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| Happy Holidays!! thanks for using AUM13F!! |
| Capstone Investment Group LLC
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| CRD # | 159918 |
| SEC # | 801-121820 |
| CIK # | 0001808129, 0001558432 |
| AUM | $152.4 M (2025-07-02) |
| Employees | 9 (56% Investors, 33% Brokers) |
| Phone | 360-570-9888 |
| Address | 2405 Evergreen Park Drive SW Bldg A Olympia, WA 98502 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.4 | ||
| Shopify Inc | 7.8 | ||
| Amazon Com Inc | 6.4 | ||
| Microsoft Corp | 3.8 | ||
| MongoDB Inc | 3.8 | ||
| Abbott Laboratories | 2.9 | ||
| Paypal Holdings Inc | 2.8 | ||
| Wal Mart Stores Inc | 2.7 | ||
| Verizon Communications Inc | 2.6 | ||
| Intel Corp | 2.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 442 | 86.0 |
| (b) Individuals (high net worth individuals) | 43 | 59.1 |
| (c) Banking or thrift institutions | 2 | 5.5 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.7 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,178 | 152.4 |
| By Discretionary | ||
| Discretionary | 1,178 | 152.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,178 | 152.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.6 | |
| United States Persons | 151.9 | |
| Total | 1,178 | 152.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001558432] | |
| 10-Q | [0001558432] | |
| 3 | [0001558432] | |
| 4 | [0001558432] | |
| 5 | [0001558432] | |
| 8-K | [0001558432] | |
| D | [0001558432] | |
| SC 13D | [0001558432] | |
| 13F-HR | [0001808129] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capstone Financial Group Inc | Twinlab Consolidated Holdings Inc | [2014-12-17] |
| Schneider George Leon | Capstone Financial Group Inc | [2013-09-17] |
| Pastor Darin Richard | Capstone Financial Group Inc | [2013-09-17] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Capstone Financial Group Inc | |
| Pastor Darin Richard | |
| Pastor Tracy Anne | |
| Johnson Halford W | |
| Schneider George Leon | |
| Twinlab Consolidated Holdings Inc | |
| Faught Ryan | |
| Lane Matthew A |
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