D E Shaw Investment Management LLC

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D E Shaw Investment Management LLC ✚
CRD #	135284
SEC #	801-64222
CIK #	0001277502, 0001335794, 0001009207, 0001009268
AUM	33.37 B (2026-03-31)
Employees	47 (96% Investors, 15% Brokers)
Phone	212-478-0000
Address	Two Manhattan West New York, NY 10001
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Nvidia Corp	3.8
	Microsoft Corp	3.0
	Tesla Motors Inc	2.7
	Alphabet Inc	2.7
	Broadcom Inc	2.4
	Apple Inc	2.3
	Alphabet Inc	2.0
	Micron Technology Inc	2.0
	Facebook Inc	2.0
	Amazon Com Inc	1.7
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Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
HF	D E Shaw Lithic HV Portfolios LLC	[2025-06-06]	44.6 M	2,747.1 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw Lithic XTM Portfolios LLC	[2025-06-06]	50.2 M	456.0 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw All Country Global Value Active Portfolios LLC	[2023-11-16]	219.2 M	339.4 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Broad Market Core Enhanced Plus Carbon Exposure Reduction Target Portfolios LLC	[2023-11-16]	114.4 M	214.1 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw All Country Global Alpha Plus Portfolios II LLC	[2022-11-28]	117.5 M	243.7 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw Lithic Portfolios LLC	[2022-11-22]	192.8 M	5,463.8 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Broad Market Core Alpha Extension Special Fund II Ma LLC	[2021-03-31]	118.7 M	0.0 M
	Filed 2019-03-15 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw World Alpha Extension Custom Fund LLC	[2019-08-14]	575.0 M	477.5 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw All Country Global Alpha Plus Portfolios LLC	[2019-05-29]	757.6 M	731.5 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Broad Market Core Alpha Extension Custom Portfolios LLC	[2019-05-29]	458.6 M	36.2 M
	Filed 2021-03-16 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw All Country Global Alpha Extension Custom Fund LP	[2018-02-14]	1,018.1 M	0.6 M
	Filed 2023-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw Orienteer X Portfolios LLC	[2015-11-02]	491.5 M	1,163.8 M
	Filed 2018-03-15 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw Orienteer Portfolios LLC	[2014-05-08]	1,154.3 M	1,765.0 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw All Country Global Alpha Plus Special Fund LP	[2013-11-18]	1,000.0 M	0.2 M
	Filed 2020-03-16 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw All Country Global Alpha Extension Portfolios LLC	[2013-05-01]	2,044.4 M	180.5 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	D E Shaw US Broad Market Core Alpha Extension Plus Portfolios LLC	[2012-02-29]		124.3 M
	Filed 2011-03-17 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Broad Market Core Alpha Extension Portfolios LLC	[2012-02-29]	3,409.5 M	2,192.9 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Broad Market Core Alpha Extension Special Portfolios II Ma LLC	[2012-02-29]	118.7 M	363.3 M
	Filed 2019-03-15 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Broad Market Core Alpha Plus Special Fund LP	[2012-02-29]	1,361.0 M	1.8 M
	Filed 2020-03-16 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Large Cap Core Active Portfolios LLC	[2012-02-29]	50.0 M
	Filed 2011-03-17 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Large Cap Core Alpha Extension Portfolios LLC	[2012-02-29]	371.3 M	636.1 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Large Cap Core Enhanced Portfolios LLC	[2012-02-29]	573.9 M	308.7 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw US Large Cap Core Enhanced Special Portfolios Ma LLC	[2012-02-29]	393.3 M	532.4 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	D E Shaw World Alpha Extension Portfolios LLC	[2012-02-29]	483.0 M	2,864.4 M
	Filed 2025-07-30 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	3	11.3
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	20	19.5
(g) Pension and profit sharing plans	0	0.5
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	2.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	26	33.4
By Discretionary
Discretionary	26	33.4
Non-Discretionary	0	0.0
Total	26	33.4
By Non-United States Persons
Non-United States Persons		0.3
United States Persons		33.0
Total	26	33.4

Form D Directors	Role	# Filings	# Firms
D E Shaw Investment Management LLC	Director	25	2
D E Shaw Investment Management Offshore GP LLC	Director	6	2
D E Shaw Value All Country Alpha Extension Fund GP LLC	Director	1	1
D E Shaw Bmcae Special Fund GP LLC	Director	1	1
D E Shaw US Broad Market Core Alpha Plus Special Fund GP LLC	Director	1	1
D E Shaw All Country Global Alpha Extension Custom Fund GP LLC	Director	1	1
D E Shaw Lithic Xtm GP LLC	Director	1	1
D E Shaw All Country Global Alpha Plus Special Fund GP LLC	Director	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001009207]
13F-NT	[0001009268]
3	[0001009268]
4	[0001009268]
5	[0001009268]
SC 13D	[0001009268]
SC 13G	[0001009268]
3	[0001277502]
4	[0001277502]
5	[0001277502]
13F-NT	[0001335794]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
D E Shaw & Co LP	Cleanspark Inc	[2026-07-17]
D E Shaw & Co LP	Alight Inc / Delaware	[2026-07-09]
D E Shaw & Co LP	Agios Pharmaceuticals Inc	[2026-07-02]
D E Shaw & Co LP	Inspire Medical Systems Inc	[2026-07-02]
D E Shaw & Co LP	Cracker Barrel Old Country Store Inc	[2026-06-22]
D E Shaw & Co LP	Gossamer Bio Inc	[2026-06-11]
D E Shaw & Co LP	Enviri II Corp	[2026-06-03]
D E Shaw & Co LP	Pioneer Acquisition I Corp	[2026-05-15]
D E Shaw & Co LP	PagerDuty Inc	[2026-05-12]
D E Shaw & Co LP	Canadian Solar Inc	[2026-03-20]
View All

Firm Profile (Form ADV)
Discretionary AUM	$7.3B
Serves	Institutional
Fund Types	Hedge Fund
LEI	549300ZUDX4FNDGUSO63

Form 3/4/5 Subject	2011 - 2026
Ibotta Inc
D E Shaw & Co LP
Shaw David E
D E Shaw & Co LLC
Bitcoin Depot Inc
D E Shaw Valence Portfolios LLC
Fat Projects Acquisition Corp
D E Shaw Oculus Portfolios LLC
D E Shaw CH-SP Franklin LLC
James River Group Holdings Inc
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Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2025-03-03	Sell	13,572	$32.90	446,519
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2025-03-03	Sell	2,681	$34.78	93,245
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2025-03-03	Sell	6,348	$33.74	214,182
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2025-03-03	Sell	19,946	$33.75	673,178
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2025-03-03	Sell	40,112	$32.89	1,319,284
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2025-03-03	Sell	7,707	$34.79	268,127
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-28	Buy	1,045	$74.83	78,197
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-28	Buy	456	$75.46	34,410
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-28	Buy	1,280	$75.53	96,678
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-28	Buy	3,265	$74.85	244,385
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-25	Buy	1,437	$72.62	104,355
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-25	Buy	1,855	$73.78	136,862
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-25	Buy	626	$72.78	45,560
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-25	Buy	474	$73.80	34,981
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-24	Buy	1,236	$71.56	88,448
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-24	Buy	1,705	$70.67	120,492
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-24	Buy	268	$72.28	19,371
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-24	Buy	117	$72.20	8,447
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-24	Buy	475	$71.62	34,020
Ibotta Inc IBTA Class A common stock, par value $0.00001 per share	2024-10-24	Buy	508	$70.68	35,905
showing 20 of 89 most recent transactions

Related Firms	State	AUM
D E Shaw & Co LP ✚	NY	213.36 B
D E Shaw Investment Management LLC ✚	NY	33.37 B

Comparable Firms	State	AUM
Woodline Partners LP ✚	CA	36.66 B
Voloridge Investment Management LLC ✚	FL	36.17 B
Arini Capital Management Limited ✚		35.53 B
King Street Capital Management LP ✚	NY	34.57 B
Pacific Way Capital Management LLC ✚	NY	33.57 B
SONA Asset Management US LLC ✚	NY	33.49 B
Jain Global LLC ✚	NY	32.39 B
Allspring Global Investments UK Limited ✚		30.79 B
Paloma Partners Management Company ✚	CT	30.29 B
Gotham Asset Management LLC ✚	NY	30.03 B

D E Shaw Investment Management LLC

Assets, Funds, Holdings