Integrated Wealth Management Inc

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

IWM Inc. charges an annual management fee up to 1.75%. This fee is negotiable and will
be memorialized in the individual client advisory agreement.

IWMI uses an average of the daily balance in the client's account throughout the billing
period, after taking into account deposits and withdrawals, for purposes of determining
the market value of the assets upon which the advisory fee is based.

Clients may terminate the agreement without penalty for a full refund of IWM Inc.'s fees
within five business days of signing the Investment Advisory Contract. Thereafter, clients
may terminate the Investment Advisory Contract immediately upon written notice.

Financial Planning Fees

Fixed Fees

The negotiated fixed rate for creating client financial plans is between $0 and $75,000.

Clients may terminate the agreement without penalty, for full refund of IWM Inc.’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter, clients
may terminate the Financial Planning Agreement generally upon written notice.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a monthly basis. Fees are paid in arrears.

Payment of Financial Planning Fees

Financial planning fees are paid via check and wire.

Fixed financial planning fees are paid in arrears upon completion.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by IWM Inc.. Please see Item 12 of this
brochure regarding broker-dealer/custodian.

D. Prepayment of Fees

IWM Inc. collects its fees in arrears. It does not collect fees in advance.

E. Outside Compensation for the Sale of Securities to Clients

Benjamin David Grosko, Edward Michael Grosko, Tracy Marie Williams, Stephen Stanton
Jackson, Brandon Robert Oing and Kailey Morgan Bonniwell are insurance agents. In
this role, they accept compensation for the sale of investment products to IWM Inc.
clients.

1. This is a Conflict of Interest

    Supervised persons may accept compensation for the sale of investment products,
    including asset based sales charges or service fees from the sale of mutual funds to
    IWM Inc.'s clients. This presents a conflict of interest and gives the supervised person
    an incentive to recommend products based on the compensation received rather than
    on the client’s needs. When recommending the sale of investment products for which
    the supervised persons receives compensation, IWM Inc. will document the conflict
    of interest in the client file and inform the client of the conflict of interest.

       2. Clients Have the Option to Purchase Recommended Products From
       Other Brokers

           Clients always have the option to purchase IWM Inc. recommended products through
           other brokers or agents that are not affiliated with IWM Inc..

       3. Commissions are not IWM Inc.'s primary source of compensation for
       advisory services

           Commissions are not IWM Inc.’s primary source of compensation for advisory
           services.

       4. Advisory Fees in Addition to Commissions or Markups

           Advisory fees that are charged to clients are not reduced to offset the commissions or
           markups on investment products recommended to clients.

Item 7: Types of Clients

IWM Inc. generally provides advisory services to the following types of clients:

       ❖       Individuals
       ❖       High-Net-Worth Individuals
       ❖       Pension and Profit Sharing Plans
       ❖       Corporations or Business Entities

There is no account minimum for any of IWM Inc.’s services.