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⚲
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| Shepherd Kaplan LLC
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| |
|---|---|
| CRD # | 128244 |
| SEC # | 801-62349 |
| CIK # | |
| AUM | $8.6 BB (2024-03-28) |
| Employees | 43 (53% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 8.6 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,330 | 8.6 |
| By Discretionary | ||
| Discretionary | 135 | 0.8 |
| Non-Discretionary | 1,195 | 7.9 |
| Total | 1,330 | 8.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 8.6 | |
| Total | 1,330 | 8.6 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
✚
|
MA | 8.9 |
|
Shepherd Kaplan LLC
✚
|
MA | 8.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Agincourt Capital Management LLC
✚
|
VA | 9.0 |
|
Gateway Investment Advisers LLC
✚
|
OH | 8.8 |
|
Pyrford International Ltd
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|
8.6 | |
|
Newedge Wealth LLC
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|
CT | 8.6 |
|
Forum Financial Management LP
✚
|
IL | 8.5 |
|
James Hambro & Partners LLP
✚
|
8.5 | |
|
Bartlett & Co Wealth Management LLC
✚
|
OH | 8.4 |
|
Johnson Wealth Inc
✚
|
WI | 8.4 |
|
Ferguson Wellman Capital Management Inc
✚
|
OR | 8.4 |
|
Prowell Financial Management LLC
✚
|
PA | 8.3 |