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| Happy Holidays!! thanks for using AUM13F!! |
| Empirical Asset Management LLC
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| CRD # | 155436 |
| SEC # | 801-71967 |
| CIK # | 0001926596 |
| AUM | $467.0 M (2025-05-15) |
| Employees | 14 (79% Investors, 0% Brokers) |
| Phone | 781-431-2223 |
| Address | 57 River Street Wellesley, MA 02481 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001926596 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 15.9 | ||
| Nvidia Corp | 7.1 | ||
| Microsoft Corp | 6.5 | ||
| ETFS Gold Trust | 6.2 | ||
| Facebook Inc | 5.4 | ||
| Home Depot Inc | 4.4 | ||
| J P Morgan Chase & Co | 4.1 | ||
| Amazon Com Inc | 4.0 | ||
| SPDR Gold Trust | 3.1 | ||
| iShares Silver Trust | 3.1 | ||
| Texas Pacific Land Corp | 2.6 | ||
| iShares S&P GSCI Commodity-Indexed Trust | 2.5 | ||
| Alphabet Inc | 2.5 | ||
| Procter & Gamble Co | 2.3 | ||
| Exxon Mobil Corp | 2.3 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Empirical Long Short Fund LP | [2012-03-30] | 11.9 | 0.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 198 | 53.6 |
| (b) Individuals (high net worth individuals) | 216 | 359.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.5 |
| (g) Pension and profit sharing plans | 12 | 26.5 |
| (h) Charitable organizations | 0 | 5.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 21.5 |
| (n) Other | 0 | 0.0 |
| Total | 988 | 467.0 |
| By Discretionary | ||
| Discretionary | 940 | 448.8 |
| Non-Discretionary | 48 | 18.2 |
| Total | 988 | 467.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 467.0 | |
| Total | 988 | 467.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Mark Fiskio | 1 | ||
| Empirical Fiscal Partners LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001926596] |
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