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| Capstone Investment Advisors LLC
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|---|---|
| CRD # | 155563 |
| SEC # | 801-73004 |
| CIK # | |
| AUM | 91.53 B (2026-04-23) |
| Employees | 304 (38% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-232-1420 |
| Address | 7 World Trade Center New York, NY 10007 |
| Source | [IAPD] [Website] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Capstone Drummer Fund LP | [2025-08-27] | 100.0 M | 281.7 M |
| Filed 2025-08-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Crown Fund LP | 2023-11-15 | 463.8 M | |
| HF | Capstone First Responder LP | [2023-11-15] | 150.0 M | 195.8 M |
| Filed 2025-07-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Alternative Markets Trend Strategy Master Cayman LP | [2023-05-25] | 13.8 M | 183.0 M |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Relative Value Volatility Fund Ltd | [2023-05-25] | 157.2 M | 179.2 M |
| Filed 2024-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Alternative Risk Strategy Master Cayman LP | [2023-01-24] | 1,146.0 M | |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Income Opportunities III LLC | [2022-08-19] | 5,150.0 M | 5,484.0 M |
| Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Hedge II LP | [2022-05-20] | 55.0 M | 35.2 M |
| Filed 2025-04-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Mount Washington Fund LP | [2022-05-20] | 88.4 M | 52.5 M |
| Filed 2025-07-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capstone Valley Solutions Fund LP | 2022-05-20 | 143.8 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 2 | 0.1 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 29 | 91.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 91.5 |
| By Discretionary | ||
| Discretionary | 31 | 91.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 31 | 91.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 85.2 | |
| United States Persons | 6.3 | |
| Total | 31 | 91.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| William Jones | Director | 165 | 37 | |
| Ebony Myles-Berry | Director | 93 | 36 | |
| Ian Goodall | Director | 141 | 33 | |
| Geoffrey Ruddick | Director | 19 | 9 | |
| Boris Onefater | Director | 43 | 6 | |
| Alain Guerard | Director | 15 | 6 | |
| Paul Britton | Director, Executive Officer | 48 | 3 | |
| Rick Hanna | Director | 20 | 3 | |
| Mark Gonzalez | Executive Officer | 10 | 3 | |
| Capstone Investment Advisors LLC | Executive Officer, Promoter | 46 | 2 | |
| Capstone Fund Services II LLC | Executive Officer | 17 | 2 | |
| Terence Kooyker | Executive Officer | 12 | 2 | |
| Joseph Esposito | Director, Executive Officer | 10 | 2 | |
| Augustine Rossi | Executive Officer | 10 | 2 | |
| Willem Kooyker | Director, Executive Officer | 9 | 2 | |
| James Wohlmacher | Director, Executive Officer | 7 | 2 | |
| Rob Kolodziej | Director | 7 | 2 | |
| Blenheim Fund Management LLC | Promoter | 4 | 2 | |
| Robert Kolodziej | Director | 4 | 2 | |
| Thomas Kopczynski | Executive Officer | 4 | 2 | |
| Charles Crow | Director | 3 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $16.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | AV7QJSDB1GI2P6FRGL71 |
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