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| Stifel Nicolaus & Company Incorporated
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|---|---|
| CRD # | 793 |
| SEC # | 801-10746 |
| CIK # | 0000948905, 0000094403 |
| AUM | $149.2 BB (2024-08-12) |
| Employees | 6,534 (46% Investors, 79% Brokers) |
| Phone | 314-342-2000 |
| Address | 501 N Broadway St Louis, MO 63102 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 3.2 | |
| AAPL | 2,382.8 | 2.5 | |
| NVDA | 399.6 | 2.3 | |
| AMZN | 1,093.0 | 1.6 | |
| GOOGL | 1,475.1 | 1.2 | |
| V | 419.3 | 1.0 | |
| PEP | 226.8 | 0.9 | |
| HD | 277.6 | 0.9 | |
| WMT | 335.4 | 0.9 | |
| MRK | 232.4 | 0.9 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | KCP Bridge33 III LP | [2023-03-31] | 0.0 | 0.2 |
| Other | KCP Greenoaks V LP | [2023-03-31] | 21.6 | 1.9 |
| Other | KCP GS II LP | [2023-03-31] | 10.1 | 3.1 |
| Other | KCP Accolade Fund LP | [2022-03-31] | 17.5 | 9.3 |
| Other | KCP Finback LP | [2022-03-31] | 17.1 | 14.0 |
| Other | KCP Interlock Equity Fund LP | [2022-03-31] | 8.6 | 2.7 |
| Other | KCP Liberty City Ventures LP | [2022-03-31] | 23.6 | 28.3 |
| Other | KCP Seaside Equity Fund LP | [2022-03-31] | 14.1 | 13.0 |
| Other | KCP Valiant Peregrine Fund II | [2022-03-31] | 18.4 | 2.5 |
| VC | Stifel Access Law Finance Group LP | 2022-03-31 | 4.6 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 150,617 | 36.3 |
| (b) Individuals (high net worth individuals) | 55,911 | 95.3 |
| (c) Banking or thrift institutions | 524 | 2.9 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 23 | 0.3 |
| (g) Pension and profit sharing plans | 1,532 | 2.2 |
| (h) Charitable organizations | 1,324 | 4.3 |
| (i) State or municipal government entities | 50 | 2.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,868 | 5.5 |
| (n) Other | 7 | 0.0 |
| Total | 348,524 | 149.2 |
| By Discretionary | ||
| Discretionary | 258,277 | 93.5 |
| Non-Discretionary | 90,247 | 55.8 |
| Total | 348,524 | 149.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.7 | |
| United States Persons | 148.6 | |
| Total | 348,524 | 149.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Michelle WilsonClarke | 277 | |||
| Laren Gillespie | 114 | |||
| Lisa Alexander | 75 | |||
| Alison Martinson | 38 | |||
| Jeffrey Cohen | 69 | |||
| Jayson Lashin | 14 | |||
| David Romhilt | 8 | |||
| Malcolm Frost | 18 | |||
| Stifel Nicolaus & Company Incorporated | 17 | |||
| James Knall | 9 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000948905] | |
| 13F-NT | [0000948905] | |
| SC 13G | [0000948905] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 149.2 |
|
Intyce LLC
✚
|
MO | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Goldman Sachs & Co LLC
✚
|
NY | 222.7 |
|
SEI Investments Management Corp
✚
|
PA | 194.8 |
|
JP Morgan Private Wealth Advisors LLC
✚
|
CA | 86.3 |
|
Cresset Asset Management LLC
✚
|
IL | 52.5 |
|
Pathstone Family Office LLC
✚
|
NJ | 48.3 |
|
Wells Fargo Investment Institute Inc
✚
|
NC | 43.6 |
|
Partners Capital Investment Group LLP
✚
|
MA | 35.3 |
|
The Colony Group LLC
✚
|
MA | 21.5 |
|
Sequoia Financial Advisors LLC
✚
|
OH | 20.0 |
|
Goldman Sachs Hedge Fund Strategies LLC
✚
|
NY | 11.3 |