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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
501 Ivy Securities Inc 3.4 B 1
502 Themis Trading LLC 3.4 B 1
503 Rosenblatt Securities Inc 3.4 B 1
504 ODDO New York Corporation 3.4 B 1
505 MKM Partners LLC 3.4 B 1
506 FBN Securities Inc 3.4 B 1
507 Telsey Advisory Group LLC 3.4 B 1
508 The Williams Capital Group LP 3.4 B 1
509 Rochdale Securities LLC 3.4 B 1
510 Portales Partners LLC 3.4 B 1
511 Gabelli & Co 3.4 B 1
512 Davenport & Company LLC 3.4 B 1
513 Rafferty Capital Markets LLC 3.4 B 1
514 Canaccord Genuity Inc 3.4 B 1
515 Axiom Capital Management Inc 3.4 B 1
516 Langen McAlenney 3.4 B 1
517 The Buckingham Research Group Incorporated 3.4 B 1
518 Continental Stock Transfer & Trust Company 3.4 B 4
519 US Bank National Association 3.3 B 20
520 Wells Fargo Securities Inc 3.3 B 7
521 BNY Mellon NA 3.3 B 3
522 Silicon Valley Bank 3.2 B 8
523 National Australia Bank 3.2 B 3
524 TD Ameritrade Inc 3.2 B 74
525 Credit Suisse Europe Limited 3.2 B 2
526 Intl FCStone Markets LLC 3.1 B 8
527 JP Morgan Bank Luxembourg Sa 3.1 B 2
528 CIMB Bank Berhad Singapore Branch 3.1 B 2
529 Convergex Prime Services LLC 3.1 B 82
530 Morgan Stanley Prime Brokerage 3.1 B 6
531 Bank of America/Ml Global Futures and Derivative Clearing Services 3.1 B 1
532 Deutschebank Securities Inc 3.1 B 1
533 Canaccord Genuity LLC 3.0 B 15
534 Barclays Bank Inc 3.0 B 1
535 Piper Sandler & Co 2.9 B 21
536 Lazard Capital Markets LLC 2.9 B 18
537 International Advisory Services Ltd 2.9 B 2
538 Goldman Sacha Bank USA 2.9 B 1
539 American Stock Transfer & Trust Company LLC 2.9 B 5
540 Multi-Bank Securities Inc 2.9 B 3
541 BNY Mellon/Pershing 2.9 B 1
542 Foreside Fund Services LLC 2.9 B 4
543 State Street Bank and Trust 2.9 B 4
544 Citibank NA London Branch Citigroup FX Prime Brokerage 2.8 B 3
545 Macro Risk Advisors LLC 2.8 B 8
546 Coinbase Prime 2.8 B 29
547 Cowen Prime Services 2.8 B 7
548 Morgan Stanley & Co INT PLC 2.8 B 22
549 Schwab Institutional 2.8 B 2
550 BTIG 2.7 B 14
551 ANZ Bank New Zealand 2.7 B 1
552 Natwest Group 2.7 B 1
553 Concept Capital Markets LLC 2.7 B 38
554 Citibank NA New York Branch 2.6 B 2
555 TH Sinton & Co Inc 2.6 B 1
556 Credit Suisse Securites Europe PLC 2.6 B 1
557 CIBC World Markets 2.5 B 17
558 RBC Dominion Securities 2.5 B 6
559 Canadian Imperial Bank of Commerce CIBC 2.5 B 1
560 Tradestation Securities Inc 2.5 B 26
561 Citi Prime Finance 2.4 B 28
562 Skandinaviska Enskilda Banken AB PUBL London Branch 2.4 B 4
563 BNP Paribas UK Ltd 2.4 B 1
564 National Bank Independent Network 2.4 B 3
565 TD Cowen Prime Services 2.4 B 1
566 Clear Street 2.3 B 8
567 Scotia Bank 2.3 B 4
568 Cgs-Cimb Securities SDN BHD 2.3 B 3
569 Raymond James Financial Services Inc 2.3 B 10
570 Goldman Sachs Internatnional Ltd 2.2 B 1
571 Goldman Sachs International Ltd 2.2 B 1
572 BNP Paribas Securities Services 2.2 B 4
573 JPMorgan Chase Bank 2.2 B 7
574 JC Rathbones Associates Limited 2.2 B 2
575 William Blair & Company LLC 2.2 B 3
576 HSBC Holdings 2.1 B 1
577 Newedge Group UK Group 2.1 B 2
578 Merlin Securities 2.1 B 11
579 Standard Chartered PLC 2.1 B 1
580 DB Alex Brown LLC 2.1 B 11
581 Banco BTG Pactual Sa 2.1 B 12
582 Bull & Bear AD Podgorica 2.1 B 2
583 Robert W Baird & Co Inc 2.0 B 4
584 Forge Securities LLC 2.0 B 10
585 ORD Minnett Inc 2.0 B 9
586 JP Morgan Securites LLC 2.0 B 1
587 BANP Paribas New York 2.0 B 1
588 Chatham Financial F/K/A JC Rathbones Associates Limited 2.0 B 1
589 Chatham Financial Europe Ltd 2.0 B 1
590 Samsung Futures Inc 2.0 B 1
591 Merrill Lynch International Inc Seoul Branch 2.0 B 1
592 Merrill L YNCH International Bank Limited 2.0 B 1
593 Woori Investment & Securities Co Ltd 2.0 B 1
594 Okato Shoji Co Ltd 2.0 B 1
595 JP Morgan Securities Taiwan Limited 2.0 B 1
596 Hyundai Futures Corporation 2.0 B 1
597 Credit Suisse First Boston Australia Securities Limited 2.0 B 1
598 JP Morgan Securiites PLC 2.0 B 1
599 Deutsche Securities Korea 2.0 B 1
600 Credit Suisse Europe Ltd 2.0 B 1
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