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| Northland Securities Inc
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|---|---|
| CRD # | 40258 |
| SEC # | 801-96329 |
| CIK # | 0001006938 |
| AUM | 405.5 M (2026-06-26) |
| Employees | 22 (100% Investors, 100% Brokers) |
| Phone | 800-851-2920 |
| Address | 150 South 5th Street Minneapolis, MN 55402 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 2.8 | ||
| Amazon Com Inc | 1.9 | ||
| Applied Materials Inc /DE | 1.5 | ||
| Nvidia Corp | 1.2 | ||
| Zimmer Holdings Inc | 1.1 | ||
| Costco Wholesale Corp /NEW | 1.1 | ||
| Broadcom Inc | 1.0 | ||
| Emerson Electric Co | 1.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 391 | 79.2 |
| (b) Individuals (high net worth individuals) | 484 | 319.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 3.2 |
| (h) Charitable organizations | 0 | 3.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,192 | 405.5 |
| By Discretionary | ||
| Discretionary | 1,180 | 387.3 |
| Non-Discretionary | 12 | 18.2 |
| Total | 1,192 | 405.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 405.5 | |
| Total | 1,192 | 405.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001006938] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 101 |
| Serves | Institutional, Retail |
| LEI | 254900ZIK4MLVQAWLS15 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Tumwater Wealth Management LLC
✚
|
ID | 406.6 M |
|
Kingsmark Private Financial Advisors LLC
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GA | 406.5 M |
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Clarity Capital Advisors LLC
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FL | 406.3 M |
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Ballast Rock Private Wealth LLC
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|
Evergreen Wealth Partners LLC
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MT | 405.2 M |
|
Altus Wealth Management LLC
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KY | 405.2 M |
|
QP Wealth Management LLC
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|
FL | 405.0 M |
|
Core Wealth Management Inc
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|
FL | 404.7 M |
|
Excel Financial LLC
✚
|
MN | 404.5 M |
|
S Harris Financial Group LLC
✚
|
TX | 404.4 M |