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Type	Result	AUM ($B)

Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.

Overview

Custodians

Auditors

Brokers

Marketers

#	Top Brokers	Fund AUM	Funds
401	Citibank	6.7 B	17
402	WPS Prime Services LLC	6.6 B	26
403	Interactive Brokers	6.5 B	43
404	RJ O'Brien Securities LLC	6.4 B	23
405	UBS Limited	6.4 B	3
406	China International Capital Corporation Hong Kong Securities Limited	6.4 B	21
407	Leerink Partners LLC	6.3 B	10
408	Morgan Stanley & Co International Limited	6.2 B	12
409	JP Morgan Chase NA	6.1 B	16
410	Wayne Hummer Investments LLC	6.1 B	9
411	Piper Jaffray & Co	6.0 B	18
412	Citigroup Securities Services Inc	5.7 B	3
413	Maxim Group LLC	5.7 B	42
414	Merrill Lynch Venture Services Group	5.6 B	29
415	Chatham Financial	5.6 B	2
416	Interactive Brokers Corp	5.6 B	90
417	Morgan Stanley Co Ltd	5.6 B	3
418	Robert W Baird & Co Incorporated	5.4 B	26
419	BNP Paribas Brokerage Services Inc	5.3 B	7
420	Credit Suisse Capital LLC	5.2 B	3
421	GMP Securities LLC	5.2 B	7
422	Janney Montgomery Scott LLC	5.1 B	5
423	Drexel Hamilton LLC	5.1 B	3
424	BNP Parisbas Prime Brokerage International Ltd	5.1 B	2
425	BNP Parisbas New York Branch	5.1 B	2
426	BB&T Securities LLC	5.1 B	2
427	ABN AMRO Clearing USA LLC	5.0 B	10
428	UBS Securities	5.0 B	2
429	Morgan Stanley Smith Barney	5.0 B	23
430	Wells Fargo Brokerage Services LLC	5.0 B	1
431	JP Morgan Chase National Association	4.9 B	3
432	Fidelity Capital Markets Prime Services	4.9 B	2
433	M S Howells & Co	4.9 B	75
434	Morgan Stanley Hong Kong Securities Ltd	4.8 B	5
435	Nomura PLC	4.8 B	1
436	Velocity Clearing LLC	4.8 B	35
437	JB DRAX Honore UK Limited	4.6 B	4
438	JP Morgan Chase	4.6 B	25
439	Morgan Stanley Investment Management	4.6 B	3
440	Cowen Execution Services LLC	4.6 B	44
441	Deutsche Bank Trust Company Americas	4.5 B	14
442	Apex Clearing Corporation	4.4 B	27
443	Merrill Lynch Wealth Management	4.4 B	15
444	Rise Financial Services LLC	4.4 B	8
445	Merrill Lynch International Prime Brokerage	4.3 B	1
446	Convergex Execution Solutions LLC	4.3 B	47
447	Aviso Wealth	4.2 B	19
448	Wells Fargo Advisors LLC	4.2 B	15
449	Northern Trust	4.2 B	17
450	Wintrust Investments LLC	4.2 B	8
451	Sinolink Securities HK Co Ltd	4.2 B	2
452	Citigroup Global Market Limited	4.2 B	3
453	Robotti Securities LLC	4.1 B	6
454	Credit Suisse Asset Management Securities LLC	4.1 B	11
455	Pershing Prime Services	4.1 B	34
456	BAML Merrill Lynch International	4.1 B	3
457	Stifel	4.0 B	2
458	Natixis	4.0 B	2
459	Thales Trading Solutions LLC	4.0 B	1
460	Credit Suisse Securities LLC	4.0 B	3
461	ABN AMRO Clearing Chicago LLC	4.0 B	30
462	JPMorgan Chase & Co	4.0 B	13
463	Socit General International Limited	4.0 B	1
464	BMO Nesbitt Burns	3.9 B	13
465	JP Morgan Clearning Corp	3.9 B	2
466	Dundee Capital Markets	3.9 B	10
467	Sanford C Bernstein & Co LLC	3.9 B	3
468	Raymond James Ltd	3.9 B	5
469	Raymond James Argentina Sa	3.9 B	5
470	ABN AMRO Securities USA LLC	3.8 B	13
471	Fidelity Capital Markets Services	3.8 B	11
472	Credit Suisse Asset Management Securities Inc	3.8 B	5
473	The Bank of New York Mellon Sa/Nv London Branch	3.8 B	2
474	Allen & Company LLC	3.8 B	6
475	Rand Financial Services Inc	3.7 B	3
476	JP Morgan CCVM Sa	3.7 B	2
477	Credit Suisse Brazil Sa	3.7 B	2
478	HSBC Limited	3.7 B	11
479	Bitgo Prime LLC	3.7 B	14
480	Deutsche Bank AG Hong Kong	3.7 B	5
481	UBS AG Hong Kong	3.6 B	4
482	Morgan Stanley AG Hong Kong Branch	3.6 B	4
483	DA Davidson & Co	3.6 B	8
484	J P Morgan	3.6 B	1
485	UBS AG Hong Kong Branch	3.6 B	3
486	Instinet LLC	3.6 B	2
487	Societe Generale Bannon LLC	3.6 B	2
488	Keefe Bruyette & Woods Inc	3.6 B	3
489	National Financial Services LLC T/A Fidelity Capital Markets	3.5 B	1
490	Wunderlich Securities Inc	3.5 B	4
491	Albert Fried & Company LLC	3.5 B	19
492	FBR Capital Markets & Co	3.5 B	2
493	Bloomberg Tradebook LLC	3.5 B	2
494	Berenberg Capital Markets LLC	3.4 B	1
495	Carnegie Inc	3.4 B	1
496	Investec Securities US LLC	3.4 B	1
497	Bryan Garnier Securities LLC	3.4 B	1
498	Wellington Shields & Co LLC	3.4 B	1
499	International Strategy & Investment Group LLC	3.4 B	1
500	Topeka Capital Markets Inc	3.4 B	1

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