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Custodians, Auditors, Brokers & Marketers

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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
401 Northern Trust Company 956.6 M 2
402 Solios Inc D/B/A Falconx 940.9 M 4
403 RHB Investment Bank Berhad 937.1 M 1
404 Motilal Oswal Securities Limited 933.9 M 3
405 First Republic Investment Management 932.9 M 2
406 Integral Wealth Securities LLC 925.8 M 1
407 Newedge Wealth 925.8 M 1
408 CWA Asset Management Group LLC 925.8 M 1
409 Kraken Crypto 925.8 M 1
410 Ion Pacific Investment Management Limited 925.8 M 1
411 Nedbank Private Wealth 925.8 M 1
412 Kraken Securities 925.8 M 1
413 London & Capital AM Limited 925.8 M 1
414 Vestra US Wealth Management Limited 925.8 M 1
415 Utmost Wealth Solutions 925.8 M 1
416 Nowinta Investment Group SL 925.8 M 1
417 Cannacord Genuity Wealth Management 925.8 M 1
418 Junto Wealth LLC 925.8 M 1
419 CWS CPA LLP 925.8 M 1
420 Bessemer Trust 925.8 M 1
421 Almanack Investment Partners 925.8 M 1
422 Ameritas Investment Company LLC 925.8 M 1
423 Ameriprise Financial Services LLC 925.8 M 1
424 Edward Jones 925.8 M 1
425 US Bank NA 921.8 M 6
426 Shard Capital Partners LP 919.5 M 8
427 C L King & Associates Inc 901.0 M 3
428 TD Securities Canadian Prime 894.1 M 2
429 The Royal Bank of Scotland Public Limited Company 893.8 M 1
430 COR Clearing LLC 867.0 M 3
431 Scottsdale Capital Advisors Corp 859.9 M 3
432 Icici Securities Ltd 859.8 M 3
433 Huatai Financial Holdings Hong Kong Limited 859.3 M 4
434 Dinosaur Merchant Bank 856.8 M 2
435 Icici Securities Limited 854.1 M 2
436 Bank Leumi Le Israel BM 849.7 M 1
437 Israel Brokerage and Investments IBI Ltd 849.7 M 1
438 Bank Hapoalim BM 849.7 M 1
439 ABRA Capital Management LP 849.2 M 1
440 RBI 845.2 M 1
441 CSI 845.2 M 1
442 Sanders Morris LLC 843.1 M 8
443 Mogan Stanley & Co International PLC 836.5 M 1
444 PT Bank CIMB Niaga TBK 819.7 M 2
445 Axis 815.2 M 2
446 Icici Securities 815.2 M 2
447 Prabhudas Lilladher Private Limited 815.2 M 2
448 Spark Capital Advisors 815.2 M 2
449 CLSA 815.2 M 2
450 Emkay Global Financial Services 815.2 M 2
451 Investec Capital Services India PVT Ltd 815.2 M 2
452 Motilal Oswal Securities 815.2 M 2
453 Millenium Stock Broking 815.2 M 2
454 Equirus Securities 815.2 M 2
455 JM Financial 815.2 M 2
456 Nuvama Securities Formerly Edelweiss Securities Limited 815.2 M 2
457 IIFL Capital 815.2 M 2
458 Kotak Securities 815.2 M 2
459 Vanguard Marketing Corporation 812.7 M 7
460 RJ O'Brien 810.8 M 4
461 RJ O'Brien & Associates LLC 802.7 M 9
462 ADM Investor Inc 793.5 M 1
463 Pershing 791.3 M 7
464 Cowen Inc 782.5 M 5
465 Credit Agricole Corporate and Investment Bank 780.5 M 1
466 Edelweiss Securities Limited 776.2 M 4
467 Intl FCStone Securities Inc 774.2 M 13
468 Jeffries LLC 770.2 M 4
469 ED&F 767.6 M 1
470 Cantor Prime Services 760.9 M 7
471 US Bancorp Financial Services LLC 760.0 M 1
472 Sanders Morris Harris LLC 758.5 M 1
473 The Northern Trust International Banking Corp 754.6 M 3
474 Western International Securities Inc 746.1 M 17
475 China International Capital Corporation 742.1 M 3
476 TD Ameritrade 721.1 M 10
477 National Financial Services 704.4 M 6
478 RBC Investor Services 699.3 M 2
479 Genesis Global Capital LLC 694.8 M 3
480 Cibfx 692.9 M 1
481 JPM 688.8 M 1
482 BTG Pactual US Capital LLC 674.2 M 2
483 Interactive Brokers Corporation 673.2 M 2
484 Investec Capital Services India Private Limted 652.0 M 1
485 Spark Capital Ltd 652.0 M 1
486 Axis Capital Ltd 652.0 M 1
487 IIFL Securities Ltd 652.0 M 1
488 Edelweiss Custodial Services Limited 652.0 M 1
489 Nuvama Wealth Management Ltd 652.0 M 1
490 Emkay Global Financial Services Ltd 652.0 M 1
491 Firstrand Bank Limited 650.1 M 4
492 LMAX Digital Broker Limited 646.4 M 1
493 NTSI Prime Services Sa 643.2 M 1
494 FC Stone LLC 637.1 M 8
495 PT Mandiri Sekuritas 632.8 M 6
496 EMFI Capital Limited 625.9 M 1
497 National Financial Services LLC Fidelity Prime Services 623.2 M 3
498 JP Moran Securities LLC 621.0 M 1
499 CSI Capital Management Ltd 620.3 M 3
500 Orient Futures Singapore 620.3 M 3
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