QP Wealth Management LLC

Item 5. Fees and Compensation
  QP Wealth Management offers services on a fee basis, which includes fixed fees, as well as fees based upon
  assets under management. Additionally, certain of the Firm’s Supervised Persons, in their individual
  capacities, offers securities brokerage services under a separate commission-based arrangement.

  Financial Planning and Investment Consulting Fees

  Financial Planning

  Financial Planning and QP Wealth Management charges a fixed fee for providing financial planning under
  a stand-alone engagement. These fees are negotiable, but range from $1,000 to $2,500, depending upon
  the scope and complexity of the services and the professional rendering the financial planning. If the
  client engages the Firm for additional investment advisory services, QP Wealth Management may offset
  all or a portion of its fees for those services based upon the amount paid for the financial planning.

  General Investment Consulting Services

Disclosure Brochure                                                QP Wealth Management, LLC
  QP Wealth Management receives a consulting fee based on the Assets Under Management from Brokerage
  Customers who have provided written consent to a broker/dealer to receive the investment consulting service
  from QP Wealth Management and have entered into a written advisory contract with QP Wealth
  Management. The consulting fee is calculated from the Assets Under Management as of the end of a calendar
  quarter period multiplied by the annualized rate of from 0 to 125 basis points. The initial fee is paid only after
  the completion of one full calendar quarter period following the date of the executed agreement with
  broker/dealers.

  General Financial Planning and Consulting Terms

  The terms and conditions of the financial planning and/or consulting engagement are set forth in the
  Advisory Agreement and QP Wealth Management requires one-half of the fixed fee payable upon execution
  of the Advisory Agreement. The outstanding balance is due upon delivery of the financial plan or
  completion of the agreed upon services. The Firm does not, however, take receipt of $1,200 or more in
  prepaid fees in excess of six months in advance of services rendered.

  Alternative Investment Due Diligence and Investment Management Fees

  The Firm charges a 1% investment due diligence fee upon receipt of executed subscription documents (if
  applicable) into an Alternative Investment. This applies to initial investments in an Alternative Investment
  by the client, as well as additional investments into an Alternative Investment by the client. The due
  diligence fee is charged on the commitment value or initial purchase (depending on the structure of the
  fund). The investment due diligence fee is charged for the bulk of the due diligence work provided by the
  Firm as well as the analysis of the asset allocation for that client.

  In addition, the Firm charges an ongoing investment management fee of 1.00% of the most recent valuation
  provided by the fund as of the last day of the previous month. The annual fee is prorated and charged
  monthly, in advance, by QP Wealth Management. In the event the Alternative Investment does not provide
  a capital statement during the month the investment is funded or makes its initial capital call, QP Wealth
  Management reserves the right to charge the investment management fee based upon supporting
  documentation provided by the fund sponsor or administrator showing confirmation of purchase, or any
  capital calls prior to receipt of the first capital statement/valuation. These valuations are provided by the
  Alternative Investment through the manager and may be estimates and may lag months in delivery. Final
  valuations may be higher or lower for any applicable time period but it is QP Wealth Management’s policy
  to use the information available during a given time period for both reporting and billing purposes.

  We will provide the services described above for any Alternatives Investment that we recommend to you
  or for those agreed upon for which QP Wealth Management has been made an Interested Party.

  Investment Management Fees

  QP Wealth Management offers investment management services for an annual fee based on the amount of
  assets under the Firm’s management. In certain circumstances, QP Wealth Management may also assess
  fees based on a client’s net worth or total balance sheet assets, including held-away assets and other assets
  not directly managed by QP Wealth Management where QP Wealth Management provides reporting,
  aggregation, family office-style, consultative, or related advisory services. This management fee varies in

Disclosure Brochure                                                QP Wealth Management, LLC
  accordance with the following blended fee schedule:

                               PORTFOLIO VALUE                        BASE FEE
                                  Up to $1,000,000                      1.50%
                               $1,000,001 - $2,499,999                  1.25%
                               $2,500,000 - $4,999,999                  1.00%
                              $5,000,000 - $10,000,000                  0.90%
                                 Above $10,000,001                     Negotiable

  QP Wealth Management does not bill the base fee for Alternative Investments, but instead charges as
  described above under the “Alternative Investment Consulting and Investment Management Fees” section.
  The Alternative Investments (as well as Brokerage Relationship assets as described below) are, however,
  counted in the portfolio value for break points in the base fee. In addition, QP Wealth Management charges
  a lesser fee to service 529 plans. The Firm will recommend an adviser share class and will charge the client
  25 basis points (0.25%) to advise on these accounts.
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Item 7. Types of Clients
    QP Wealth Management offers services to individuals, trusts, estates, corporations business entities and broker
    dealers.