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| Happy Holidays!! thanks for using AUM13F!! |
| Shepherd Kaplan LLC
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| CRD # | 128244 |
| SEC # | 801-62349 |
| CIK # | 0002035751 |
| AUM | $9.4 B (2025-03-31) |
| Employees | 46 (52% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 6.2 | ||
| Energy Transfer Equity LP | 4.1 | ||
| Campbell Soup Co | 4.0 | ||
| Kinder Morgan Inc | 2.0 | ||
| Duke Energy Corp | 0.9 | ||
| Pfizer Inc | 0.9 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 9.4 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,351 | 9.4 |
| By Discretionary | ||
| Discretionary | 125 | 0.8 |
| Non-Discretionary | 1,226 | 8.6 |
| Total | 1,351 | 9.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 9.4 | |
| Total | 1,351 | 9.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0002035751] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
✚
|
MA | 9.7 |
|
Shepherd Kaplan LLC
✚
|
MA | 9.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Agincourt Capital Management LLC
✚
|
VA | 9.7 |
|
Heck Capital Advisors LLC
✚
|
WI | 9.7 |
|
Hyperion Asset Management Limited
✚
|
9.4 | |
|
Gateway Investment Advisers LLC
✚
|
OH | 9.4 |
|
Bartlett & Co Wealth Management LLC
✚
|
OH | 9.4 |
|
Citizens Securities Inc
✚
|
RI | 9.2 |
|
Fifth Third Securities Inc
✚
|
OH | 9.1 |
|
Johnson Wealth Inc
✚
|
WI | 9.1 |
|
Conrad Siegel Investment Advisors Inc
✚
|
PA | 9.0 |
|
Forum Financial Management LP
✚
|
IL | 9.0 |