|
⚲
|
| Keyboard |
| Ballast Rock Private Wealth LLC
✚
|
|
|---|---|
| CRD # | 322064 |
| SEC # | 801-129645 |
| CIK # | 0002106928 |
| AUM | 405.7 M (2026-03-06) |
| Employees | 9 (89% Investors, 22% Brokers) |
| Phone | 800-204-2513 |
| Address | 460 King Street Charleston, SC 29403 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 8.0 | ||
| J P Morgan Chase & Co | 3.4 | ||
| Nvidia Corp | 3.0 | ||
| SPDR Gold Trust | 2.6 | ||
| Alphabet Inc | 2.2 | ||
| Lam Research Corp | 2.1 | ||
| Microsoft Corp | 2.1 | ||
| Amazon Com Inc | 1.8 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 140 | 81.8 |
| (b) Individuals (high net worth individuals) | 95 | 302.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 4.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 14 | 16.9 |
| (n) Other | 0 | 0.0 |
| Total | 642 | 405.7 |
| By Discretionary | ||
| Discretionary | 562 | 361.9 |
| Non-Discretionary | 80 | 43.8 |
| Total | 642 | 405.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 405.7 | |
| Total | 642 | 405.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002106928] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Womack Wealth Management Inc
✚
|
CA | 406.9 M |
|
Tumwater Wealth Management LLC
✚
|
ID | 406.6 M |
|
Kingsmark Private Financial Advisors LLC
✚
|
GA | 406.5 M |
|
Clarity Capital Advisors LLC
✚
|
FL | 406.3 M |
|
Northland Securities Inc
✚
|
MN | 405.5 M |
|
Evergreen Wealth Partners LLC
✚
|
MT | 405.2 M |
|
Altus Wealth Management LLC
✚
|
KY | 405.2 M |
|
QP Wealth Management LLC
✚
|
FL | 405.0 M |
|
Core Wealth Management Inc
✚
|
FL | 404.7 M |
|
Excel Financial LLC
✚
|
MN | 404.5 M |