Focus Partners Wealth LLC

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Focus Partners Wealth LLC ✚
CRD #	159289
SEC #	801-72862
CIK #	0001542153
AUM	181.86 B (2026-04-30)
Employees	1,915 (54% Investors, 0% Brokers)
Fees
Minimum
Phone	314-725-0455
Address	190 Carondelet Plaza St Louis, MO 63105
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]

Total AUM ($B) Copy

In the News
Thu, 02 Jul 2026	Focus Partners Wealth Review 2026 — WSJ
Mon, 15 Jun 2026	Focus Partners Wealth Acquires 1,253,967 Shares of AST SpaceMobile, Inc. $ASTS — MarketBeat
Mon, 01 Jun 2026	Focus Partners Wealth To Acquire EverNest Financial Advisors — Pulse 2.0
Tue, 28 Apr 2026	RIA moves: Mariner Independent debuts $1.3B firm led by ex-Focus Partners Wealth trio — InvestmentNews

Sector	Form 13F Holdings	Value ($B)
	Apple Inc	2.5
	Nvidia Corp	2.1
	Microsoft Corp	2.0
	Amazon Com Inc	1.6
	Alphabet Inc	1.4
	Alphabet Inc	1.2
	Broadcom Inc	1.0
	J P Morgan Chase & Co	0.9
	Facebook Inc	0.7
	Visa Inc	0.6

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
VC	KV IX Access LP	[2026-04-30]	23.7 M	2.6 M
	Filed 2025-10-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
Other	GC Long/Short LP	[2024-09-10]	20.4 M	9.1 M
	Filed 2026-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	TCG Private Credit 2024 Offshore LP	[2024-09-10]	12.5 M	11.5 M
	Filed 2024-06-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
PE	GC Fintech Fund LP	2024-08-14		11.0 M
PE	GC Opportunities 2 Private Fund LP	[2024-08-14]	28.0 M	27.7 M
	Filed 2026-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $200,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
PE	GC Opportunities I Private Fund LP	2024-08-14		13.4 M
PE	Trailhead Growth LP	[2024-08-14]	24.1 M	20.4 M
	Filed 2026-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Trailhead Income LP	[2024-08-14]	17.6 M	51.8 M
	Filed 2026-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Trailhead Income QP LP	[2024-08-14]	17.6 M	16.7 M
	Filed 2026-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Trailhead Options Income LP	[2024-08-14]	21.3 M	19.2 M
	Filed 2026-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	30,825	13.5
(b) Individuals (high net worth individuals)	30,177	142.5
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	4	1.5
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	25	3.0
(g) Pension and profit sharing plans	535	9.3
(h) Charitable organizations	388	4.5
(i) State or municipal government entities	42	3.6
(j) Other investment advisers	12	0.7
(k) Insurance companies	2	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	456	3.2
(n) Other	0	0.0
Total	220,585	181.9
By Discretionary
Discretionary	197,404	148.2
Non-Discretionary	23,181	33.6
Total	220,585	181.9
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		181.7
Total	220,585	181.9

Form D Directors	Role	# Filings	# Firms
Brendan Lake	Executive Officer	142	15
Matthew Brown	Executive Officer	197	13
Michael Stanton	Executive Officer	375	10
Capital Integration Systems LLC	Promoter	142	10
Adam Stern	Executive Officer	116	10
Stephen Miller	Executive Officer	36	7
Justin Ferri	Executive Officer	143	6
iCapital HF GP LLC	Promoter	129	6
Frank Brochin	Executive Officer	18	6
Thomas Flanagan	Executive Officer	7	5
Mark Burton	Executive Officer	45	4
Brooke Parish	Executive Officer	17	4
David Salem	Executive Officer	15	4
Stephen Sadler	Executive Officer	8	4
Michael Nathanson	Executive Officer	8	4
Pier Friend	Executive Officer	6	4
Andrew Vogelstein	Executive Officer	6	4
Jeannine Caruso	Executive Officer	6	4
John Vogelstein	Executive Officer	6	4
Eric Oppenheim	Executive Officer	6	4
Lance Odden	Executive Officer	5	4
Gary Ran	Executive Officer	5	4
Brian Katz	Executive Officer	20	3
The Colony Group LLC	Executive Officer, Promoter	15	3
Focus Partners Wealth LLC	Executive Officer, Promoter	13	3
Robert Inches	Executive Officer	10	3
David Post	Executive Officer	9	3
Robert Glovsky	Executive Officer	6	3
Elisabeth Talbot	Executive Officer	6	3
Adam Birenbaum	Executive Officer	5	3
Colony Funds LLC	Executive Officer	5	3
Gina Bradley	Executive Officer	5	3
Rafe de La Gueronniere	Executive Officer	5	3
Sara Ayres	Executive Officer	4	3
Matt Brown	Executive Officer	11	2
iCapital HF GP LLC	Promoter	9	2
Matthew Salotti	Executive Officer	4	2
John Paduano	Executive Officer	4	2
Vincent Gratch	Executive Officer	4	2
Terri Feeney	Executive Officer	4	2
Fred Fern	Executive Officer	4	2
Zinovy Iosovich	Executive Officer	4	2
Chartwell Family Office LLC	Executive Officer	3	2
Telemus Capital LLC	Executive Officer	2	2
Matthew Ran	Executive Officer	2	2
Robert Schlagheck	Executive Officer	2	2
Gratus Capital LLC	Executive Officer, Promoter	4	1
Patrick Nolan	Executive Officer	3	1
Ppb Gratus Pre Mgt LLC	Executive Officer	2	1
Ppb Trailhead Options Mgt LLC	Executive Officer	1	1
Telemus Decorrelation Opportunity GP LLC	Executive Officer	1	1
Ppb Trailhead QP Mgt LLC	Executive Officer	1	1
KV IX Access GP LLC	Promoter	1	1
Cais Tcg Private Equity 2022 GP LLC	Promoter	1	1
Ppb Trailhead Growth Mgt LLC	Director	1	1
Ppb Gcft Mgt LLC	Executive Officer	1	1
NA Gratus Capital LLC	Executive Officer	1	1
NA Ppb Trailhead Options Mgt LLC	Executive Officer	1	1
Ppb Trailhead Mgt LLC	Executive Officer	1	1
Cais Tcg Private Credit 2024 GP LLC	Promoter	1	1
Cais Tcg Private Credit Offshore 2024 GP LLC	Promoter	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001542153]
SC 13G	[0001542153]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Focus Partners Wealth	TCW Strategic Income Fund Inc	[2026-05-12]
Focus Partners Wealth	Saba Capital Income & Opportunities Fund	[2026-02-13]
Focus Partners Wealth	GDL Fund	[2026-02-13]
Focus Partners Wealth	DTF Tax-Free Income 2028 Term Fund Inc	[2026-02-13]
Focus Partners Wealth	Special Opportunities Fund Inc	[2026-01-08]
Focus Partners Wealth	Special Opportunities Fund Inc	[2026-01-08]

Firm Profile (Form ADV)
Discretionary AUM	$3.0B
Clients	1,500
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	549300KSBRB2D8PZE641

Comparable Firms	State	AUM
SEI Investments Management Corp ✚	PA	216.43 B
Stifel Nicolaus & Company Incorporated ✚	MO	197.53 B
Goldman Sachs & Co LLC ✚	NY	133.64 B
Pathstone Family Office LLC ✚	NJ	110.30 B
Cresset Asset Management LLC ✚	IL	78.94 B
Wells Fargo Investment Institute Inc ✚	NC	43.00 B
Sequoia Financial Advisors LLC ✚	OH	32.24 B
Vivaldi Capital Management LP ✚	IL	5,641.1 M
Three Bell Capital LLC ✚	TX	5,051.1 M
Avidian Wealth Enterprises LLC ✚	TX	4,764.2 M

Focus Partners Wealth LLC

Assets, Funds, Holdings