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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Dempsey Lord Smith LLC
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|---|---|
| CRD # | 141238 |
| SEC # | 801-108087 |
| CIK # | 0001380213 |
| AUM | $580.5 M (2025-03-31) |
| Employees | 92 (85% Investors, 98% Brokers) |
| Phone | 706-238-9575 |
| Address | 901 N Broad Street Rome, GA 30161 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,416 | 580.5 |
| (b) Individuals (high net worth individuals) | 306 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,444 | 580.5 |
| By Discretionary | ||
| Discretionary | 2,444 | 580.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,444 | 580.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 580.5 | |
| Total | 2,444 | 580.5 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
BKM Wealth Management LLC
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|
WI | 0.6 |
|
Winslow Asset Management Inc
✚
|
OH | 0.6 |
|
Sandy Cove Advisors LLC
✚
|
MA | 0.6 |
|
Family WMS LLC
✚
|
GA | 0.6 |
|
Family Office Research LLC
✚
|
MD | 0.6 |
|
McDonald Financial Services LLC
✚
|
AL | 0.6 |
|
Rowling & Associates LLC
✚
|
CA | 0.6 |
|
Sarasin Asset Management Limited
✚
|
0.6 | |
|
East End Financial Group Inc
✚
|
NY | 0.6 |
|
Monument Group Wealth Advisors LLC
✚
|
MA | 0.6 |