Endowment Wealth Management Inc

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Assets, Funds, Holdings

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Endowment Wealth Management Inc
CRD #108652
SEC #801-112413
CIK #0001904477
AUM $427.6 M (2025-07-28)
Employees 13 (69% Investors, 0% Brokers)
Phone920-785-6010
AddressW6272 Communication Court
Appleton, WI 54914-8531
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
4503602701809002000200820172026
Sector Form 13F Holdings Value ($M)
West Pharmaceutical Services Inc 2.9
Microsoft Corp 2.6
Netflix Inc 1.9
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
200160120804002021202220242026
Type Form D Funds Date Sold ($M) AUM ($M)
VC Global Alts SPV LLC - GROQ AI [2024-08-06] 10.7 10.0
PE Global Alts SPV LLC - NSE India [2023-11-29] 0.0 5.4
PE Global Alts SPV LLC - Seed [2023-01-12] 3.8 5.0
VC Global Alts SPV LLC - LS [2022-05-04] 6.0 5.3
VC Global Alts Fintech Fund II LLC [2022-02-01] 1.4 1.8
VC EWM Alternative Investments SPV Llc-Series 7-Unicorn Tech Fund II [2021-03-31] 1.8 8.1
VC EWM Alternative Investments SPV LLC - Series 6 - MRI [2018-08-22] 3.2 0.0
VC EWM Alternative Investments SPV LLC - Series 4 - CBD [2018-02-22] 0.9 2.6
VC EWM Alternative Investments SPV LLC - Series 5 - Fintech [2018-02-22] 0.5 8.5
VC EWM Alternative Investments SPV LLC - Series 1 - PT [2018-01-08] 4.5 11.8
VC EWM Alternative Investments SPV LLC - Series 2 - Unicorn Technology [2018-01-08] 1.8 0.0
PE EWM Alternative Investments SPV LLC - Series 3 - Towers & Fiber [2018-01-08] 4.1 0.1
PE EWM Special Purpose Vehicle- ADE LLC [2018-01-08] 5.7 0.1
PE EWM Special Purpose Vehicle- FF LLC [2018-01-08] 8.2 0.4
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 262 128.7
(b) Individuals (high net worth individuals) 124 251.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 11 47.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.6
(n) Other 0 0.0
Total 2,403 427.6
By Discretionary
Discretionary 1,876 281.0
Non-Discretionary 527 146.6
Total 2,403 427.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 427.6
Total 2,403 427.6
Form D Directors # Filings # Firms 2011 - 2025
Robert Riedl 17
Prateek Mehrotra 15
EDGAR Form CIK 2011 - 2025
13F-HR [0001904477]
Related Firms State AUM ($B)
Endowment Wealth Management Inc
WI 0.4
ETF Model Solutions LLC
WI 0.0
Comparable Firms State AUM ($B)
Avalan LLC
CA 0.5
Diversifi Capital LLC
CA 0.5
Momentum Advisors LLC
NY 0.4
Thrive Capital Management LLC
PA 0.4
Emerson Equity LLC
CA 0.3
Helium Advisors LLC
WA 0.3
WindRock Wealth Management LLC
IL 0.3
Uwharrie Investment Advisors Inc
NC 0.3
Trademark Capital Management Inc
GA 0.2
OceanIQ Capital LLC
CA 0.2
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