|
⚲
|
| Keyboard |
| Excel Financial LLC
✚
|
|
|---|---|
| CRD # | 145301 |
| SEC # | 801-107211 |
| CIK # | 0001512890, 0001823325, 0001478950 |
| AUM | 404.5 M (2026-05-29) |
| Employees | 11 (64% Investors, 0% Brokers) |
| Phone | 651-388-6441 |
| Address | 321 Main Street Red Wing, MN 55066 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 309 | 82.7 |
| (b) Individuals (high net worth individuals) | 83 | 200.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 20 | 117.2 |
| (h) Charitable organizations | 2 | 3.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,128 | 404.5 |
| By Discretionary | ||
| Discretionary | 1,090 | 348.4 |
| Non-Discretionary | 38 | 56.1 |
| Total | 1,128 | 404.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 404.0 | |
| Total | 1,128 | 404.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001478950] | |
| 10-Q | [0001478950] | |
| 4 | [0001478950] | |
| 8-K | [0001478950] | |
| D | [0001478950] | |
| SC 13G | [0001478950] | |
| 10-K | [0001512890] | |
| 10-Q | [0001512890] | |
| 3 | [0001512890] | |
| 4 | [0001512890] | |
| 8-K | [0001512890] | |
| D | [0001823325] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 5 |
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Excel Corp EXCC
Common Stock
|
2017-01-27 | Buy | 250,000 | $0.12 | 30,000 |
|
Excel Corp excc
excel corp usa
|
2017-01-10 | Sell | 30,000 | $0.22 | 6,600 |
|
Excel Corp EXCC
Series B Convertible Preferred Stock
|
2016-03-18 | Buy | 2,300,000 | $0.05 | 115,000 |
|
Excel Corp EXCC
Series B Convertible Preferred Stock
|
2016-03-18 | Buy | 2,300,000 | $0.05 | 115,000 |
|
Excel Corp excc
Excel Corporation warrants to purchase common stock (007) · derivative
|
2015-11-30 | Buy | 1,500,000 | $0.05 | 75,000 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 43,593 | $15.85 | 690,949 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 21,093 | $15.85 | 334,324 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 125,910 | $15.85 | 1,995,674 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 419,178 | $15.85 | 6,643,971 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 595,376 | $15.85 | 9,436,710 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 115,042 | $15.85 | 1,823,416 |
|
Excel Trust Inc EXL
Common Operating Partnership Units · derivative
|
2015-07-31 | Disposed to issuer | 56,564 | ||
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 114,101 | $15.85 | 1,808,501 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 107,959 | $15.85 | 1,711,150 |
|
Excel Trust Inc EXL
Common Operating Partnership Units · derivative
|
2015-07-31 | Disposed to issuer | 56,564 | ||
|
Excel Trust Inc EXL
Common Operating Partnership Units · derivative
|
2015-07-31 | Disposed to issuer | 56,564 | ||
|
Excel Trust Inc EXL
Common Operating Partnership Units · derivative
|
2015-07-31 | Disposed to issuer | 471,370 | ||
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 1,293 | $15.85 | 20,494 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 19,800 | $15.85 | 313,830 |
|
Excel Trust Inc EXL
Common Stock
|
2015-07-31 | Disposed to issuer | 21,093 | $15.85 | 334,324 |
| showing 20 of 88 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Northland Securities Inc
✚
|
MN | 405.5 M |
|
Evergreen Wealth Partners LLC
✚
|
MT | 405.2 M |
|
Altus Wealth Management LLC
✚
|
KY | 405.2 M |
|
QP Wealth Management LLC
✚
|
FL | 405.0 M |
|
Core Wealth Management Inc
✚
|
FL | 404.7 M |
|
S Harris Financial Group LLC
✚
|
TX | 404.4 M |
|
HFM Investment Advisors LLC
✚
|
NJ | 404.1 M |
|
Alexander Randolph Advisory Inc
✚
|
VA | 403.9 M |
|
AG Campbell Advisory LLC
✚
|
MD | 403.9 M |
|
Hidden Cove Wealth Management LLC
✚
|
WA | 403.5 M |