Elevation Capital Advisory LLC

Item 5: Fees and Compensation
    Method of Compensation and Fee Schedule
ASSET MANAGEMENT
ECA offers direct asset management services to advisory Clients. ECA charges a tiered annual
investment advisory fee based on the total assets under management, not to exceed 1.50%.

           AUM                                   Fee
           $1 - $500,000                         1.50%
           $500,001 - $1,000,000                 1.25%
           $1,000,001 - $2,000,000               1.00%
           $2,000,001 - $3,000,000               0.90%
           Above $3,000,000                      0.80%

The annual fee may be negotiable based upon certain criteria (e.g., historical relationship,
type of assets, anticipated future earning capacity, anticipated future additional assets, dollar
amounts of assets to be managed, related accounts, account composition, negotiations with
Clients, etc.).
The fee schedule operates as tiered fee schedule. Fees are billed monthly in arrears based on
an average daily balance of the account for the previous month. The calculation for the
average daily balance is based on the formula (A/D) x (F/P).
       A = the sum of the daily balances in the billing period
       D = number of days in the billing period
       F = annual management fee
       P = number of billing periods per year
For example (based on monthly billing period): the first step taken using the average-
daily-balance calculation method would be to take the average of the values of the Client’s
account over the course of the entire month.
Lower fees for comparable services may be available from other sources. Clients may
terminate their account within five (5) business days of signing the Investment Advisory
Agreement with no obligation and without penalty. Clients may terminate advisory services
with thirty (30) days written notice. For accounts opened or closed mid-billing period, fees
will be prorated based on the days services are provided during the given period. All unpaid
earned fees will be due to ECA. Client shall be given thirty (30) days prior written notice of
any increase in fees. Any increase in fees will be acknowledged in writing by both parties
before any increase in said fees occurs.
For clients receiving ongoing financial planning and consulting, the service is included in the
above listed AUM Fee schedule.

SEMINARS AND WORKSHOPS

ECA holds seminars and workshops to educate the public on different types of investments
and the different services they offer. The seminars are educational in nature and no specific
investment or tax advice is given. ECA does not charge a fee for attendance to these seminars.

      Client Payment of Fees
Investment management fees are billed monthly in arrears, meaning that we invoice you
after the billing period. Fees are usually deducted from a designated Client account to
facilitate billing. The Client must consent in advance to direct debiting of their investment
account.
Co-Advisor fees are billed monthly in arrears.
ECA, in its sole discretion, may waive its minimum fee and/or charge a lesser investment
advisory fee based upon certain criteria (e.g., historical relationship, type of assets,
anticipated future earning capacity, anticipated future additional assets, dollar amounts of
assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
     Additional Client Fees Charged
Custodians may charge transaction fees on purchases or sales of certain mutual funds,
equities, and exchange-traded funds. These charges may include mutual fund transaction
fees, postage and handling and miscellaneous fees. For more details on the brokerage
practices, see Item 12 of this brochure.
    Prepayment of Client Fees
ECA does not require any prepayment of fees of more than $1,200 and six months in advance.

    External Compensation for the Sale of Securities to Clients
ECA does not receive any external compensation for the sale of securities to Clients, nor do
any of the investment advisor representatives of ECA.

Item 7: Types of Clients
     Description
ECA generally provides investment advice to individuals and high net worth individuals.
Client relationships vary in scope and length of service.
    Account Minimums
ECA requires a minimum of $300,000 to open an account. In certain instances, the
minimum account size may be lowered or waived.