Family Management Corporation

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Family Management Corporation
CRD #104951
SEC #801-35943
CIK #0001539947
AUM $4.4 B (2025-05-20)
Employees 20 (100% Investors, 0% Brokers)
Phone212-872-9600
Address155 E 44th Street
New York, NY 10017
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
5.04.03.02.01.00.02000200820172026
CIK Period
0001539947
Sector Form 13F Holdings Value ($M)
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Type Form D Funds Date Sold ($M) AUM ($M)
HF FM Fifth Avenue Fund LP [2012-03-30] 85.6 70.7
HF FM Fifth Avenue Fund Ltd [2012-03-30] 83.7 72.6
HF FM Multi-Strategy Appreciation Fund LP [2012-03-30] 12.0 3.2
RE FM Real Estate Opportunities Fund II LP [2012-03-30] 4.5 1.8
RE FM Real Estate Opportunities Fund LP 2012-03-30 2.5
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 451 0.2
(b) Individuals (high net worth individuals) 256 1.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 12 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 3 2.5
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 18 0.0
(n) Other 0 0.0
Total 3,166 4.4
By Discretionary
Discretionary 3,128 4.3
Non-Discretionary 38 0.1
Total 3,166 4.4
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 4.3
Total 3,166 4.4
Form D Directors # Filings # Firms 2011 - 2025
Paul Smith 74
Roger Priaulx 15
Andrea Tessler 7
Seymour Zises 5
J Drake 4
FM Fifth Avenue GP 1
FM Fifth Avenue GP LLC 1
Roger Priavlx 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001539947]
Comparable Firms State AUM ($B)
Ancora Advisors LLC
OH 4.5
True North Advisors LLC
TX 4.5
Proficio Capital Partners LLC
MA 4.0
Altes Capital LLC
NY 3.1
Cantor Fitzgerald Investment Advisors LP
NY 2.4
Wellesley Asset Management Inc
NH 2.1
Howard Financial Services Ltd
TX 1.4
Financial Management Professionals Inc
TX 1.1
NexWave Capital Partners LLC
NY 1.0
New Vernon Advisers LP
NJ 0.9
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