Guided Capital Wealth Management LLC

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

        Total Assets Under Management              Annual Fees
        $1 - $999,999                              1.50%

        $1,000,000 - $1,999,999                    1.25%

        $2,000,000 - $2,999,999                    1.00%

        $3,000,000 - AND UP                        Negotiable

GCWM uses the value of the account as of the last business day of the billing period
monthly in arrears direct deduction from the clients account (please see Item 15 about

direct deduction) after taking into account deposits and withdrawals, for purposes of
determining the market value of the assets upon which the advisory fee is based.

GCWM does not charge clients higher advisory fees based on their trading activity, but
clients should be aware that GCWM may have an incentive to limit trading activities in
client account(s) because GCWM is charged for executed trades.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without fee or penalty
five business days of signing the Investment Advisory Contract. Thereafter, clients may
terminate the Investment Advisory Contract immediately upon written notice. Any
unpaid earned fees will be due in payable to GCWM upon termination.

Pension Consulting Services Fees

Asset-Based Fees for Pension Consulting

        Total Assets Under Management           Annual Fee
        All Assets                              0.40%

GCWM uses the value of the account as of the last business day of the billing period,
monthly in arrears direct deduction from the clients account (please see Item 15 about
direct deduction) after taking into account deposits and withdrawals, for purposes of
determining the market value of the assets upon which the advisory fee is based.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement.

Clients may terminate the agreement without penalty for a full refund of GCWM's fees
within five business days of signing the Investment Advisory Contract. Thereafter, clients
may terminate the pension consulting agreement immediately upon written notice.
GCWM uses an average of the daily balance in the client’s account throughout the billing
period, after taking into account deposits and withdrawals, for purposes of determining
the market value of the assets upon which the advisory fee is based.

Financial Planning Fees

Fixed Fees

The negotiated fixed rate for creating client financial plans is between $1,200 and $20,000.

On-going Financial Planning Fees

Fixed Fees

The negotiated fixed rate for on-going financial planning services is between $1,200 and
$20,000. Fees are paid monthly arrears.

Clients may terminate the agreement without penalty, for full refund of GCWM’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter, clients
may terminate the Financial Planning Agreement generally upon written notice. Clients
upon termination the firm is due any unpaid fees based on date of termination.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a monthly basis. Fees are paid in arrears. Please see
Item 15 about direct deduction. Monthly fees are for a minimal one year plan with a client.

Payment of Pension Consulting Fees

Asset-based pension consulting fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in arrears.

Payment of Financial Planning Fees

Financial planning fees are paid via wire or check. Monthly fees are for a minimal one-
year plan with a client.

Fixed financial planning fees are paid 100% in advance, but never more than six months
in advance.

Payment of On-going Financial Planning Fees

Fixed Fees

On- going Financial planning fees are paid via check. Fees are paid monthly in arrears.

       C. Client Responsibility For Third Party Fees

       This brochure describes GCWM’s non-wrap fee advisory services; clients utilizing
       GCWM’s wrap fee portfolio management should see the separate Wrap Fee Program
       Brochure for additional details regarding third party fees. Client accounts not
       participating in the wrap fee program are responsible for the payment of all third party
       fees (i.e., custodian fees, commissions, brokerage fees, internal mutual fund fees for
       management and administration, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by GCWM. Please see Item 12 of this brochure
       regarding broker/custodian.

       Schwab has eliminated commissions for online trades of equities, ETFs and options
       (subject to $0.65 per contract fee). This means that, in most cases, when we buy and sell
       these types of securities, we will not have to pay any commissions to Schwab. We
       encourage you to review Schwab’s pricing to compare the total costs of entering into a
       wrap fee arrangement versus a non-wrap fee arrangement. If you choose to enter into a
       wrap fee arrangement, your total cost to invest could exceed the cost of paying for
       brokerage and advisory services separately. To see what you would pay for transactions
       in a non-wrap account please refer to Schwab’s most recent pricing schedules available at
       schwab.com/aspricingguide.

       D. Prepayment of Fees

       GCWM collects fees for financial planning in advance. Refunds for fees paid in advance
       but not yet earned will be refunded on a prorated basis and returned within fourteen days
       to the client via check, or return deposit back into the client’s account.
...

Item 7: Types of Clients

GCWM generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Pension and Profit Sharing Plans
       ❖      Corporations or Business Entities

There is no account minimum for any of GCWM’s services.