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| First Trust Capital Management LP
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|---|---|
| CRD # | 317825 |
| SEC # | 801-122924 |
| CIK # | 0001972865, 0001072842, 0001617572, 0001070296 |
| AUM | $5.2 BB (2023-03-31) |
| Employees | 31 (48% Investors, 0% Brokers) |
| Phone | 773-828-6700 |
| Address | 225 W Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001972865 0001072842 0001617572 0001070296 | |
| / | |
| Sector | Form 13F Holdings | Cap ($) | Value ($) |
|---|---|---|---|
| Prev | Page 1 | Next |
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | FT Investments I LLC | 2023-03-31 | 3.7 | |
| HF | FT Alternative Platform I LLC | [2022-03-31] | 533.9 | 321.4 |
| HF | FT Offshore I LP | [2022-03-31] | 118.3 | 115.0 |
| PE | FT Private Investment Platform I LLC | [2022-03-31] | 961.1 | 713.1 |
| PE | VCM Core Opportunities Fund LLC | [2022-03-31] | 264.6 | 122.6 |
| PE | Destiny Alternative Fund II LLC | [2021-11-23] | 55.4 | 53.6 |
| HF | Destiny Alternative Fund I LLC | [2020-10-27] | 40.5 | 31.0 |
| RE | FT Real Estate Platform I LLC | [2020-03-27] | 223.9 | 185.7 |
| PE | FT Private Investment Platform I LLC - Private Equity | [2019-02-22] | 961.1 | 223.8 |
| PE | FT Private Investment Platform I LLC - Real Estate | [2019-02-22] | 961.1 | 122.2 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 10 | 3.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 51 | 5.2 |
| By Discretionary | ||
| Discretionary | 50 | 5.1 |
| Non-Discretionary | 1 | 0.1 |
| Total | 51 | 5.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.2 | |
| Total | 51 | 5.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| David Lee | 129 | |||
| Michael Peck | 18 | |||
| Chad Eisenberg | 14 | |||
| David Sternberg | 11 | |||
| Robert Seyferth | 9 | |||
| Terrance Gallagher | 6 | |||
| Jeff Obrien | 4 | |||
| Vivaldi Capital Management LLC | 4 | |||
| Gary Shugrue | 7 | |||
| Ann Maurer | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 10-K | [0001070296] | |
| 10-Q | [0001070296] | |
| 3 | [0001070296] | |
| 4 | [0001070296] | |
| 5 | [0001070296] | |
| 8-K | [0001070296] | |
| SC 13G | [0001070296] | |
| 10-K | [0001072842] | |
| 10-Q | [0001072842] | |
| 3 | [0001072842] | |
| 8-K | [0001072842] | |
| 10-K | [0001617572] | |
| 10-Q | [0001617572] | |
| 3 | [0001617572] | |
| 8-K | [0001617572] | |
| D | [0001617572] | |
| D | [0001972865] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| BlackRock Inc | First Capital Inc | [2021-02-02] |
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4.2 |