Braun-Bostich & Associates Inc

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements with the Advisor.

                                            Braun-Bostich & Associates, Inc.
                                   1600 Ashwood Drive, Suite 1601, Canonsburg, PA 15317
                                        Phone: (724) 942-2639 | Fax: (724) 746-1782
                                                  www.braun-bostich.com

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the average daily balance in the account
ending on the last day of the prior calendar quarter. Investment advisory fees are based on the following schedule:

                  Assets Under Management ($)               Annual Rate (%)
                  $0 to $1,000,000                                1.10%
                  $1,000,001 to $2,500,000                        1.00%
                  $2,500,001 to $5,000,000                        0.75%
                  $5,000,001 to $10,000,000                       0.65%
                  $10,000,001 to $35,000,000                      0.40%
                  $35,000,001 and up                              0.35%
                 The Advisor generally requires a minimum annual fee of $11,000
                 Accounts with under $500,000 in AUM will be charged an annual fee of 1.35%

Fees are based on several factors, including the complexity of the services to be provided, the level of assets to be
managed, and the overall relationship with the Advisor. Relationships with multiple objectives, specific reporting
requirements, portfolio restrictions, and other complexities may be charged a higher fee. Certain legacy clients may
be subject to fees that differ from the above.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by BBA will be independently valued by the Custodian. BBA will conduct periodic reviews of the Custodian’s
valuations.

Use of Independent Managers
As noted in Item 4, the Advisor will implement all or a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from
an Independent Manager. The Advisor will only earn its investment advisory fee as described above. Independent
Managers typically do not offer any fee discounts but may have a breakpoint schedule that will reduce the fee with
an increased level of assets placed under management with an Independent Manager. The terms of such fee
arrangements are included in the Independent Manager’s disclosure brochure and applicable contract[s] with the
Independent Manager.

Vise Platform- Advisory fees charged by Vise are separate and apart from the Advisor’s advisory fees. Assets
managed by Vise will be included in calculating BBA’s advisory fee, which is based on the fee schedule set forth
in Item 5 of this brochure. Advisory fees that you pay to Vise are negotiated between the Advisor and Vise and
are up to 0.50% of the assets managed on the Vise platform.

Financial Planning Services
Ongoing Annual Review – BBA offers financial planning services for an annual fixed engagement fee ranging from
$1,500 to $20,000. Fees may be negotiable based on the nature and complexity of the services to be provided and
the overall relationship with the Advisor. Clients receiving tax-planning services will be charged a higher fee. Financial
planning fees are deducted from a Client’s designated account quarterly (annual fee divided by 4) in advance of
services being provided. The financial planning fee in the first quarter of service is prorated from the inception date
of the account[s] to the end of the first quarter.

Project-Based Planning – BBA offers financial planning services for a fixed fee ranging from $2,000 to $10,000.
Fees may be negotiable based on the nature and complexity of the services to be provided and the overall
relationship with the Advisor. An estimate for total costs will be determined and provided to the Client prior to
establishing the advisory relationship.

                                            Braun-Bostich & Associates, Inc.
                                   1600 Ashwood Drive, Suite 1601, Canonsburg, PA 15317
                                        Phone: (724) 942-2639 | Fax: (724) 746-1782
                                                  www.braun-bostich.com

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 0.75% and are billed at
the end of each month, pursuant to the terms of the retirement plan advisory agreement. Retirement plan advisory
fees are based on the market value of assets under management at the end of each month. Fees may be negotiable
depending on the size and complexity of the Plan.

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor or its delegate shall send an invoice to the Custodian indicating the amount of the fees
to be deducted from the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated
by applying the quarterly rate (annual rate divided by 4) to the average daily balance of the total assets under
...

Item 7 – Types of Clients
BBA offers investment advisory services to individuals, high-net-worth individuals, trusts, estates, retirement
plans, and charitable organizations. The amount of each type of Client is available on the Advisor's Form ADV
Part 1A. These amounts may change over time and are updated at least annually by the Advisor. BBA generally
does not impose a minimum account size for establishing a relationship; however, the Advisor generally charges
a minimum annual fee of $11,000, which may be negotiable at the sole discretion of the Advisor.

                                            Braun-Bostich & Associates, Inc.
                                   1600 Ashwood Drive, Suite 1601, Canonsburg, PA 15317
                                        Phone: (724) 942-2639 | Fax: (724) 746-1782
                                                  www.braun-bostich.com