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| Shepherd Kaplan LLC
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|---|---|
| CRD # | 128244 |
| SEC # | 801-62349 |
| CIK # | 0002035751 |
| AUM | 10.16 B (2026-03-31) |
| Employees | 42 (57% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 7.7 | ||
| Energy Transfer Equity LP | 4.1 | ||
| Campbell Soup Co | 2.4 | ||
| Kinder Morgan Inc | 2.2 | ||
| Newmont Mining Corp /DE/ | 1.2 | ||
| Dow Inc | 1.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 10.2 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,389 | 10.2 |
| By Discretionary | ||
| Discretionary | 115 | 0.9 |
| Non-Discretionary | 1,274 | 9.3 |
| Total | 1,389 | 10.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 10.2 | |
| Total | 1,389 | 10.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0002035751] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Related Firms | State | AUM |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
✚
|
MA | 10.88 B |
|
Shepherd Kaplan LLC
✚
|
MA | 10.16 B |
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|---|---|---|
|
Johnson Wealth Inc
✚
|
WI | 10.35 B |
|
Parallel Advisors LLC
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|
CA | 10.31 B |
|
Bartlett & Co Wealth Management LLC
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OH | 10.25 B |
|
Callan Family Office LLC
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PA | 10.21 B |
|
Valmark Advisers Inc
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OH | 10.17 B |
|
Conrad Siegel Investment Advisors Inc
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|
PA | 10.12 B |
|
Openarc Corporate Advisory LLC
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|
GA | 10.09 B |
|
McQueen Financial Advisors II Inc
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|
MI | 10.09 B |
|
Agincourt Capital Management LLC
✚
|
VA | 9,950.3 M |
|
Plancorp LLC
✚
|
MO | 9,942.4 M |