|
⚲
|
| Keyboard |
| Delta Financial Advisors LLC
✚
|
|
|---|---|
| CRD # | 122092 |
| SEC # | 801-61891 |
| CIK # | 0001690978, 0001790295 |
| AUM | 592.3 M (2026-03-11) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 504-522-9019 |
| Address | 111 Veterans Memorial Blvd Metairie, LA 70005 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001690978 0001790295 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 20.6 | ||
| Nvidia Corp | 15.0 | ||
| Microsoft Corp | 13.4 | ||
| Alphabet Inc | 13.0 | ||
| Applied Materials Inc /DE | 10.7 | ||
| TJX Companies Inc /DE/ | 9.6 | ||
| Visa Inc | 7.7 | ||
| Goldman Sachs Group Inc | 7.7 | ||
| iShares Comex Gold Trust | 7.2 | ||
| Costco Wholesale Corp /NEW | 7.1 | ||
| Amazon Com Inc | 6.9 | ||
| Wal Mart Stores Inc | 6.4 | ||
| Johnson & Johnson | 6.3 | ||
| J P Morgan Chase & Co | 6.2 | ||
| United Technologies Corp /DE/ | 6.1 | ||
| Chevron Corp | 5.6 | ||
| Procter & Gamble Co | 5.3 | ||
| Nucor Corp | 5.1 | ||
| Broadcom Inc | 4.9 | ||
| Entergy Corp /DE/ | 4.8 | ||
| BlackRock Inc | 4.1 | ||
| Oracle Corp | 3.8 | ||
| Aflac Inc | 3.8 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 113 | 46.5 |
| (b) Individuals (high net worth individuals) | 98 | 466.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 5.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 73.9 |
| (n) Other | 0 | 0.0 |
| Total | 549 | 592.3 |
| By Discretionary | ||
| Discretionary | 543 | 531.2 |
| Non-Discretionary | 6 | 61.1 |
| Total | 549 | 592.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 592.3 | |
| Total | 549 | 592.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001690978] | |
| 4 | [0001690978] | |
| 13F-HR | [0001790295] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Delta Advisors LLC | |
| Good Times Restaurants Inc | |
| Jobson Charles E | |
| Delta Partners LP | |
| Delta Partners GP LLC | |
| Prism Partners LP |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Good Times Restaurants Inc gtim
Common Stock
|
2019-05-08 | Other | 5,468 | $2.26 | 12,358 |
|
Good Times Restaurants Inc gtim
Common Stock
|
2019-05-08 | Other | 5,468 | $2.26 | 12,358 |
|
Good Times Restaurants Inc gtim
Common Stock
|
2018-12-31 | Other | 5,364 | $2.50 | 13,410 |
|
Good Times Restaurants Inc gtim
Common Stock
|
2018-12-31 | Other | 6,200 | $2.50 | 15,500 |
|
Good Times Restaurants Inc gtim
Restricted Stock Units · derivative
|
2018-11-16 | Grant | 2,740 | $0.00 | |
|
Good Times Restaurants Inc GTIM
Common Stock
|
2018-09-28 | Other | 1,135,096 | $4.65 | 5,278,196 |
|
Good Times Restaurants Inc GTIM
Common Stock
|
2018-09-28 | Other | 1,363,440 | $4.65 | 6,339,996 |
|
Good Times Restaurants Inc gtim
Common Stock
|
2018-03-08 | Other | 670,784 | $0.00 | |
|
Good Times Restaurants Inc gtim
Common Stock
|
2018-03-08 | Other | 670,784 | $0.00 | |
|
Good Times Restaurants Inc gtim
Common Stock
|
2017-12-29 | Gift | 208,333 | $0.00 | |
|
Good Times Restaurants Inc gtim
Common Stock
|
2017-12-29 | Other | 208,333 | $0.00 | |
|
Good Times Restaurants Inc GTIM
Common Stock
|
2017-12-20 | Other | 901,586 | $0.00 | |
|
Good Times Restaurants Inc GTIM
Common Stock
|
2017-12-20 | Other | 879,117 | $0.00 | |
|
Good Times Restaurants Inc gtim
Good Times Restaurants Inc.
|
2017-08-18 | Buy | 1,400 | $2.80 | 3,920 |
|
Good Times Restaurants Inc gtim
Good Times Restaurants Inc.
|
2017-08-15 | Buy | 4,800 | $2.63 | 12,624 |
|
Good Times Restaurants Inc gtim
Good Times Restaurants Inc common stock
|
2016-11-28 | Buy | 16,590 | $3.22 | 53,420 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Capital Resource Management Inc
✚
|
IL | 593.2 M |
|
Disciplined Investments LLC
✚
|
OK | 592.8 M |
|
Gerber LLC
✚
|
OH | 592.1 M |
|
Wealth Preservation Advisors LLC
✚
|
TN | 591.6 M |
|
Hoxton Planning & Management LLC
✚
|
WV | 591.5 M |
|
Poehling Capital Management Inc
✚
|
WI | 591.3 M |
|
Accredited Investor Services LLC
✚
|
MN | 591.0 M |
|
The Legacy Financial Group Inc
✚
|
OK | 590.7 M |
|
Financial Gravity Family Office Services LLC
✚
|
TX | 590.5 M |
|
Milestone Financial Planning LLC
✚
|
NH | 590.3 M |