Wells Fargo Investment Institute Inc

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Wells Fargo Investment Institute Inc ✚
CRD #	133204
SEC #	801-64191
CIK #	0001467728
AUM	$38.1 BB (2023-03-30)
Employees	212 (67% Investors, 0% Brokers)
Phone	704-715-1214
Address	401 South Tryon Street Charlotte, NC 28202
Source	[IAPD] [EDGAR] [Website]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	MSFT	1,918.2	10.9
	AAPL	2,382.8	10.5
	UNH	477.0	3.6
	JPM	340.2	3.3
	JNJ	465.6	3.2
	CVX	294.6	2.8
	AMZN	1,093.0	2.7
	CSCO	178.3	2.5
	PG	338.1	2.4
	PEP	226.8	2.3
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Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
PE	BC Double Impact II ASP Fund	[2022-03-30]	0.0	62.8
PE	KKR European V ASP Fund	[2021-03-30]	0.0	32.4
PE	OrbiMed Asia Partners IV ASP Fund	[2021-03-30]	0.0	29.5
Other	BREP IX ASP Fund	[2020-03-30]	77.7	76.9
Other	Bridge Multifamily IV ASP Fund	[2020-03-30]	77.7	87.6
Other	GSO Energy II ASP Fund	[2020-03-30]	77.7	63.8
Other	LS Distressed Xi ASP Fund	[2020-03-30]	77.7	56.5
Other	Riverside Capital Appreciation VII ASP Fund	[2020-03-30]	77.7	141.7
Other	Strategic Partners VIII ASP Fund	[2020-03-30]	77.7	228.1
Other	Angelo Gordon Direct Lending III ASP Fund	[2019-03-29]	77.7	71.1
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AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	955	0.3
(b) Individuals (high net worth individuals)	15,139	47.0
(c) Banking or thrift institutions	1	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	54	3.2
(g) Pension and profit sharing plans	75	0.1
(h) Charitable organizations	12	0.2
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	1	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	36	0.5
(n) Other	0	0.0
Total	16,271	51.2
By Discretionary
Discretionary	16,271	51.2
Non-Discretionary	0	0.0
Total	16,271	51.2
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		51.0
Total	16,271	51.2

Form D Directors	# Filings	# Firms	2011 - 2024
Daniel Mavico	76
Michael Korn	154
Adam Taback	135
Michael Roman	134
Britta Patterson	127
Rob Coltrin	121
Sean Nicolosi	112
Wells Fargo Investment Institute Inc	91
Alternative Strategies Group Inc	84
Yukari Nakano	80
View All

EDGAR Form	CIK	2011 - 2024
13F-NT	[0001467728]
4	[0001467728]

Form 3/4/5 Subject	2011 - 2024
Wells Fargo Investment Institute Inc
Agility Multi-Asset Income Fund
Corbin Multi-Strategy Fund, LLC

Related Firms	State	AUM ($BB)
Wells Fargo Clearing Services LLC ✚	MO	524.9
Wells Fargo Advisors Financial Network LLC ✚	MO	103.1
Wells Fargo Investment Institute Inc ✚	NC	38.1
Wells Fargo Asset Management International LLC ✚		0.0
Wells Fargo Bank NA ✚		0.0
Wells Fargo Funds Management, LLC ✚	CA	0.0

Comparable Firms	State	AUM ($BB)
Partners Capital Investment Group LLP ✚	MA	30.3
Pathstone Family Office LLC ✚	NJ	24.8
Cresset Asset Management LLC ✚	IL	24.6
The Colony Group LLC ✚	MA	18.8
Sequoia Financial Advisors LLC ✚	OH	15.6
Goldman Sachs Hedge Fund Strategies LLC ✚	NY	11.5
RMB Capital Management LLC ✚	IL	6.4
Avidian Wealth Solutions LLC ✚	TX	3.7
Vivaldi Capital Management LP ✚	IL	3.3
freeGulliver LLC ✚	LA	0.5

Assets, Funds, Holdings