Wells Fargo Investment Institute Inc

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Wells Fargo Investment Institute Inc ✚
CRD #	133204
SEC #	801-64191
CIK #	0001467728
AUM	43.00 B (2026-03-23)
Employees	225 (64% Investors, 3% Brokers)
Fees
Minimum
Phone	314-354-5814
Address	550 South Tryon Street Charlotte, NC 28202
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

In the News
Tue, 28 Jul 2026	How the Maradona theory is moving the markets – Wells Fargo Investment Institute — Seeking Alpha
Wed, 17 Jun 2026	Wells Fargo Investment Institute: When Every Headline Shouts, Discipline Matters Most — Business Wire
Thu, 14 May 2026	Wells Fargo Investment Institute warns that US debt trajectory is serious, but not a crisis yet — InvestmentNews
Mon, 06 Apr 2026	Wells Fargo Investment Institute downgrades energy sector to 'unfavorable' on limited war premium — TradingView
Mon, 06 Apr 2026	Wells Fargo Investment Institute downgrades energy sector to ‘unfavorable’ on limited war premium — The Globe and Mail

Fees and Compensation — Form ADV Part 2A (3/23/2026) [Brochure]
Item 5: Fees and Compensation Currently, our compensation from Affiliates is a monthly fee based upon the costs incurred by WFII to provide its services, plus an additional amount equal to 10% of such costs (similar to a mark-up). Costs counted incurred by WFII to provide its services include personnel expenses, corporate support services and market data expenses.

Fees and Compensation — Form ADV Part 2A (3/23/2026) [Brochure]

Item 5: Fees and Compensation
  Currently, our compensation from Affiliates is a monthly fee based upon the costs incurred by WFII
  to provide its services, plus an additional amount equal to 10% of such costs (similar to a mark-up).
  Costs counted incurred by WFII to provide its services include personnel expenses, corporate support
  services and market data expenses.

Account Minimums and Types of Clients — Form ADV Part 2A (3/23/2026) [Brochure]
Item 7: Types of Clients WFII provides investment advisory services to various WIM businesses, including WFA, and the fiduciary divisions of WFB and Wells Fargo Delaware Trust Company, N.A. WFII also provides research to a non-affiliated entity as part of a custom arrangement. Each client has the authority to act on research, recommendations and due diligence data provided to them by WFII at their discretion.

Account Minimums and Types of Clients — Form ADV Part 2A (3/23/2026) [Brochure]

Item 7: Types of Clients
  WFII provides investment advisory services to various WIM businesses, including WFA, and the
  fiduciary divisions of WFB and Wells Fargo Delaware Trust Company, N.A. WFII also provides research
  to a non-affiliated entity as part of a custom arrangement. Each client has the authority to act on
  research, recommendations and due diligence data provided to them by WFII at their discretion.

Sector	Form 13F Holdings	Value ($B)
	Apple Inc	15.7
	Microsoft Corp	12.5
	Nvidia Corp	10.5
	Broadcom Inc	8.1
	Alphabet Inc	8.0
	Amazon Com Inc	8.0
	J P Morgan Chase & Co	6.8
	Facebook Inc	5.7
	Alphabet Inc	5.2
	Lilly Eli & Co	4.5
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	BC Double Impact II ASP Fund	[2022-03-30]		62.8 M
	Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE	KKR European V ASP Fund	[2021-03-30]		32.4 M
	Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE	OrbiMed Asia Partners IV ASP Fund	[2021-03-30]		29.5 M
	Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other	BREP IX ASP Fund	[2020-03-30]	77.7 M	76.9 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Bridge Multifamily IV ASP Fund	[2020-03-30]	77.7 M	87.6 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	GSO Energy II ASP Fund	[2020-03-30]	77.7 M	63.8 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	LS Distressed Xi ASP Fund	[2020-03-30]	77.7 M	56.5 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Riverside Capital Appreciation VII ASP Fund	[2020-03-30]	77.7 M	141.7 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Strategic Partners VIII ASP Fund	[2020-03-30]	77.7 M	228.1 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Angelo Gordon Direct Lending III ASP Fund	[2019-03-29]	77.7 M	71.1 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	177	0.1
(b) Individuals (high net worth individuals)	11,004	34.7
(c) Banking or thrift institutions	1	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	11	0.0
(h) Charitable organizations	114	0.4
(i) State or municipal government entities	32	0.4
(j) Other investment advisers	2	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	127	2.7
(n) Other	748	4.8
Total	12,213	43.0
By Discretionary
Discretionary	12,213	43.0
Non-Discretionary	0	0.0
Total	12,213	43.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		43.0
Total	12,213	43.0

Form D Directors	Role	# Filings	# Firms
Michael Stanton	Executive Officer	368	10
Michael Korn	Executive Officer	178	5
Daniel Mavico	Executive Officer	76	4
Adam Taback	Director, Executive Officer	135	3
Michael Roman	Executive Officer	135	3
Britta Patterson	Director, Executive Officer	127	3
Rob Coltrin	Executive Officer	121	3
Sean Nicolosi	Executive Officer	112	3
Wells Fargo Investment Institute Inc	Promoter	91	3
Alternative Strategies Group Inc	Executive Officer, Promoter	84	3
View All

EDGAR Form	CIK	2011 - 2026
13F-NT	[0001467728]
4	[0001467728]

Firm Profile (Form ADV)
Discretionary AUM	$3.7B
Clients	3
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	14672829-0012

Form 3/4/5 Subject	2011 - 2026
Agility Multi-Asset Income Fund
Wells Fargo Investment Institute Inc
Corbin Multi-Strategy Fund LLC

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Agility Multi-Asset Income Fund NONE Shares of Beneficial Ownership	2017-05-23	Sell	0.13	$134.12	17
Corbin Multi-Strategy Fund LLC NONE Units of Limited Liability Company Interests	2017-05-23	Sell	234.77	$24,894.52	5,844,486

Related Firms	State	AUM
Wells Fargo Clearing Services LLC ✚	MO	671.42 B
Wells Fargo Advisors Financial Network LLC ✚	MO	252.25 B
Wells Fargo Investment Institute Inc ✚	NC	43.00 B
Wells Fargo Asset Management International LLC ✚
Wells Fargo Bank NA ✚
Wells Fargo Funds Management LLC ✚	CA

Comparable Firms	State	AUM
Cresset Asset Management LLC ✚	IL	78.94 B
Sequoia Financial Advisors LLC ✚	OH	32.24 B
Vivaldi Capital Management LP ✚	IL	5,641.1 M
Three Bell Capital LLC ✚	TX	5,051.1 M
Avidian Wealth Enterprises LLC ✚	TX	4,764.2 M
First Long Island Investors LLC ✚	NY	1,861.3 M
freeGulliver LLC ✚	LA	836.6 M
Alliance Advisory & Securities LLC ✚	CA	687.4 M
Adams Wealth Management LLC ✚	UT	565.8 M
JP Morgan Private Wealth Advisors LLC ✚	CA

Wells Fargo Investment Institute Inc

Assets, Funds, Holdings