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| Family Management Corporation
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|
|---|---|
| CRD # | 104951 |
| SEC # | 801-35943 |
| CIK # | 0001539947 |
| AUM | $3.2 BB (2023-03-31) |
| Employees | 20 (100% Investors, 50% Brokers) |
| Phone | 212-872-9600 |
| Address | 155 E 44th Street New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001539947 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Apple Inc | 2,382,844.0 | 14.9 | |
| Microsoft Corp | 1,918,222.4 | 13.1 | |
| Alphabet Inc | 1,475,138.5 | 9.2 | |
| Nvidia Corp | 399,550.0 | 7.5 | |
| Amazon Com Inc | 1,092,997.8 | 6.9 | |
| Home Depot Inc | 277,648.0 | 6.9 | |
| Johnson & Johnson | 465,600.2 | 6.4 | |
| VISA Inc | 419,260.5 | 5.5 | |
| Wal Mart Stores Inc | 335,434.5 | 5.4 | |
| Regeneron Pharmaceuticals Inc | 65,294.8 | 5.2 | |
| Pfizer Inc | 284,248.0 | 4.5 | |
| J P Morgan Chase & Co | 340,169.2 | 4.4 | |
| Sherwin Williams Co | 58,089.9 | 4.3 | |
| American Express Co | 107,077.6 | 3.7 | |
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | FM Fifth Avenue Fund LP | [2012-03-30] | 72.5 | 56.2 |
| HF | FM Fifth Avenue Fund Ltd | [2012-03-30] | 70.0 | 58.3 |
| HF | FM Multi-Strategy Appreciation Fund LP | [2012-03-30] | 12.0 | 3.2 |
| RE | FM Real Estate Opportunities Fund II LP | [2012-03-30] | 4.5 | 1.8 |
| RE | FM Real Estate Opportunities Fund LP | 2012-03-30 | 2.5 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 337 | 0.1 |
| (b) Individuals (high net worth individuals) | 263 | 1.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 10 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 1.5 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,985 | 3.2 |
| By Discretionary | ||
| Discretionary | 2,967 | 3.1 |
| Non-Discretionary | 18 | 0.0 |
| Total | 2,985 | 3.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 3.1 | |
| Total | 2,985 | 3.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Paul Smith | 63 | ||
| Roger Priaulx | 12 | ||
| Andrea Tessler | 7 | ||
| Seymour Zises | 5 | ||
| J Drake | 4 | ||
| FM Fifth Avenue GP LLC | 1 | ||
| Roger Priavlx | 1 | ||
| FM Fifth Avenue GP | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001539947] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Ancora Advisors LLC
✚
|
OH | 4.1 |
|
Global Forest Partners LP
✚
|
NH | 4.1 |
|
True North Advisors LLC
✚
|
TX | 3.0 |
|
Wellesley Asset Management Inc
✚
|
MA | 2.4 |
|
ANDA Asset Management Co Ltd
✚
|
1.7 | |
|
The Weil Company
✚
|
CA | 1.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.0 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.8 |
|
Financial Management Professionals Inc
✚
|
TX | 0.8 |