443.8 M 1
263 Canaccord Genuity Inc 3,443.8 M 1
264 Axiom Capital Management Inc 3,443.8 M 1
265 Langen McAlenney 3,443.8 M 1
266 The Buckingham Research Group Incorporated 3,443.8 M 1
267 Continental Stock Transfer & Trust Company 3,369.7 M 4
268 US Bank National Association 3,277.5 M 20
269 National Australia Bank 3,185.6 M 3
270 TD Ameritrade Inc 3,173.4 M 74
271 Intl FCStone Markets LLC 3,145.3 M 8
272 CIMB Bank Berhad Singapore Branch 3,122.1 M 2
273 Convergex Prime Services LLC 3,118.9 M 82
274 Canaccord Genuity LLC 3,021.6 M 15
275 Piper Sandler & Co 2,942.7 M 21
276 Lazard Capital Markets LLC 2,936.8 M 18
277 International Advisory Services Ltd 2,909.7 M 2
278 American Stock Transfer & Trust Company LLC 2,868.8 M 5
279 Multi-Bank Securities Inc 2,864.2 M 3
280 Foreside Fund Services LLC 2,863.5 M 4
281 Macro Risk Advisors LLC 2,836.5 M 8
282 Coinbase Prime 2,812.6 M 29
283 Cowen Prime Services 2,803.5 M 7
284 Schwab Institutional 2,753.2 M 2
285 BTIG 2,728.5 M 14
286 ANZ Bank New Zealand 2,715.7 M 1
287 Natwest Group 2,715.7 M 1
288 Concept Capital Markets LLC 2,650.3 M 38
289 TH Sinton & Co Inc 2,565.5 M 1
290 CIBC World Markets 2,515.9 M 17
291 RBC Dominion Securities 2,501.0 M 6
292 Canadian Imperial Bank of Commerce CIBC 2,490.9 M 1
293 Tradestation Securities Inc 2,478.0 M 26
294 Skandinaviska Enskilda Banken AB PUBL London Branch 2,414.7 M 4
295 National Bank Independent Network 2,379.6 M 3
296 TD Cowen Prime Services 2,357.4 M 1
297 Clear Street 2,345.7 M 8
298 Scotia Bank 2,320.9 M 4
299 CGS-Cimb Securities SDN BHD 2,296.4 M 3
300 JC Rathbones Associates Limited 2,162.0 M 2
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