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| Capstone Investment Advisors LLC
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| CRD # | 155563 |
| SEC # | 801-73004 |
| CIK # | 0001724882, 0001599217, 0001426196 |
| AUM | 91.53 B (2026-04-23) |
| Employees | 304 (38% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-232-1420 |
| Address | 7 World Trade Center New York, NY 10007 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Amazon Com Inc | 3.0 | ||
| Microsoft Corp | 2.6 | ||
| Nvidia Corp | 2.5 | ||
| Tesla Motors Inc | 1.6 | ||
| Apple Inc | 1.3 | ||
| Alphabet Inc | 0.9 | ||
| Alphabet Inc | 0.8 | ||
| Facebook Inc | 0.7 | ||
| Discovery Communications Inc | 0.5 | ||
| Broadcom Inc | 0.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Capstone Drummer Fund LP | [2025-08-27] | 100.0 M | 281.7 M |
| Filed 2025-08-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Crown Fund LP | 2023-11-15 | 463.8 M | |
| HF | Capstone First Responder LP | [2023-11-15] | 150.0 M | 195.8 M |
| Filed 2025-07-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Alternative Markets Trend Strategy Master Cayman LP | [2023-05-25] | 13.8 M | 183.0 M |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Relative Value Volatility Fund Ltd | [2023-05-25] | 157.2 M | 179.2 M |
| Filed 2024-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Alternative Risk Strategy Master Cayman LP | [2023-01-24] | 1,146.0 M | |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Income Opportunities III LLC | [2022-08-19] | 5,150.0 M | 5,484.0 M |
| Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Hedge II LP | [2022-05-20] | 55.0 M | 35.2 M |
| Filed 2025-04-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Mount Washington Fund LP | [2022-05-20] | 88.4 M | 52.5 M |
| Filed 2025-07-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Valley Solutions Fund LP | 2022-05-20 | 143.8 M | |
| HF | Capstone Commonwealth Fund LP | [2022-01-21] | 395.0 M | 352.9 M |
| Filed 2025-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Long Volatility Fund Master Cayman Limited | 2021-03-01 | 2.8 M | |
| HF | Capstone Storm Fund LP | [2021-03-01] | 575.2 M | 427.9 M |
| Filed 2025-10-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Convex Portfolio Master Cayman Limited | [2020-11-27] | 52.1 M | 73.9 M |
| Filed 2025-06-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone CAV Master LP | 2020-08-28 | 48.7 M | |
| HF | Capstone Blue Fund Ltd | [2020-03-30] | 66.0 M | 19.5 M |
| Filed 2026-02-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Global Funds ICAV - Capstone Dynamic Hedging Fund | 2020-03-30 | 497.5 M | |
| HF | Capstone Opportunistic Risk Alternatives Master Fund Ltd | 2020-03-30 | 535.3 M | |
| HF | Capstone EC Fund LP | [2020-02-26] | 189.4 M | 133.9 M |
| Filed 2025-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CPP-2019-1 Fund Limited | [2019-06-17] | 60.0 M | 172.8 M |
| Filed 2019-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone PHI Kappa Fund Ltd | [2018-11-29] | 190.3 M | 61.4 M |
| Filed 2025-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Dispersion Master Fund Ltd | [2018-08-29] | 453.0 M | 2,930.5 M |
| Filed 2025-10-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Full Court Press LP | [2018-08-29] | 60.0 M | 0.2 M |
| Filed 2019-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Gateway Fund B Ltd | 2018-08-29 | 164.6 M | |
| HF | Capstone Gateway Fund E Ltd | 2018-08-29 | 83.8 M | |
| HF | CF Capstone SPC Fund Ltd - CFI SP | [2018-08-29] | 98.8 M | 0.0 M |
| Filed 2019-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CF Capstone SPC Fund Ltd - GEF SP | [2018-08-29] | 273.6 M | 0.0 M |
| Filed 2019-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CF Capstone SPC Fund Ltd - MSEF SP | [2018-08-29] | 349.9 M | 0.1 M |
| Filed 2019-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CF Capstone SPC Fund Ltd - MSEI SP | [2018-08-29] | 41.6 M | 0.0 M |
| Filed 2019-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone WDV Fund LLC | [2018-02-27] | 103.0 M | 79.7 M |
| Filed 2019-12-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Blenheim Commodity Fund LLC | [2017-08-03] | 6,537.2 M | 97.5 M |
| Offered $10,000,000,000 · Filed 2017-07-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $3,462,799,370 · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | Capstone Diversified Dynamic Alpha Strategy Fund LLC | [2017-08-03] | 310.6 M | 212.4 M |
| Offered $5,000,000,000 · Filed 2018-07-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $4,689,378,284 · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | CF Capstone Global Equity Fund Limited | [2017-08-03] | 251.8 M | 300.8 M |
| Filed 2017-07-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Equity Replacement Master Fund Ltd | [2017-02-28] | 149.0 M | 46.7 M |
| Filed 2021-10-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CF Capstone Fund Limited | [2017-02-28] | 574.2 M | 420.9 M |
| Filed 2018-03-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone ASFA Ltd | [2016-10-26] | 25.0 M | 42.4 M |
| Filed 2018-10-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone PI Sigma Fund US LP | 2016-10-26 | 0.2 M | |
| HF | Capstone Income Opportunities II Ltd | [2016-02-25] | 725.0 M | 2,165.8 M |
| Filed 2021-12-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | KS-Capstone Fund Limited | [2015-06-01] | 50.0 M | 111.3 M |
| Filed 2019-05-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Income Opportunities Ltd | [2015-02-27] | 975.7 M | 176.2 M |
| Filed 2025-11-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CPP-2014-1 Fund Limited | [2014-12-01] | 114.0 M | 108.9 M |
| Filed 2016-10-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CPP-2012-1 Fund Limited | [2012-08-24] | 139.5 M | 32.6 M |
| Filed 2024-05-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Convexity Master Fund Limited | [2011-12-22] | 8.3 M | |
| Filed 2010-03-11 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Global Master Cayman Limited | [2011-12-22] | 2,182.4 M | 79.83 B |
| Filed 2026-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 2 | 0.1 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 29 | 91.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 91.5 |
| By Discretionary | ||
| Discretionary | 31 | 91.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 31 | 91.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 85.2 | |
| United States Persons | 6.3 | |
| Total | 31 | 91.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| William Jones | Director | 165 | 37 | |
| Ebony Myles-Berry | Director | 93 | 36 | |
| Ian Goodall | Director | 141 | 33 | |
| Geoffrey Ruddick | Director | 19 | 9 | |
| Boris Onefater | Director | 43 | 6 | |
| Alain Guerard | Director | 15 | 6 | |
| Paul Britton | Director, Executive Officer | 48 | 3 | |
| Rick Hanna | Director | 20 | 3 | |
| Mark Gonzalez | Executive Officer | 10 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001426196] | |
| SC 13G | [0001426196] | |
| 13F-HR | [0001599217] | |
| D | [0001724882] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $16.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | AV7QJSDB1GI2P6FRGL71 |
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|---|---|---|
|
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