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⚲
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| Excel Financial LLC
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| |
|---|---|
| CRD # | 145301 |
| SEC # | 801-107211 |
| CIK # | 0001478950, 0001512890, 0001823325 |
| AUM | $319.5 MM (2024-07-11) |
| Employees | 6 (100% Investors, 0% Brokers) |
| Phone | 651-388-6441 |
| Address | 321 Main Street Red Wing, MN 55066 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 348 | 83.8 |
| (b) Individuals (high net worth individuals) | 56 | 134.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 22 | 99.0 |
| (h) Charitable organizations | 2 | 1.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,070 | 319.5 |
| By Discretionary | ||
| Discretionary | 1,024 | 311.2 |
| Non-Discretionary | 46 | 8.4 |
| Total | 1,070 | 319.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 319.1 | |
| Total | 1,070 | 319.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0001478950] | |
| 10-Q | [0001478950] | |
| 4 | [0001478950] | |
| 8-K | [0001478950] | |
| D | [0001478950] | |
| SC 13G | [0001478950] | |
| 10-K | [0001512890] | |
| 10-Q | [0001512890] | |
| 3 | [0001512890] | |
| 4 | [0001512890] | |
| 8-K | [0001512890] | |
| D | [0001823325] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Excel Corp | |
| Winspear Robert L | |
| Hyde Thomas A JR | |
| karl power | |
| Sabin Gary B | |
| Excel Trust, Inc. | |
| Blakley Bruce G | |
| Staley Warren R | |
| Parsons Robert E Jr | |
| East Burland B | |
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