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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
901 BAML 525.1 M 4
902 HSBC Luxembourg 524.5 M 1
903 Mizuho Capital Markets 524.5 M 1
904 Morgan Stabley 522.1 M 1
905 MUFG Union Bank NA 521.4 M 1
906 William Blair 518.4 M 7
907 Israel A Englander & Co LLC 516.3 M 4
908 Wells Fargo Prime Services 514.0 M 7
909 ABN AMRO Clearing Sydney PTY Ltd 510.9 M 2
910 Petra Capital 507.3 M 3
911 Morgan Stanley and Co 502.4 M 1
912 PT Bank Central Asia TBK 501.7 M 2
913 Brown Brothers Harriman & Co 500.7 M 8
914 Canaccord Genuity Corp 497.5 M 5
915 Morgan Stanely 495.1 M 1
916 to BE Determined 494.8 M 3
917 Dragon Capital Limited 494.4 M 1
918 Global Prime Partners Ltd 493.9 M 14
919 US Bancorp Fund Services LLC 489.9 M 2
920 China Renaissance Securities Hong Kong Limited 489.7 M 1
921 MS Capital Services LLC 485.5 M 9
922 Steward Partners Global Advisory 482.2 M 2
923 Societe Generale International Limited SGIL 482.2 M 2
924 Primextend Limited 481.5 M 1
925 JPMorgan Securities Japan Co Ltd 480.8 M 3
926 Rand Merchant Bank Division of Firstrand Bank Limited 474.0 M 3
927 Investec Markets Proprietary Limited 474.0 M 3
928 Trimegah Sekuritas 472.8 M 2
929 BPI International Futures Limited 468.1 M 2
930 BPI Financials SG PTE Ltd 468.1 M 2
931 Standard Chartered Securities North America LLC 465.4 M 2
932 UBS AG UK 461.8 M 3
933 Anchor Labs Inc 457.8 M 8
934 CIMB Niaga 456.8 M 1
935 Popular Securities LLC 455.2 M 3
936 Ed & F Man International Inc 453.4 M 1
937 Citibank China Co Ltd 450.8 M 2
938 TD Ameritrade Clearing Inc 450.3 M 24
939 Ventum Financial US Corp 447.3 M 11
940 Credit Suisse Private Advisors AG 440.8 M 3
941 Standard Chartered Bank Singapore Limited 440.0 M 3
942 Societe Generale SCF Sa 440.0 M 3
943 Auerbach Grayson & Company LLC 438.7 M 7
944 Australia and New Zealand Banking Group Limited 437.0 M 1
945 Citigroup Global Markets Australia 437.0 M 1
946 Commonwealth Bank of Australia Limited 437.0 M 1
947 National Australia Bank Limited 437.0 M 1
948 JP Morgan Australia Limited 437.0 M 1
949 DB Securities Services NJ Inc 436.9 M 2
950 Saxis Group LLC 436.0 M 7
951 Liberum Wealth Limited 435.7 M 1
952 Banco BTG Pactual Sa Cayman Branch 433.1 M 2
953 Atlas Integrated Finance Limited 431.8 M 4
954 UOB Kay HIAN PTE Ltd 425.7 M 4
955 UBS Investment Bank 421.6 M 6
956 ORD Minnet Limited 421.2 M 2
957 Wilsons Advisory and Stockbroking Limited 421.2 M 2
958 Bell Potter Securities Ltd 417.4 M 1
959 NH Investment & Securities Co Ltd 413.8 M 17
960 China Merchants Securities Co Ltd 412.9 M 2
961 JP Morgan SE Luxembourg Branch 409.0 M 2
962 Conifer Securities LLC 406.5 M 14
963 Marex Prime Services 405.4 M 2
964 Investec Markets PTY Ltd 401.6 M 2
965 Banco de Investimento Global Sa 395.2 M 1
966 Fidelity Investmnets 394.2 M 2
967 Citibank NA New York 393.4 M 1
968 BNY Mellon Inc NA 391.8 M 3
969 Fidelity Investment Services 389.2 M 9
970 Citibank PLC 389.2 M 3
971 Korea Investment & Securities Co Ltd 387.9 M 19
972 Merrill Lynch Professional Clearing Corporation 383.6 M 2
973 JP Morgan Chase Bank NA London Branch 383.4 M 2
974 Societe Generale Newedge UK Ltd 381.7 M 4
975 JP Morgan Prime Nominees Limited 378.9 M 2
976 JP Morgan Securities Australia Limited 378.9 M 2
977 JP Morgan Securities Asia Pacific Limited 378.9 M 2
978 JP Morgan Securities Asia Private Limited 378.9 M 2
979 Samsung Securities 377.8 M 24
980 Investec Securities Proprietary Limited 374.8 M 1
981 China CICC Wealth Management Securities Company Limited 372.9 M 1
982 Essence Securities Co Ltd 372.9 M 1
983 Credit Suisse Securities USA Limited 369.2 M 1
984 Standard Charter Bank 367.9 M 1
985 UBS AG Londan Branch 366.2 M 1
986 DBS Vickers Securities 363.6 M 2
987 PT Trimegah Sekuritas 363.6 M 2
988 PT Ciptadana Sekuritas Asia 363.6 M 2
989 CGS CIMB Sekuritas 362.9 M 1
990 PT Ciptadana 362.9 M 1
991 PT Trimegah Securities TBK 362.9 M 1
992 Galaxy Digital Partners LLC 360.6 M 2
993 The Kingdom Trust Company 358.9 M 2
994 ED&F Man Capital Markets 357.5 M 2
995 BMO Capital Markets Ltd 357.3 M 1
996 Sutter Securities Incorporated 357.3 M 1
997 Amalgamated Bank of Chicago 357.3 M 1
998 Alliance Trust Company of Nevada 357.3 M 1
999 Computershare Trust Company NA 356.2 M 3
1000 Investec Bank Limited 351.0 M 1
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