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| Happy Holidays!! thanks for using AUM13F!! |
| Capstone Investment Advisors LLC
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| CRD # | 155563 |
| SEC # | 801-73004 |
| CIK # | 0001724882, 0001426196, 0001599217 |
| AUM | $91.7 B (2025-06-30) |
| Employees | 330 (34% Investors, 0% Brokers) |
| Phone | 212-232-1420 |
| Address | 7 World Trade Center New York, NY 10007 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 3.8 | ||
| Tesla Motors Inc | 3.3 | ||
| Amazon Com Inc | 2.1 | ||
| Microsoft Corp | 2.0 | ||
| Apple Inc | 1.9 | ||
| Alphabet Inc | 1.1 | ||
| Advanced Micro Devices Inc | 0.9 | ||
| SPDR Gold Trust | 0.5 | ||
| Alphabet Inc | 0.4 | ||
| Facebook Inc | 0.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Capstone Crown Fund LP | 2023-11-15 | 487.7 | |
| HF | Capstone First Responder LP | [2023-11-15] | 130.0 | 200.3 |
| HF | Capstone Alternative Markets Trend Strategy Master Cayman LP | [2023-05-25] | 116.3 | 176.3 |
| HF | Capstone Relative Value Volatility Fund Ltd | [2023-05-25] | 157.2 | 179.2 |
| HF | Capstone Alternative Risk Strategy Master Cayman LP | [2023-01-24] | 0.0 | 825.3 |
| HF | Capstone Income Opportunities III LLC | [2022-08-19] | 5,150.0 | 6,165.4 |
| HF | Capstone Hedge II LP | [2022-05-20] | 55.0 | 42.7 |
| HF | Capstone Mount Washington Fund LP | [2022-05-20] | 48.4 | 2.2 |
| HF | Capstone Valley Solutions Fund LP | 2022-05-20 | 143.8 | |
| HF | Capstone Commonwealth Fund LP | [2022-01-21] | 395.0 | 352.9 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 2 | 0.1 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 31 | 91.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 91.7 |
| By Discretionary | ||
| Discretionary | 33 | 91.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 33 | 91.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 84.6 | |
| United States Persons | 7.2 | |
| Total | 33 | 91.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Geoff Ruddick | 250 | ||
| Ebony Mylesberry | 90 | ||
| William Jones | 163 | ||
| Ian Goodall | 141 | ||
| Geoffrey Ruddick | 19 | ||
| Alain Guerard | 15 | ||
| Boris Onefater | 43 | ||
| Paul Britton | 47 | ||
| Rick Hanna | 20 | ||
| Mark Gonzalez | 10 | ||
| Capstone Investment Advisors LLC | 45 | ||
| Capstone Fund Services II LLC | 16 | ||
| Joseph Esposito | 10 | ||
| Willem Kooyker | 9 | ||
| Rob Kolodziej | 7 | ||
| Terence Kooyker | 7 | ||
| James Wohlmacher | 7 | ||
| Augustine Rossi | 5 | ||
| Blenheim Fund Management LLC | 4 | ||
| Thomas Kopczynski | 4 | ||
| Charles Crow | 3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001426196] | |
| SC 13G | [0001426196] | |
| 13F-HR | [0001599217] | |
| D | [0001724882] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
First Eagle Investment Management LLC
✚
|
NY | 101.6 |
|
Sanders Capital LLC
✚
|
FL | 100.2 |
|
Renaissance Technologies LLC
✚
|
NY | 92.0 |
|
Bracebridge Capital LLC
✚
|
MA | 84.7 |
|
Innocap Global Investment Management Ireland Ltd
✚
|
83.0 | |
|
Neuberger Berman Europe Limited
✚
|
80.0 | |
|
Capula Investment US LP
✚
|
NY | 78.4 |
|
Walter Scott & Partners Limited
✚
|
78.2 | |
|
Blackstone Alternative Asset Management LP
✚
|
NY | 78.0 |
|
LMR Partners LLC
✚
|
NY | 77.2 |