Wells Fargo Investment Institute Inc

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Assets, Funds, Holdings

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Wells Fargo Investment Institute Inc
CRD #133204
SEC #801-64191
CIK #0001467728
AUM $38.1 BB (2023-03-30)
Employees 212 (67% Investors, 0% Brokers)
Phone704-715-1214
Address401 South Tryon Street
Charlotte, NC 28202
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
604836241202004201020172024
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 10.9
AAPL 2,382.8 10.5
UNH 477.0 3.6
JPM 340.2 3.3
JNJ 465.6 3.2
CVX 294.6 2.8
AMZN 1,093.0 2.7
CSCO 178.3 2.5
PG 338.1 2.4
PEP 226.8 2.3
View All
Holdings by Sector ($BB)
50040030020010002011201520192024
Type Form D Funds Date Sold ($MM) AUM ($MM)
PE BC Double Impact II ASP Fund [2022-03-30] 0.0 62.8
PE KKR European V ASP Fund [2021-03-30] 0.0 32.4
PE OrbiMed Asia Partners IV ASP Fund [2021-03-30] 0.0 29.5
Other BREP IX ASP Fund [2020-03-30] 77.7 76.9
Other Bridge Multifamily IV ASP Fund [2020-03-30] 77.7 87.6
Other GSO Energy II ASP Fund [2020-03-30] 77.7 63.8
Other LS Distressed Xi ASP Fund [2020-03-30] 77.7 56.5
Other Riverside Capital Appreciation VII ASP Fund [2020-03-30] 77.7 141.7
Other Strategic Partners VIII ASP Fund [2020-03-30] 77.7 228.1
Other Angelo Gordon Direct Lending III ASP Fund [2019-03-29] 77.7 71.1
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 955 0.3
(b) Individuals (high net worth individuals) 15,139 47.0
(c) Banking or thrift institutions 1 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 54 3.2
(g) Pension and profit sharing plans 75 0.1
(h) Charitable organizations 12 0.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 1 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 36 0.5
(n) Other 0 0.0
Total 16,271 51.2
By Discretionary
Discretionary 16,271 51.2
Non-Discretionary 0 0.0
Total 16,271 51.2
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 51.0
Total 16,271 51.2
Form D Directors # Filings # Firms 2011 - 2024
Daniel Mavico 76
Michael Korn 154
Adam Taback 135
Michael Roman 134
Britta Patterson 127
Rob Coltrin 121
Sean Nicolosi 112
Wells Fargo Investment Institute Inc 91
Alternative Strategies Group Inc 84
Yukari Nakano 80
View All
EDGAR Form CIK 2011 - 2024
13F-NT [0001467728]
4 [0001467728]
Form 3/4/5 Subject 2011 - 2024
Wells Fargo Investment Institute Inc
Agility Multi-Asset Income Fund
Corbin Multi-Strategy Fund, LLC
Related Firms State AUM ($BB)
Wells Fargo Clearing Services LLC
MO 524.9
Wells Fargo Advisors Financial Network LLC
MO 103.1
Wells Fargo Investment Institute Inc
NC 38.1
Wells Fargo Asset Management International LLC
0.0
Wells Fargo Bank NA
0.0
Wells Fargo Funds Management, LLC
CA 0.0
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