Focus Partners Wealth LLC

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Assets, Funds, Holdings

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Focus Partners Wealth LLC
CRD #159289
SEC #801-72862
CIK #0001080628, 0001542153
AUM $95.9 B (2025-07-11)
Employees 1,535 (68% Investors, 1% Brokers)
Phone314-725-0455
Address190 Carondelet Plaza
St Louis, MO 63105
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($B)
1008060402002011201620212026
Sector Form 13F Holdings Value ($B)
Microsoft Corp 1.4
Apple Inc 1.3
Amazon Com Inc 0.9
Nvidia Corp 0.7
J P Morgan Chase & Co 0.7
Alphabet Inc 0.6
Facebook Inc 0.4
Alphabet Inc 0.4
Mastercard Inc 0.3
 
 
Holdings by Sector ($B)
806448321602012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
Other GC Long/Short LP 2024-09-10 9.2
PE TCG Private Credit 2024 Offshore LP [2024-09-10] 12.5 3.1
PE GC Fintech Fund LP 2024-08-14 11.0
PE GC Opportunities 2 Private Fund LP [2024-08-14] 27.6 27.7
PE GC Opportunities I Private Fund LP 2024-08-14 13.4
PE Trailhead Growth LP [2024-08-14] 24.1 20.4
PE Trailhead Income LP [2024-08-14] 17.0 51.8
PE Trailhead Income QP LP [2024-08-14] 17.0 16.7
HF Trailhead Options Income LP [2024-08-14] 20.1 19.2
PE Topridge Capital Partners AI LP 2024-07-10 35.0
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 12,487 5.0
(b) Individuals (high net worth individuals) 22,194 81.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 0.9
(g) Pension and profit sharing plans 146 2.1
(h) Charitable organizations 119 3.1
(i) State or municipal government entities 18 2.7
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 17 0.6
(n) Other 0 0.0
Total 124,141 95.9
By Discretionary
Discretionary 119,206 87.3
Non-Discretionary 4,935 8.6
Total 124,141 95.9
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 95.7
Total 124,141 95.9
Form D Directors # Filings # Firms 2011 - 2025
Brendan Lake 120
Adam Stern 113
Matthew Brown 174
Capital Integration Systems LLC 126
Stephen Miller 35
Justin Ferri 143
Frank Brochin 18
Thomas Flanagan 7
Brooke Parish 17
David Salem 15
Stephen Sadler 8
Michael Nathanson 7
Andrew Vogelstein 6
John Vogelstein 6
Pier Friend 6
Jeannine Caruso 6
Lance Odden 5
Mark Burton 37
The Colony Group LLC 15
Brian Katz 13
Focus Partners Wealth LLC 11
Robert Inches 10
Robert Glovsky 6
Elisabeth Talbot 6
Gina Bradley 5
Adam Birenbaum 5
Rafe de La Gueronniere 5
Colony Funds LLC 5
Sara Ayres 4
Matt Brown 11
Fred Fern 4
John Paduano 4
Vincent Gratch 4
Terri Feeney 4
Matthew Salotti 4
Zinovy Iosovich 4
Chartwell Family Office LLC 3
Gratus Capital LLC 4
Patrick Nolan 3
PPB Gratus PRE MGT LLC 2
CAIS TCG Private Credit Offshore 2024 GP LLC 1
CAIS TCG Private Equity 2022 GP LLC 1
PPB Trailhead Growth MGT LLC 1
PPB Trailhead QP MGT LLC 1
NA Gratus Capital LLC 1
NA Ppb Trailhead Options Mgt LLC 1
PPB Trailhead MGT LLC 1
PPB Trailhead Options MGT LLC 1
CAIS TCG Private Credit 2024 GP LLC 1
PPB GCFT MGT LLC 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001080628]
13F-HR [0001542153]
Comparable Firms State AUM ($B)
Stifel Nicolaus & Company Incorporated
MO 171.2
Pathstone Family Office LLC
NJ 100.4
JP Morgan Private Wealth Advisors LLC
CA 86.3
Cresset Asset Management LLC
IL 70.4
Partners Capital Investment Group LLP
MA 41.5
Wells Fargo Investment Institute Inc
NC 40.8
Sequoia Financial Advisors LLC
OH 23.0
Vivaldi Capital Management LP
IL 4.6
Avidian Wealth Enterprises LLC
TX 4.0
Three Bell Capital LLC
TX 3.8
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