Custos Family Office LLC

ITEM 5 - FEES AND COMPENSATION
Investment Management Fees and Compensation
Our Firm charges a fee as compensation for providing Investment Management services on your
account. These services include advisory services, trade execution, investment supervision, and
other account-maintenance activities. Our recommended custodian bills custodial fees,
redemption fees, retirement plan and administrative fees or commissions. See Additional Fees
and Expenses below for additional details.

Unless otherwise agreed to in the Advisory Agreement, the Advisory Fees will be calculated and
paid to the Adviser each calendar month in arrears based on the average daily value of the
Portfolio during the previous calendar month (calculated based on the Portfolio’s value at the end
of each day). In the event of termination, any paid but unearned fees will be promptly refunded
to the Client based on the number of days that the Portfolio was managed, and any fees due to
the Adviser will be deducted from the Client’s account prior to termination.

For purposes of this fee calculation, “value of the Portfolio” means the sum of the fair market
value of all of the holdings in the Portfolio. Equity securities listed or traded on a national
securities exchange or quoted on the over-the-counter market are valued at the last sales price
on the day of valuation or, if no sale price is reported, at the last bid price.

Our maximum investment management fees as a percentage of assets under management is
1.50%. Our annual fixed fees range from $1,000 to $500,000 depending on the level of
engagement. The specific advisory fees are set forth in your Investment Advisory Agreement.

Custos Family Office, LLC
FORM ADV 2A Brochure

Certain high net worth clients may be billed one flat fee in the event that the client would engage
in multiple advisory services offered by our firm.

We may negotiate a lower advisory fee or have the right to waive the minimum fee. Fees may
vary based on the size of the account, complexity of the portfolio, extent of activity in the account
or other reasons agreed upon by us and you as the client. In certain circumstances, our fees and
the timing of the fee payments may be negotiated.

Unless otherwise instructed by the Client, we will aggregate related client accounts for the
purposes of determining the account size and annualized fee. The common practice is often
referred to as “householding” portfolios for fee purposes and may result in lower fees than if fees
were calculated on portfolios separately. Our method of householding accounts for fee purposes
looks at the overall family dynamic and relationship. When applicable and noted in the Investment
Management Agreement, concentrated stock positions will also be excluded from the fee
calculation.

The independent qualified custodian holding your funds and securities will debit your account
directly for the advisory fee and pay that fee to us. You will provide written authorization
permitting the fees to be paid directly from your account held by the qualified custodian. Further,
the qualified custodian agrees to deliver an account statement to you on a monthly basis
indicating all the amounts deducted from the account including our advisory fees.

Either the Client or the Adviser may terminate the Agreement by giving thirty (30) days’ prior
written notice of termination to the other; provided, however, such termination of this
Agreement will not affect: (a) the validity of any actions the Adviser has previously taken; (b) the
Client’s or the Adviser’s liabilities or obligations for transactions started before termination; or (c)
any provision, obligation or right that is specifically designated herein to survive such termination.
Upon termination, any fees owed to the Adviser will be paid by the Client on a prorated basis as
of the effective date of termination, and any fees paid by the Client that have not been earned
will be refunded to the Client on a prorated basis as of the effective date of termination.

Sub-Advisory Service Fees
Custos does not charge an investment advisory fee for its sub-advisory services to Independent
RIAs.

Financial Planning Fees
Custos will negotiate the planning fees with you. Fees may vary based on the extent and
complexity of your individual or family circumstances and the amount of your assets under our
management. We will determine your fee for the designated financial advisory services based on
a fixed fee or hourly arrangement described below.

Under our fixed fee arrangement, any fee will be agreed in advance of services being performed.
The fee will be determined based on factors including the complexity of your financial situation,

Custos Family Office, LLC
FORM ADV 2A Brochure

agreed upon deliverables, and whether or not you intend to implement any recommendations
through Custos. Fixed fees for financial plans range from $1,000 to $100,000. The specific fixed
fee for your financial plan is specified in your planning agreement with Custos.

Under our hourly arrangement, financial planning fees are billed at an hourly rate up to $500.00
per hour depending on the complexity of the client’s financial situation. Prior to beginning service,
Custos will provide an estimate of the approximate hours necessary to complete the plan. If we
anticipate exceeding the estimated hours, your IAR will contact you to request authorization to
provide additional services. Upon delivery of the plan and billing invoice, the hourly fees will be
deducted from any retainer you paid, and any hourly fee balance remaining will be billed.

Typically, we complete a plan within a month and will present it to you within 90 days of the
contract date, if you have provided us all information needed to prepare the financial plan. Fees
are billed in with one half (50%) of the estimated fee due and payable at the midway point of the
project, with the balance due and payable at the time the financial plan is delivered. You may
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ITEM 7 - TYPES OF CLIENTS
We provide investment advice to individuals, high-net worth individuals, corporations, charitable
organizations, defined benefit plans, institutions, foundations, trusts and estates. Our minimum
initial account value is $1,000,000; however, we may accept accounts for less than the minimum
at our sole discretion.