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Wells Fargo Investment Institute Inc
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CRD # | 133204 |
SEC # | 801-64191 |
CIK # | 0001467728 |
AUM | $38.1 BB (2023-03-30) |
Employees | 212 (67% Investors, 0% Brokers) |
Phone | 704-715-1214 |
Address | 401 South Tryon Street Charlotte, NC 28202 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
MSFT | 1,918.2 | 10.9 | |
AAPL | 2,382.8 | 10.5 | |
UNH | 477.0 | 3.6 | |
JPM | 340.2 | 3.3 | |
JNJ | 465.6 | 3.2 | |
CVX | 294.6 | 2.8 | |
AMZN | 1,093.0 | 2.7 | |
CSCO | 178.3 | 2.5 | |
PG | 338.1 | 2.4 | |
PEP | 226.8 | 2.3 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
PE | BC Double Impact II ASP Fund | [2022-03-30] | 0.0 | 62.8 |
PE | KKR European V ASP Fund | [2021-03-30] | 0.0 | 32.4 |
PE | OrbiMed Asia Partners IV ASP Fund | [2021-03-30] | 0.0 | 29.5 |
Other | BREP IX ASP Fund | [2020-03-30] | 77.7 | 76.9 |
Other | Bridge Multifamily IV ASP Fund | [2020-03-30] | 77.7 | 87.6 |
Other | GSO Energy II ASP Fund | [2020-03-30] | 77.7 | 63.8 |
Other | LS Distressed Xi ASP Fund | [2020-03-30] | 77.7 | 56.5 |
Other | Riverside Capital Appreciation VII ASP Fund | [2020-03-30] | 77.7 | 141.7 |
Other | Strategic Partners VIII ASP Fund | [2020-03-30] | 77.7 | 228.1 |
Other | Angelo Gordon Direct Lending III ASP Fund | [2019-03-29] | 77.7 | 71.1 |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 955 | 0.3 |
(b) Individuals (high net worth individuals) | 15,139 | 47.0 |
(c) Banking or thrift institutions | 1 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 54 | 3.2 |
(g) Pension and profit sharing plans | 75 | 0.1 |
(h) Charitable organizations | 12 | 0.2 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 1 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 36 | 0.5 |
(n) Other | 0 | 0.0 |
Total | 16,271 | 51.2 |
By Discretionary | ||
Discretionary | 16,271 | 51.2 |
Non-Discretionary | 0 | 0.0 |
Total | 16,271 | 51.2 |
By Non-United States Persons | ||
Non-United States Persons | 0.2 | |
United States Persons | 51.0 | |
Total | 16,271 | 51.2 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
Daniel Mavico | 76 | |||
Michael Korn | 154 | |||
Adam Taback | 135 | |||
Michael Roman | 134 | |||
Britta Patterson | 127 | |||
Rob Coltrin | 121 | |||
Sean Nicolosi | 112 | |||
Wells Fargo Investment Institute Inc | 91 | |||
Alternative Strategies Group Inc | 84 | |||
Yukari Nakano | 80 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
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13F-NT | [0001467728] | |
4 | [0001467728] |
Form 3/4/5 Subject | 2011 - 2024 |
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Wells Fargo Investment Institute Inc | |
Agility Multi-Asset Income Fund | |
Corbin Multi-Strategy Fund, LLC |
Related Firms | State | AUM ($BB) |
---|---|---|
Wells Fargo Clearing Services LLC
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|
MO | 524.9 |
Wells Fargo Advisors Financial Network LLC
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MO | 103.1 |
Wells Fargo Investment Institute Inc
✚
|
NC | 38.1 |
Wells Fargo Asset Management International LLC
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|
0.0 | |
Wells Fargo Bank NA
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|
0.0 | |
Wells Fargo Funds Management, LLC
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|
CA | 0.0 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Partners Capital Investment Group LLP
✚
|
MA | 30.3 |
Pathstone Family Office LLC
✚
|
NJ | 24.8 |
Cresset Asset Management LLC
✚
|
IL | 24.6 |
The Colony Group LLC
✚
|
MA | 18.8 |
Sequoia Financial Advisors LLC
✚
|
OH | 15.6 |
Goldman Sachs Hedge Fund Strategies LLC
✚
|
NY | 11.5 |
RMB Capital Management LLC
✚
|
IL | 6.4 |
Avidian Wealth Solutions LLC
✚
|
TX | 3.7 |
Vivaldi Capital Management LP
✚
|
IL | 3.3 |
freeGulliver LLC
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|
LA | 0.5 |