AG Global Advisors LLC

FEES AND COMPENSATION
AGGA does not directly charge its clients a fee; rather, as explained below, AGGA is compensated
by receiving an agreed percentage (usually 0.45% annually) of the client’s assets under
management. Each payment to AGGA by the custodian must be authorized the client. AGGA
does not receive permission to withdraw fees directly from managed client funds.

In addition to these expenses, clients may also incur other expenses, such as custodian fees or
mutual fund expenses, for services provided by others. Please see the Brokerage Practices section
for more details regarding brokerage.

AGGA does not accept any fee payment in advance.

AGGA does not receive a commission on the sale of a security, or the “spread.” Clients are free to
purchase investment products recommended by AGGA through brokers or agents not affiliated
with AGGA.

PERFORMANCE-BASED FEES AND SIDE-BY-SIDE MANAGEMENT
Neither AGGA, nor any investment management firms with whom it works, charge performance-
based fees, which are fees based on a share of capital gains on or capital appreciation of the assets
of a client.

TYPES OF CLIENTS
Most of AGGA’s clients are individuals who are not residents of the United States. A few of
AGGA’s clients reside in the United States. Clients must have investable assets worth more than
five million in U.S. dollars or their equivalent. Sometimes a client may start with less than this
minimum, but the minimum must still be reached within an agreed upon time frame.

METHODS OF ANALYSIS, INVESTMENT STRATEGIES AND RISK OF LOSS
AGGA does not subscribe to any particular investment analysis strategy, but rather tailors the
advice given to each client. Clients may provide general instructions and may seek more or less
aggressive investment strategies from AGGA on an individual basis.

AGGA cannot guarantee to its clients that the investment advice, if followed, will achieve the
expected, anticipated or hoped for results. Investing in securities involves risk of loss. When a
client invests in securities, the client may not always have gains. A client must be prepared to bear
a loss.