Mariaca Wealth Management LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 MWM offers discretionary direct asset management services to advisory Clients. MWM
 charges an annual investment advisory fee based on the total assets under management as
 follows:
                  Assets Under Management                              Annual Fee
                       First $1,000,000                                  1.25%
                Next $1,000,000 to $2,500,000                            1.00%
                Next $2,500,000 to $5,000,000                            0.80%
                Next 5,000,000 to $10,000,000                            0.70%
                 $10,000,000 to $25,000,000                              0.60%
                      Over $25,000,000                                   0.50%
 This is a blended fee schedule, meaning the asset management fee is calculated by applying
 different rates to different portions of the portfolio as stated above. MWM may group
 certain related Client accounts for the purposes of achieving the minimum account size and
 determining the annualized fee. However, once the account reaches $25,000,000 in value,
 the entire portfolio will be charged the same fee.
 The annual fee may be negotiable based upon certain criteria (e.g., historical relationship,
 type of assets, anticipated future earning capacity, anticipated future additional assets,
 dollar amounts of assets to be managed, related accounts, account composition,
 negotiations with Clients, etc.). Fees are billed quarterly in advance based on the amount of
 assets managed as of the close of business on the last business day of the previous quarter.
 Lower fees for comparable services may be available from other sources. Clients may
 terminate their account within five (5) business days of signing the Investment Advisory
 Agreement with no obligation and without penalty. Clients may terminate advisory
 services with thirty (30) days written notice. For accounts opened or closed mid-billing
 period, unearned fees will be refunded to the Client. Client shall be given thirty (30) days
 prior written notice of any increase in fees. Any increase in fees will be acknowledged in
 writing by both parties before any increase in said fees occurs.
 MWM may also utilize the services of a Sub-Advisor to manage Clients’ investment
 portfolios by executing a Sub-Advisor agreement with other registered investment advisor
 firms. When using Sub-Advisors, the Client will pay additional fees that range from 0-.23%
 depending on the account value, investment style and types of securities used. The Sub-
 Advisor fees will be disclosed to and acknowledged by the Client in MWM’s Investment

 Advisory Agreement. The Sub-Advisor’s fees and the custodian’s fees are not included in
 the fees charged by MWM.
 For accounts utilizing Dimensional Fund Advisors (DFA) as the Sub-Advisor, the Sub-
 Advisor fees will be billed based on an average daily balance quarterly in arrears. DFA will
 directly deduct their portion of the fee separately from MWM.
 RETIREMENT PLAN SERVICES
 The annual fees are based on the market value of the Included Assets and will be as follows:
                   Assets Under Management                              Annual Fee
                        $0 to $7,500,000                                  0.50%
                   $7,500,000 to $10,000,000                              0.40%
                  $10,000,000 to $15,000,000                              0.30%
                  $15,000,000 to $20,000,000                              0.25%
                  $20,000,000 to $25,000,000                              0.20%
                  $25,000,000 to $30,000,000                              0.18%
                  $30,000,000 to $40,000,000                              0.15%
                  $40,000,000 to $50,000,000                              0.12%
                  $50,000,000 to $60,000,000                              0.11%
                  $60,000,000 to $70,000,000                              0.10%
                  $70,000,000 to $80,000,000                              0.09%
                  $80,000,000 to $90,000,000                              0.08%
                     $90,000,000 and Over                                0.072%
 The annual fee is negotiable and may be charged as a percentage of the Included Assets.
 Fees may be charged quarterly or monthly in arrears or in advance based on the assets as
 calculated by the custodian or record keeper of the Included Assets (without adjustments
 for anticipated withdrawals by Plan participants or other anticipated or scheduled
 transfers or distribution of assets). If the services to be provided start any time other than
 the first day of a quarter or month, the fee will be prorated based on the number of days
 remaining in the quarter or month. If this Agreement is terminated prior to the end of the
 billing cycle, MWM shall be entitled to a prorated fee based on the number of days during
 the fee period services were provided or Client will be due a prorated refund of fees for
 days services were not provided in the billing cycle.
 The fee schedule, which includes compensation of MWM for the services is described in
 detail in Schedule A of the Retirement Plan Agreement. The Plan is obligated to pay the
 fees; however the Plan Sponsor may elect to pay the fees. Client may elect to be billed
 directly or have fees deducted from Plan Assets. MWM does not reasonably expect to
 receive any additional compensation, directly or indirectly, for its services under this
 Agreement. If additional compensation is received, MWM will disclose this compensation,
 the services rendered, and the payer of compensation. MWM will offset the compensation
 against the fees agreed upon under this Agreement.
Client Payment of Fees
 Investment management fees are billed quarterly in advance, meaning that we invoice you
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Item 7: Types of Clients
Description
 MWM generally provides investment advice to individuals, high net worth individuals,
 trusts, estates, or charitable organizations, corporations or business entities. Client
 relationships vary in scope and length of service.
Account Minimums
 MWM does not have an account minimum.